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題名:從英國金融服務暨市場法論金融服務之整合--以律師所受規範為例
書刊名:政大法學評論
作者:曾宛如 引用關係
作者(外文):Tseng, Wang-ruu
出版日期:2007
卷期:96
頁次:頁99-145
主題關鍵詞:受規範行為指定投資專技人員金融服務暨市場法金融服務局經指定之專業團體證券期貨證券投資信託業務證券投資顧問業務Regulated activitiesSpecified investmentsProfessionsThe financial services and markets act 2000Designated professional bodiesSecuritiesFuturesManaging investmentsAdvising investments
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(1) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:0
  • 共同引用共同引用:1
  • 點閱點閱:22
期刊論文
1.曾宛如(20060700)。卡債與銀行經營。月旦法學,134,94-101。new window  延伸查詢new window
2.Chance, Clifford(199803)。Financial Regulation。JIBFL,15(3),117-118。  new window
3.Chance, Clifford(1997)。New UK Financial Regulator Launched。JIBFL,11,549-550。  new window
4.Whittaker, Andrew(199706)。The Reform of UK Financial Services Regulation。JIBFL,6,239-240。  new window
會議論文
1.Goodhart, C. A. E.、Hartmann, P.、Llewellyn, D. T.、Rojas-Suares, Liliana、Weisbrod, S. R.(1997)。Financial Regulation: Why, How and Where Now?。Monograph for the Central Bank Governors' Meeting at the Bank of England,(會議日期: June 6)。  new window
研究報告
1.Gower, L. C. G.(1984)。Review of Investor Protection。  new window
2.Gower, L. C. G.(1985)。Review of Investor Protection。  new window
3.FSA(199912)。The Transfer of the UK Listing Authority to the FSA。  new window
圖書
1.Sabalot, Deborah A.、Everett, Richard J. C.(2000)。The Financial Services and Markets Act 2000。  new window
2.Blair, Michael(2001)。Blackstone's Guide to the Financial Services & Markets Act 2000。London:Blackstone Press Limited。  new window
3.Chapman, Colin(1994)。How the Stock Markets Work。  new window
4.Davies, Paul L.(1997)。Principles of Modern Company Law。London, UK:Sweet & Maxwell。  new window
5.FSA(199907)。The Financial Services Authority, A Short Guide to Our Preparations for the New Regulatory Regime。  new window
6.Gower, L. C. B.(1982)。Review of Investor Protection: A Discussion Document。  new window
7.Lomnicka, Eva(2002)。The Financial Services and Markets Act: An Annotated Guide。London, UK:Sweet & Maxwell。  new window
8.Perry, James(2001)。The Financial Services and Markets Act: A Practical Legal Guide。Sweet & Maxwell。  new window
9.余雪明(2003)。證券交易法。財團法人中華民國證券暨期貨市場發展基金會。  延伸查詢new window
10.Steinberg, Marc I.(1996)。Understanding Securities Law。Understanding Securities Law。New York:Lexis Publishing。  new window
11.Morris, Simon(1995)。Financial Services: Regulating Investment Business。  new window
12.Blair, William(1998)。Banking and Financial Services Regulation。  new window
13.Lomnicka, E. Z.、Powell, J. L.(1998)。Encyclopedia of Financial Services Law。  new window
14.Treasury, H. M.(199807)。Financial Services and Markets Bill: A Consultation Document。  new window
15.FSA(200004)。Response to Consultation Paper: The Transfer of the UK Listing Authority to the FSA。  new window
16.李存修、曾宛如(2006)。期貨交易法條文研修案。  延伸查詢new window
其他
1.Graham, George(19990430)。FSA: Fears on Watchdog Powers。  new window
2.Treasury, H. M.(2000)。Financial Services and Markets Act: The Way Ahead,http://www.treasury.gov.uk/fsma/wayahead.html。  new window
 
 
 
 
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