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題名:從美國沙氏法案看我國證券交易法之修正--兼論董事義務之內容
書刊名:軍法專刊
作者:趙冠瑋
出版日期:2006
卷期:52:3
頁次:頁78-106
主題關鍵詞:董事沙氏法案證券交易法
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(1) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:1
  • 共同引用共同引用:67
  • 點閱點閱:29
期刊論文
1.Fairfax, Lisa M.(2005)。Spare the Rod, Spoil the Director? Revitalizing Directors' Fiduciary Duty through Legal Liability。Hous. L. Rev.,42,393。  new window
2.黃銘傑(20050200)。公司治理與董監民事責任之現狀及課題--以外部董事制度及忠實、注意義務為中心。律師雜誌,305,15-29。  延伸查詢new window
3.Peters, Aulana(2004)。Congress's Response to Corporate Scandals: Will The New Rules Guarantee ''Good'' Governance and Avoid Future Scandals?。NOVA L. REV.,28,283+285。  new window
4.王文宇(20050100)。設立獨立董監事對公司治理的影響。法令月刊,56(1),45-64。new window  延伸查詢new window
5.Johnson, Lyman P. Q.(2005)。The Audit Committee's Ethical and Legal Responsibilities: The State Law Perspective。South Texas L. Rev.,47,27-57。  new window
6.羅贊興、陳逸珊、黃書芸、黃馨儀(20040600)。美國企業改革法案(Sarbanes-Oxley Act of 2002)對我國上市公司管理制度適用性之探討。證交資料,506,26-60。  延伸查詢new window
7.羅怡德(19900600)。美國公司法中董事所負之「忠實義務」之研究。輔仁法學,9,213-242。new window  延伸查詢new window
8.范曉玲(20021000)。公司治理及財務審計之新紀元--二○○二年美國證券交易Sarbanes-Oxley法案簡介。月旦法學,89,267-274。new window  延伸查詢new window
9.朱應舞(2002)。任重道遠的美國企業革新法案。會計研究月刊,202,18。  延伸查詢new window
研究報告
1.Beasley, M. S.、Carcello, J. V.、Hermanson, D. R.(1999)。Fraudulent Financial Reporting: 1987-1997, An An alysis of U.S. Public Companies。Jersey City, NJ:AICPA。  new window
學位論文
1.陳德純(2003)。企業改革法制建構之比較法探討--以美國企業改革法(The Sarbanes-Oxley Act of 2002)為中心(碩士論文)。東吳大學。  延伸查詢new window
圖書
1.劉紹樑(20021127)。從莊子到安隆--A+公司治理。臺北:天下文化。  延伸查詢new window
2.王文宇(2003)。公司法論。元照出版有限公司。  延伸查詢new window
3.葉銀華(20050000)。蒸發的股王:領先發現地雷危機。臺北:商智文化。new window  延伸查詢new window
其他
1.(2005)。Public Company Audit Committees,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=Sarbanes-Oxley&chap_id=PCAOB3&message_id=5, 2005/04/06。  new window
2.(2005)。Disclosure Of Audit Committee Financial Expert,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=Sarbanes-Oxley&chap_id=PCAOB4&message_id=31, 2005/04/06。  new window
3.(2005)。Discussion--Final Definition of Audit Committee Financial Expert,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=SEC-Rules&chap_id=SEC5&message_id=131, 2005/04/06。  new window
4.(2005)。Corporate Responsibility For Financial Reports,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=Sarbanes-Oxley&chap_id=PCAOB3&message_id=21, 2005/04/07。  new window
5.(2005)。Certification of Disclosure in Company's Quarterly and Annual Reports,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=SEC-Rules&chap_id=SEC1&message_id=77, 2005/04/07。  new window
6.(2005)。Management's Reports on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=SEC-Rules&chap_id=SEC14&message_id=268, 2005/04/08。  new window
7.(2005)。Management Assessment Of Internal Controls,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=Sarbanes-Oxley&chap_id=PCAOB4&message_id=28, 2005/04/10。  new window
8.(2005)。Management's Annual Assessment of, and Report on, the Company's Internal Control over Financial Reporting,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=SEC-Rules&chap_id=SEC14&message_id=270, 2005/04/11。  new window
