中文部分:
王彧疆,我國上市公司發行可轉換公司債之研究,政治大學企業管理系未出版碩士論文,民國89年。
江明潔,可轉換公司債績效與盈餘管理之關聯性研究,中正大學會計學系未出版碩士論文,民國89年。
吳進登,競爭優勢,成長機會的價值與現金增資宣告效果關係之研究,政治大學企業管理系未出版博士論文,民國85年。吳儀玲,可轉換公司債發行公司之特徵探討,國立臺灣大學財務金融學系未出版碩士論文,民國82年。
李文雄,資訊不對稱下我國上市公司融資行為宣告對股票報酬影響之研究,政治大學企業管理系未出版博士論文,民國88年。李建邦,可轉換公司債的訊息效果:從預期轉換期間的觀點來分析,國立交通大學管理科學研究所未出版碩士論文,民國86年。林文祥,發行可轉換公司債對股價之影響,文化大學會計學研究所未出版碩士論文,民國86年。
林世澤,現金增資公告對股價影響之實證研究,萬能商學學報,
林梨雪,現金增資宣告資訊內涵再探討-台灣地區上市公司實證研究,東吳大學會計學研究所未出版碩士論文,民國83年。
邱淑芬,以代理成本關念探討資本結構決定因素,交通大學管理科學研究所未出版碩士論文,民國81年。
胡巧怡,新上市公司承銷價低估與日後現金增資關係之研究,台灣大學會計學系未出版碩士論文,民國85年。
張秋雄,成長機會與可支配現金流量對融資宣告效果影響之研究,朝陽大學財務金融研究所未出版碩士論文,民國89年。
張淑婉,上市公司發行轉換公司債之考慮因素及與公司價值之關係,國立臺灣大學財務金融學系未出版碩士論文,民國82年。張鳳逸,由資本結構觀點探討可轉換公司債發行之動機,元智工學院管理研究所未出版碩士論文,民國86年。
張錦榮,臺灣企業發行海內外各類公司債對其股價之影響,輔仁大學管理科學研究所未出版碩士論文,民國84年。
曹淑如,上市公司發行國內可轉換公司債特徵之實證研究,東華大學國際經濟研究所未出版碩士論文,民國89年。
陳金塔,臺灣資訊電子業與紡纖業之資本結構影響因素及最適資本結構之研究:以上市公司為例,政治大學企業管理研究所未出版碩士論文,民國85年。
陳健榮,成長及績效指標與現金增資股票價格反應關聯性之研究,台灣大學會計學系未出版碩士論文,民國88年。
陳淑姿,發行動機與宣告效果之相關研究,中正大學財務金融學研究所未出版碩士論文,民國87年。
陳隆麒,當代財務管理,華泰文化事業公司,民國88年1月初版。
陳隆麒、郭敏華、菅瑞昌,發行可轉換公司債與現金增資之比較探討,證券市場發展季刊,第9卷,第1期,31-61。民國86年。陳靜宜,上市公司不同融資方式對其股價影響之研究,政治大學企業管理學系未出版碩士論文,民國84年。
陳麗君,可轉換公司債之研究:評價, 發行動機, 發行效果和贖回條款,大同工學院事業經營研究所未出版碩士論文,民國81年。
曾煥祥,上市公司現金增資與股價關聯性之實證研究,台灣大學會計學研究所未出版碩士論文,民國83年。
費百達,國內上市公司發行國內外證券之財務屬性比較探討,輔仁大學企業管理研究所未出版碩士論文,民國85年。
楊朝成、林貞吟,臺灣股市現金增資宣告效果再探討,證券市場發展,第21期,115-139,民國83年。詹錦宏、陳信智,臺灣企業可轉換公司債發行動機之研究--持續融資觀念之實證分析,證券公會,第33期,1-24,民國90年。
劉以真,可轉換公司債發行動機之研究---持續性融資假說之驗證,成功大學國際企業研究所未出版碩士論文,民國89年。
魯憶萱,現金增資之流動效果研究,政治大學企業管理系未出版碩士論文,民國79年。
黎萬琳,成長機會的價值、公司內部人交易與現金增資效果關係之研究,中山大學企業管理學系未出版碩士論文,民國88年。
謝偀杰,企業融資行為的模仿與區隔,輔仁大學應用統計學研究所未出版碩士論文,民國89年。
顏月珠,現代統計學,三民書局,民國82年2月。
顏錫銘、吳文生,臺灣企業海內外融資方式對股價之影響,臺灣銀行季刊,第46卷,第1期,224-249,民84年。英文部分:
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Harris, Milton and Artur Raviv., 1990, Capital structure and the informational role of debt, Journal of Financial Economics, 45, 321-349.
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