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題名：使用專利優先權方法探討公司專利組合
書刊名：管理學報
作者：賴奎魁 引用關係／蘇芳霈／郭宗賢
作者(外文)：Lai, Kuei-kuei／Su, Fang-pei／Kuo, Tsung-hsien
出版日期：2010
卷期：27:2
頁次：頁149-168
主題關鍵詞：專利家族；專利優先權；專利組合；關鍵鏈；顯著鏈；Patent family；Patent priority；Patent portfolio；Critical chain；Significant chain
原始連結：連回原系統網址new window
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  • 被引用次數被引用次數:期刊(3) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:3
  • 共同引用共同引用:1
  • 點閱點閱:30
甚多公司擁有大量專利，然而其中只有少數公司有能力實現專利權的價值，以創造其最大財務資本。故對於一向重視經營績效的企業而言，如何將智財資本具體轉換為財務資本，顯然為一大經營課題。本文由公司內部的分析觀點，提出一套以專利優先權為基礎的專利組合方法－專利優先權方法 (Patent Priority Approach, PPA)，由涉入侵權訴訟的系爭專利作為資料檢索的起始點，建立其專利家族以形成研究之資料集，藉由使用專利優先權之主張與被主張的關係，將之建構為優先權的網絡結構；繼而提出演算法，以推導出關鍵鏈、顯著鏈和核心專利候選人的篩選法則。並以一醫療器材公司為例，說明 PPA概念與方法的運用。整合上述演算法則，可以進行分析、評估及預測公司專利組合的良窳，進而將公司的智財資本加以體現為市場價值，提昇經營績效。研究中所提的方法與結果對於公司管理者可提供決策參考的洞見。
Many firms own a large number of patents, but just little ones can create their maximum financial capital through realizing the value of patents. Thus, how to transform the intellectual property capital into physical financial capital is an important issue of study for companies concerned with management performance. This study proposes an analysis approach, named Patent Priority Approach (PPA), based on patent priority from the company’s internal viewpoint. The approach initiates the steps of data search in the disputed patent, building the dataset from its patent family members, using the relation of claiming and be claimed of the priority patents when constructing the patent priority network. Therefore presents algorithms for critical chain, significant chain and core patent candidates. We illustrated the concepts and applications of PPA with the case of a medical device firm. Integrated the aforementioned information, the company’s patent portfolio strategy can be analyzed, evaluated, and predicted systematically. In addition, the market value can be realized to improve management performance. The conclusion of portfolio approaches and applications will provide insights for managers.
期刊論文
1.Ashton, W. B.、Sen, R. K.(1988)。Using Patent Information in Technology Business Planning。Research-Technology Management，31(6)，42-46。  new window
2.Ernst, H.(1997)。The Use of Patent Data for Technological Forecasting: The Diffusion of CNC-Technology in the Machine Tool Industry。Small Business Economics，9(4)，361-381。  new window
3.Harhoff, D.、Scherer, F. M.、Vopel, K.(2003)。Citations,Family Size, Opposition and the Value of Patent Rights。Research Policy，32(8)，1343-1363。  new window
4.Brockhoff, Klaus K.(1992)。Instruments for Patent Data Analyses in Business Firms。Technovation，12(1)，41-58。  new window
5.Haupt, R.、Kloyer, M.、Lange, M.(2007)。Patent Indicators for the Technology Life Cycle Development。Research Policy，36(3)，387-398。  new window
6.Ernst, H.(2002)。Success Factors of New Product Development: A Review of the Empirical Literature。International Journal of Management Reviews，4(1)，1-40。  new window
7.Brockhoff, K.、Chakrabarti, A. K.(1998)。R&D/marketing linkage and innovation strategy: some West German experience。IEEE Transactions on Engineering Management，35(3)，167-174。  new window
8.Podolny, Joe M.、Stuart, Toby E.、Hannan, Michael T.(1996)。Networks, Knowledge, and Niches: Competition in the Worldwide Semiconductor Industry, 1984-1991。American Journal of Sociology，102(3)，659-689。  new window
9.Breitzman, A. F.、Mogee, M. E.(2002)。The Many Applications of Patent Analysis。Journal of Information Science，28(3)，187-205。  new window
10.Pegels, C. C.、Thirumurthy, M. V.(1996)。The impact of technology strategy on firm performance。IEEE Transactions on Engineering Management，43(3)，246-249。  new window
