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題名:台灣閩南語情態研究
作者:忻愛莉 引用關係
作者(外文):Ai-Li Hsin
校院名稱:國立清華大學
系所名稱:語言學研究所
指導教授:湯廷池
曹逢甫
學位類別:博士
出版日期:1999
主題關鍵詞:情態言談導向的認知的說話者導向的主語導向的認可主要語屬性多義性modalitydiscourse-orientedepistemicspeaker-orientedsubject-orientedlicensehead featurespolysemy
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本論文由語法兼語意角度切入來看台灣閩南語情態結構表現,並提出一句法理論模式來說明情態上有多種類型,其實就是表現在不同句法階層的情態,而且它們之間有固定線性次序的表現。此外,情態動詞常有一字多義現象,這主要與其周圍句法成份都有關係,然最關鍵的是其後接補語子句屬性的動靜態分別,而這正是句法上提升動詞與控制動詞的區別。
論文內容要點為台灣閩南語情態雖有多種結構表現,例如情態述語(包含動詞與形容詞)、情態副詞、複合情態名詞、語尾助詞等,但大致上都不脫言談情態(discourse-oriented modality)、認知情態(epistemic modality)、說話者導向情態(speaker-oriented modality)、以及主語導向情態(subject-oriented modality)等四類。而且當多種情態一起出現時,必定如同上面所列次序,由情態範域最大的言談情態在最高(即最左)位置,依序排列到範域最小的主語導向情態。這種現象以往都只能用語意概略解讀,主觀地認為言談範域理所當然的該大於認知範域,認知範域再大於說話者導向範域,說話者導向範域再大於主語導向範域。但現在我們可以藉由一語法理論,即「副詞認可原則」來解釋。即副詞在語法結構上因為沒有指示語與補述語而呈有缺陷之投射,故在句法表現上一定要有其加接位置的主要語的屬性來認可其存在,否則副詞的出現就會造成句子的不合法。也就是言談情態副詞是CP階層副詞,受C的屬性認可,認知情態副詞是IP階層副詞,受I的屬性認可,主語導向情態副詞是述語詞組PredP階層副詞,受述語動詞的屬性認可。而句法結構的投射上是CP包含IP,IP 包含PredP,因此情態詞之間的順序自然就依此排列下來。這種分析的優點在於它能把所有情態結構都串聯起來,以一個在句法上已存在的認可原則來分析各種情態表現,不但說明情態副詞與認可它的主要語之間的共存限制(co-occurrence restriction),而且能把其間錯綜複雜的線性次序以簡單的認可原則來解釋清楚。
論文的另一要點為情態動詞的一字多義現象。其實多義的表現有的是因為情態動詞受了周遭句法成份因素左右而在類型上轉變,故有不同的解讀,有的是受了概念上、情境上因素的影響,會偏向一般常態性的解讀。句法成份因素包含主語的人稱、有生與無生、有定或泛指,母句的型態是肯定、否定、或疑問,以及補語子句的動靜屬性等。通常補語子句中述語詞組的性質常是決定情態動詞類型的主要因素之一,主要述語若為靜態動詞或靜態展現(例如進行貌、完成貌、結果補語結構等),則情態動詞的解讀常是認知情態。反之,若述語詞組為動態動詞或動態展現(例如嘗試貌、短暫貌、使動結構等),則情態動詞的解讀常是義務情態。其實這種兩極現象就是句法上提升與控制二類動詞的表現,提升動詞後面一般都是靜態/命題型的補語子句,而控制動詞後面一般都是動態/事件型的補語子句。因此我們認為認知情態動詞即是句法上的提升動詞,而主語導向情態動詞則是句法上的控制動詞。說話者導向情態動詞則是介於此兩類之間,語意上是偏向控制動詞,而句法表現又偏向提升動詞。在理論上,本論文先以GB(Government & Binding)模式,再以MP(Minimalist Program)理論來分析這兩類動詞句法上如何分野。MP的分析最為經濟,以認知情態動詞與主語導向情態動詞的補語子句上有[+Tense]屬性的不同,造成補語子句句法展現不同,而致使情態動詞解讀為不同類型,故有不同之情態意義,來說明一字多義現象。
台灣閩南語是情態語意十分豐富的語言,本論文只側重情態述語部份之分析以及情態詞間線性次序之解釋。其實尚有許多地方待探索釐清,本論文只是以現代語言學理論作分析初探,希望能拋磚引玉吸引更多語言學同好來加入台灣閩南語研究的行列。
In this research I intend to investigate from a syntactic-semantic perspective that modality in Southern Min has several types, which actually are modality on different syntactic levels and are in hierarchical order. Also the polysemy of modal verbs is due to the interpretation of different types of modal verbs that are influenced by the syntactic, conceptual, and contextual factors. Traditional semantic analysis divides modality into deontic and epistemic types. I argue that Southern Min modality has four levels: subject-oriented, speaker-oriented, epistemic, and discourse-oriented modalities, with the latter one in turn larger in scope and higher in hierarchy than the former.
The four common modality constructions in Southern Min are modal predicates (i.e. verbs and adjectives), modal adverbs, modal nominals, and sentence-final particles. Although these four modality constructions look independent from each other, they are closely related in semantics and in syntactic hierarchical order. This phenomenon can be well interpreted on the basis of a syntactic model--Licensing Principle of Adverbs. Travis (1988) states that adverbs need to be properly licensed by the head features of the XP to which they are adjuncts so as to be grammatical. According to the principle, subject-oriented adverbs are licensed by the head features of PreP; epistemic adverbs, by IP; and discourse-oriented adverbs, by CP. With this analysis, the linear order of different types of modal adverbs, the linear order between modal adverbs and verbs, and the co-occurrence restriction between adverbs and other modal constructions can be well accounted for without extra theoretical cost.
The polysemy of modal verbs is checked via an analysis of the syntagmatic elements in the sentence. It is found that within the IP complement following the modal, the stative verb, aspect markers such as progressive, completive, experiential markers etc., complement structures expressing result, possibility, completion of an action, final state of the subject, and modal verbs or particles denoting epistemic modality tend to give the matrix modal an epistemic modality. On the other hand, the dynamic verb, phase markers showing direction, movement, attempt etc., complement structures of frequency, duration etc., and the causative marker or patient marker etc. tend to give the matrix modal a subject-oriented modality. The number of person, animacy, and +/-definite of the subject NP will also influence the modality interpretation. Also, the epistemic modality is more limited in syntactic manifestations and usually does not occur with interrogation and negation on the same level. Contextual and conceptual factors also have an impact on the polysemy of modals. Contextually, the clues in the context, knowledge of the world, and the social norms will affect the modal meaning. Conceptual properties like concept of force, concept of dynamic, concept of a controlling agent, concept of later than the reference time, and concept of indefiniteness or non-factuality are all related to the subject-oriented modality.
Modal verbs are analyzed based on modern linguistic theories of GB (Government and Binding) and MP (Minimalist Program). Epistemic modals are syntactically raising verbs with NP trace, subject-oriented modals are control verbs with PRO, and speaker-oriented modals vacillate between the two, with the raising verb structure and the control verb dynamic semantics. In GB model, the PRO is explained by the PRO theorem, c-selection, Case theory etc. MP analyzes the control/raising distinction in means of the [+Tense] difference in the Tense morpheme of TP in a non-finite complement clause after a modal. This analysis is more economical without extra linguistic cost since [+Tense] difference already exists in other syntactic operations such as VP-ellipsis, VP preposing, and relative tag etc.
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