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題名:中國文學中的「烏托邦」傳統
作者:楊小定
作者(外文):Yang, Hsiao-Ting
校院名稱:國立臺灣大學
系所名稱:外文研究所
指導教授:侯偉
葉慶炳
學位類別:博士
出版日期:1980
主題關鍵詞:烏托邦Utopian
原始連結:連回原系統網址new window
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從史前的「創世紀」到現代的科幻小說,西方的「烏托邦」傳統有其一貫的哲學體系,並對社會秩序的改革有深遠的影響。中國的「烏托邦」傳統卻未受到應有的重視。本篇論文旨在探討此一文學傳統的發展及其特質。由於「烏托邦」文學作品的體裁和內容相當龐雜,本篇論文僅就重要作品的哲學心態、精神特質、社會背景及文學價值諸方面加以研究,並企望以比較的觀點來肯定此一文學傳統獨特的價值。
本篇論文共分六章。首章追溯人類「烏托邦」思想的起源,並從歷史的觀點給予「烏托邦」文學明確的界限,以便討論。
第二章首先敘述「三皇五帝」聖王之治理想的幻滅及先秦時代 「烏托邦」心態的誕生。其次,將「烏托邦」文學依其與哲學心態的關係分成三類,並劃分三者在時間和空間上不同的層次。第一類,反省過去,著眼於未來,並肯定現實的是以孔子「大同世界」為理想的 「理性、未來的烏托邦」,第二類,響往過去,並與現實隔絕的是以老子「小國寡民」為理想的「原始、簡樸的烏托邦」;第三類,超越地球上的時間和空間,追求永恆秩序的是以莊子「渾沌世界」為理想的「超塵、神聖的烏托邦」。
第三章從中國哲學中「人」的觀念和「和諧」的理想說明「烏托邦」傳統的精神特質。首先,儒家「遊於內」和道家「遊於外」的特質相異而相輔,因此,儒家入世的「烏托邦」思想和道家出世及超世的「烏托邦」思想,使中國文人在現實和理想的衝突中達到平衡。其次,由於儒道兩派重視人生來平等及人際關係的和諧,中國的 「烏托邦」絕少有嚴謹的階級劃分,更無階級的衝突及鬥爭。冉其次,儒道「天人合一」的觀念影響了中國的政治觀,表現在「烏托邦」文學中的理想政治乃是和諧、平靜和無為而治的社會組織。
第四章討論「烏托邦」文學和社會潮流變遷的關係。其一,隱逸的傳統產生了隱逸文學,但隱逸文人只追求個人精神滿足的理想世界,並未構想和諧而理想的社會組織。陶淵明可說是唯一超越此一潮流的隱逸文人。其二,秦漢以來長生不死藥的追尋,引起了求仙、鍊藥之風及道教的興起,文人為求超脫現實.獲得精神上徹底的解放,創造了「遊仙文學」。其三,儒家的社會道德、政治秩序,以及文化、道統的維護一直是社會變遷申不變的理想。某些「烏托邦」小說在諷刺文化和道德的墮落時.也提出了社會改革和文化重建的構想。
第五章研究「烏托邦」文學的美學價值。其一,中國的 「烏托邦」大多追求一種靜止、完美的境界,這一理想世界是抽象的,想像的和永恆的。其二,「烏托邦」文學常藉旅遊的形式達到理想世界。這種形式所具有的象徵性使作者超越了一己的時間、空間、和心理狀態。其三,從與現實的衝突到理想的追求和幻滅,「烏托邦」常含有喜劇性的諷刺和悲劇性的徹悟。某些「烏托邦」小說,成功而具體的表現了這種悲、喜劇的衝突,而達到了一種圓融的世界觀。
第六章批判中國「烏托邦」傳統的特性。就其積極性而言,此一傳統的文化意識和哲學背景使「烏托邦」文學超越了「想像」的層次而達到「理想」的層次。就其消極性而言,「烏托邦」文學只追求人類精神的和諧,而不重視人類物質文明的需求,因此「烏托邦」作者僅就理想世界作概念的描述,並未對其階級組織和社會結構作具體的描述。此外,作者在肯定人性的至高無上及「天人合一」的和諧時,忽略了刻劃人性的善變及黑暗面,使「烏托邦」恆為靜的,而不是動的社會結構。最後,就其超越性而言,「烏托邦」文學在其追求靜止和完美的境界、其象徵性、及其圓融的世界觀各方面都可說一方面描述歷史事實,一方面靜止了歷史,因此,也超越了歷史。
本篇論文企望能或為未來研究中國「烏托邦」傳統的一個序論。文學中的「烏托邦」傳統仍然有待比較文學的學者去整理、研究。它曾是文學中的「烏何有之鄉」,將來經由學者的開拓,必然會成為「理想國」。
The Wevestern utopian tradition has a long history from Genesis to the latest science fiction and has proved to be valuable in all attacks c''n the existing polilical and social order. The long tradition of Chinese utopian trsdition has been a neglected subject. This thesis attempts to make clear the linear development of the Chinese Utopian tradition from the earliest past to the late Ch''ing dynasty, to indicate its philosophical background, its moral setting, and relate these to social realities, and to open up some lines of aesthetic reflection. The utopian works are subsumed under thematic groupings. A comparative view is applied in order to arrive at a universal and dependable parspective of the Chinese utopian tradition.