11.Ernst, H.(1995)。Patenting Strategies in the German Mechanical Engineering Industry and Their Relationship to Company Performance。Technovation，15(4)，225-241。  new window
12.Mintzberg, Henry、McHugh, Alexandra(1985)。Strategy Formation in an Adhocracy。Administrative Science Quarterly，30(2)，160-197。  new window
13.Hall, Bronwyn H.、Jaffe, Adam、Trajtenberg, Manuel(2005)。Market value and patent citations。RAND Journal of Economics，36(1)，16-38。  new window
14.Deng, Zhen、Lev, Baruch、Narin, Francis(1999)。Science and Technology as Predictors of Stock Performance。Financial Analysts Journal，55(3)，20-32。  new window
15.Ernst, H.(1998)。Patent Portfolios for Strategic R&D Planning。Journal of Engineering and Technology Management，15(4)，279-308。  new window
16.Ernst, H., B. Fabry and Jan H. Soll,(2004)。Enhancing Market-Oriented R&D Planning by Integrated Market and Patent Portfolios。Journal of Business Chemistry，1(1)，2-13。  new window
17.Ernst, H. and T. Teichert,(1998)。The R&D/Marketing Interface and Single Informant Bias in NPD Research: An Illustration of a Benchmarking Case Study。Technovation，18(12)，721-739。  new window
18.Heyman, Paula D.,(2005)。Using a Patent Portfolio to Defend Against a Patent Infringement Suit。Intellectual Property & Technology Law Journal，17(7)，9-15。  new window
19.Lai, K. K., F. P. Su, C. S. Weng and C. L. Chen,(2007)。Co-Opetition Strategy from the Patent Analysis Perspective: The Case of the Stent Market。International Journal of Innovation and Technology Management，4(2)，137-153。  new window
20.翁順裕、賴奎魁、陳孟祺(2008)。將專利組合鑲嵌至技術規劃中。管理與系統，2008，323-354。new window  延伸查詢new window
21.Brockhoff, K.,(1994)。R&D Project Termination Decisions by Discriminant Analysis - An International Comparison。IEEE Transactions on Engineering Management，41(3)，245-254。  new window
22.Brockhoff, K., H. Ernst and E. Hundhausen,(1999)。Gains and Pains from Licensing - Patent-portfolios as Strategic Weapons in the Cardiac Rhythm Management Industry。Technovation，19(10)，605-614。  new window
23.Sherry, Edward F. and David J. Teece,(2004)。Royalties, Evolving Patent Rights, and the Value of Innovation。Research policy，33(2)，179-191。  new window
24.Simmons, Edlyn S.,(2009)。“Black Sheep” in the Patent Family。World Patent Information，31(1)，11-18。  new window
25.Tang, V. and B. Huang,(2002)。Patent Litigation as a Leading Market Indicator。International Journal of Technology Transfer and Commercialisation，1(3)，280-291。  new window
26.Thomas, P. and G. Steven Mc Millan,(2001)。Using Science and Technology Indicators to Manage R&D as a Business。Engineering Management Journal，13(3)，9-14。  new window
研究報告
1.Hall, Bronwyn H.、Jaffe, Adam B.、Trajtenberg, Manuel(2000)。Market Value and Patent Citations: A First Look。  new window
2.Hall, Bronwyn H.(1999)。Innovation and Market Value。Cambridge, Massachusetts：National Bureau of Economic Research。  new window
圖書
1.Granstrand, Ove(1999)。The Economics and Management of Intellectual Property: Toward Intellectual Capitalism。Edward Elgar Publishing。  new window
2.Davis, L., Julie,、Harrison, S., Suzanne,(2001)。“Edison in the Boardroom: How leading companies realize value from their intellectual assets.”。New York：John Wiley and Sons。  new window
3.Roos, J.、Roos, G.、Dragonetti, N. C.、Edvinsson, L.(1997)。Intellectual Capital: Navigating the New Business Landscape。New York：New York University Press。  new window
4.Teece, D. J.(2000)。Managing intellectual capital: organizational strategic, and policy dimensions。Oxford University Press。  new window
5.Brockhoff, K., Alok K.Chakrabarti and J. Hauschildt,(1999)。The Dynamics of Innovation: Strategic and Managerial Implications。Berlin。  new window
 
 
 
 
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