| 會議論文| 1. | Ekins, Emily E.、Calabria, Mark A.、Brown, Caleb O.(2011)。Regulation, Market Structure, and Role of the Credit Rating Agencies。APSA 2011 Annual Meeting。   | 研究報告| 1. | Cane, Marilyn Blumberg、Shamir, Adam、Tomas Jodar, Below(2011)。Investment Grade and Above the Law: A Past, Present and Future look at the Accountability of Credit Rating Agencies。 | | 2. | Coffee, John C.(2010)。Ratings Reform: The Good, The Bad, and The Ugly。 | | 3. | Darbellay, Aline、Partnoy, Frank(2012)。Credit Rating Agencies and Regulatory Reform。 | | 4. | Haan, Jakob De、Amtenbrink, Fabin(20110101)。Credit Rating Agencies。 | | 5. | Kaal, Wulf A.(20090701)。Hedge Fund Valuation: Retailization, Regulation, and Investor Suitability。 | | 6. | Rousseau, Stephane(2012)。A Question of Credibility: Enhancing the Accountability and Effectiveness of Credit Rating Agencies。 | 圖書| 1. | Benmelech, Efraim(2010)。The Credit Rating Crisis。 | | 2. | 財團法人中華民國證券暨期貨市場發展基金會(2010)。2008年全球金融危機對美國監理制度之影響。 延伸查詢 | 其他| 1. | (201102)。Regulatory Implementation of the Statement of Principles Regarding the Activities of Credit Rating Agencies，http://www.iosco.org/library/pubdocs/pdf/IOSCOPD346.pdf。 | | 2. | Proposed Rule on Regulations 1.25 and 30.7 Regarding Investment of Customer Funds and Credit Ratings，http://www.cftc.gov/ucm/groups/public/@newsroom/documents/file/regl25_307_factsheet.pdf。 | | 3. | SEC Issues Staff Summary Report of Examinations of Nationally Recognized Statistical Rating Organizations，http://www.sec.gov/news/studies/2012/nrsro-summary-report-2012.pdf。 | | 4. | United States Securities and Exchange Commission(200807)。Summary Report of Issues Identified in the Commission Staff's Examinations of Select Credit Rating Agencies，http://www.sec.gov/news/studies/2008/craexamination070808.pdf。 | | 5. | Aglietta, Michel，Rigot, Sandra(2008)。The regulation of hedge funds under the prism of the financial crisis Policy implications，http://economix.u-paris10.fr/pdf/dt/2008/WP_EcoX_2008-20.pdf。 | | 6. | Cheng, Clark(20020806)。Securities & Hedge Funds: Creating a More Efficient Market，Intangis Funds, CFA。，http://www.pensions-institute,org/commentaries/comm_ccheng_aug02.pdf。 | | 7. | FSB(20101108)。Progress since the Washington Summit in the Implementation of the G20 Recommendations for Strengthening Financial Stability，http://www.finan-cialstabi1ityboard.org/publications/r_101111b.pdf。 | | 8. | Hoffman, Stephen(20121209)。Dodd-Frank, Securities, and the Subprime Mortgage Crisis，http://ssrn.com/abstract=2145210。 | | 9. | Credit Rating Agencies: Internal Controls Designed to Ensure the Integrity of the Credit Rating Process and Procedures to Mange Conflicts of Interest，http://www.iosco.org/1ibrary/pubdocs/pdf/IOSCOPD398.pdf。 | | 10. | Lipszyc, Deborah(20110830)。Credit Rating Agencies and Conflicts of Interest: Comparative Study of the Post-Credit Crisis Regulatory Reforms，http://ssrn.com/abstract=1919960。 | | 11. | Sasso, Lorenzo，Sevres, Nicolette Kost De(2011)。The New European Financial Markets Legal Framework: A Real Improvement? An Analysis of Financial Law and Governance in European Capital Markets from a Micro and Macro Economic Perspective，http://ssrn.com/abstract:1855636。 | | 12. | Tichy, Gunther(2011)。Credit Rating Agencies: Part of the Solution or Part of the Problem?，http://www.ceps.eu/files/article/2011/10/Forum.pdf。 | | 13. | Tusa, Felix。Credit Rating Agencies，http://graduateinstitute.ch/webdav/site/intern-ational_economics/shared/internationa1_economics/courses/courses_unprotected/Spring%202012%20E809_International_fin_mon_system/Class%2010%20May%'203/usa%20Credit%20rating%T20agencies%20memo.pdf。 | | 14. | Frequently asked questions: legislative proposal on credit rating agencies (CRAs)，http://europa.eu/rapid/press-release_MEMO-ll-788_en.htm。 | | 15. | Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions，http://www.cftc.gov/ucm/groups/public/@news-room/documents/fi1e/federalregisterl20511a.pdf。 | | 16. | IOSCO to Implement Changes to Code of Conduct for Credit Rating Agencies，http://www.iosco.org/news/pdf/IOSCONEWS120.pdf。 | 圖書論文| 1. | 洪家殷(2002)。行政制裁。行政法。臺北：翰蘆圖書出版有限公司。 延伸查詢 | |