9.(2005)。Disclosures In Periodic Reports,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=Sarbanes-Oxley&chap_id=PCAOB4&message_id=6, 23005/04/11。  new window
10.Conditions for Use of Non-GAAP Financial Measures,http://www.sarbanes-oxley.com/section.php?level=2&pub_id=SEC-Rules&chap_id=SEC3, 2005/04/12。  new window
11.(2005)。Disclosures Of Transactions Involving Management And Principal Stockholders,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=Sarbanes-Oxley&chap_id=PCAOB4&message_id=27, 2005/04/14。  new window
12.(2005)。Enhanced Conflict Of Interest Disclosures,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=Sarbanes-Oxley&chap_id=PCAOB4&message_id=26, 2005/04/10。  new window
13.(2005)。Improper Influence On Conduct Of Audits,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=Sarbanes-Oxley&chap_id=PCAOB3&message_id=22, 2005/04/08。  new window
14.(2005)。Code Of Ethics For Senior Financial Officers,http://www.sarbanes-oxley.com/displaysection.php?level=2&pub_id=Sarbanes-Oxley&chap_id=PCAOB4&message_id=30, 2005/04/14。  new window
15.(2005)。Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002,http://www.sarbanes-oxley.com/section.php?level=2&pub_id=SEC-Rules&chap_id=SEC5, 2005/04/14。  new window
16.(2005)。NASD and NYSE Rulemaking: Relating to Corporate Governance,http://www.sec.gov/rules/sro/34-48745.htm#P18_3269, 2005/04/15。  new window
17.(2005)。News Releases: NYSE Approves Measures to Strengthen Corporate Accountability Major Steps Aimed at Building Investor Confidence,http://www.nyse.com/Frameset.html?displayPage=/press/1044027444976.html, 2005/04/15。  new window
18.(2005)。Board of Directors,http://wallstreet.cch.com/AmericanStockExchangeAMEX/AmexCompanyGuide/PART8/162600039F.asp, 2005/04/16。  new window
19.(2005)。Independent Directors and Audit Committee,http://wallstreet.cch.com/AmericanStockExchangeAMEX/AmexCompanyGuide/PART8/16260003A0.asp, 2005/04/16。  new window
20.(2005)。Board Nominations,http://wallstreet.cch.com/AmericanStockExchangeAMEX/AmexCompanyGuide/PART8/16260003A1.asp, 2005/04/16。  new window
21.(2005)。Executive Compensation,http://wallstreet.cch.com/AmericanStockExchangeAMEX/AmexCompanyGuide/PART8/16260003A2.asp, 2005/04/16。  new window
22.(2005)。Code of Conduct and Ethics,http://wallstreet.cch.com/AmericanStockExchangeAMEX/AmexCompanyGuide/PART8/16260003A4.asp, 2005/04/16。  new window
23.(2005)。A price worth paying?,http://www.economist.com/business/displayStory.cfm?story_id=3984019, 2005/05/23。  new window
24.Powell, Scott S.(2005)。SARBOX: A Cure Worse than Disease?,http://www.aggregateresearch.com/article.asp?id=6419, 2005/05/23。  new window
25.(20050514)。美證管會要幫台商降ADR成本副首席會計長貝里表示,將協同PCAOB 在十六、十七日,在官方網站公布最新意見。  延伸查詢new window
圖書論文
1.王文宇(2005)。論董事會、常董會與委員會之權責劃分。現代公司法制之新課題,賴英照大法官六秩華誕祝壽論文集。  延伸查詢new window
2.王志誠(2005)。我國公司治理之實務發展及檢討--以並列制經營機關之改革為中心。現代公司法制之新課題,賴英照大法官六秩華誕祝壽論文集。  延伸查詢new window
3.曾宛如(2002)。董事忠實義務及適用內涵。公司管理與資本市場法制專論。台北:學林文化事業有限公司。new window  延伸查詢new window
4.王文宇(2003)。從公司管控之觀點論如何加強董事權責。新公司與企業法。台北:元照出版有限公司。new window  延伸查詢new window
 
 
 
 
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