The thesis is divided into six chapters. The first chapter outlines the harbinger of utopian thought and defines the utopian forms of literature or speculation from a historical point of view.
The second chapter traces the rise of Chinese utopia back to the fail and lost of the mytjs and legends of the Golden Age. It then distinguishes three types of literary utopias according to their affinities with the main forms of utopian mentalities: the rational-prognostic utopia based on Confucius ''"the world of grand unity," the primicivs-siaiplified utopia based on Lao Tzu''s "the Little state with a small population," and the supernal-supermundane utopia based on chuang TZu''s "the world of Nothingness." These three types of literary utopias are on different levels when we treat them with time and space in view. For the first type the future is everything and the real world is never to be abandoned. The second type longs for the past and establishes its location. cut off or isolated from the real world. The third type has its locus outside the realm of time and beyond the earth.
The third chapter tackles the significance of the Chinese utopian spirit in light of the concept of man and harmony. Firstly, the confucian and Taoist utopian speculation give to the Chinese people a sort of balance in regard to this-worldliness and other-woridliness. Secondly, because confucianism and Taoism put emphasis on man''s natural equality and harmonious human relations, ideas of class confrontation, as a resuit, were rare in Chinese societies; nor has stratification of society based on a strict hierarchy ever been an essential element for the ideal world in Chinese literary utopias. Thirdly, the confucian and Taoist concepts of the harmony between man and Heaven-earth give advent to the utopian idea of polities. Both confucian and Taoist ideal worlds lean to governing by inactivity.
The fourth chapter points out the reciprocal influence between utopian thought and the changing social climate in which it takes place. The concept of the recluse never ceased, to haunt the mind of the Chinese literatus and to monopolize much of ths spirit of Chinese poetry. However, reclusive literature revealed merely a sense of utopianism but lacked the substantial spirit to see through to its fulfillment. The legendary herb of immortality had incited two wide-scope and life-lasting movsinents: a search for immortality and refining of medicine. Taoism as a religion was born under impact of these two movements, as was the literature of roaming immortals. The confucian social virtues and political order, and the maintenance of culture and tradition remain to be the unchangeable ideals during the transformation of the society. The utopian works, in attempts to illustrate these ideals, put forward a more or less definite program of social reconstruction made attractive by the colors of wishful thinking.
The fifth chapter proposes to give judgment on the literary achievement of the Chinese utopian tradition. At first, Chinese utopia aspires to the condition of static perfection, in which man would be at peace with himself and the external world. Then, the symbolic journey adds concre- tion and actualization by linking utopia to a transcendent place, moment, or psychological situation. Finally, the hypothetical character of the utopian fiction has further iV receded, though still present through the ironical implication of the tragicomic sense. Thus, the deveiopment of Chinese utopian fiction is part of the logical evolution of the myth-creating utopian imagination.
The final chapter intends to give a critical evaluation of the Chinese utopian tradition. It is pointed out that the two positive characteristics are its philosophical background and its moral setting. The corresponding two negative characteristics are its unfruitfulness and its untruth, We can find in Chinese utopian literature only the pursuit of spiritual perfection, material gratification being always neglected. Most utopias are only conceptual in forms, and not clearly sketched with fine details and backed up by systems thoughtfully mapped out. When the utopian writer affirms the nobility of humanity, he totally disregards the dark aspects of human nature and thereby fail to create a human interest. Last but not least, the literary achievement of fhe Chinese literary utopias, namely, its static perfection, its symbolic sense, and its tragicomic vision, all lead inevitably to a stage of radical transcendence. The transcendence of the Chinese utopian literature lies in its transnistorical fulfillment.
The thesis is only a prologue to the study of the Chinese utopian tradition. Utopian tradition in literature remains a virgin land for all scholars of comparative literature to explore, It was a "nowhere" (Utopia) in literature, certaily it will becocie a "better world" (Eutopia) in and on which future scholars may dwell.
 
 
 
 
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