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一、中文部份
丁克華，「證券市場(上)--發行實務」，證券暨期貨市場發展基金會，民國86年。
丁克華，「證券市場(下)─交易實務」，證券暨期貨市場發展基金會，民國86年。
李存修，「現金增資之成敗風險與定價策略」，證券市場發展季刊，第11期，民國80年，P123-150。
李俊德，「我國有價證券承銷制度」，證券暨期貨市場發展基金會，民國85年。
李春安，「現金增資新股承銷價格折價成數隱含訊息之研究」，證券市場發展季刊，第十卷第一期，民國87年，P123-150。
邱顯比，「台灣股市承銷費率結構之研究」，中國財務學會年會論文集，民國83年，P709-727。
洪泰盛，「增資新股之選擇權評價」，國立台灣科技大學，管理技術研究所，未出版碩士論文，民國87年6月。
洪國棟，「選擇權定價公式應用於上市公司現金增資之研究」，國立政治大學，企業管理研究所，未出版碩士論文，民國81年。
胡嘉玲，「台灣地區新上市股票報酬與申購新股中籤率之實證─選擇權計價模式之應用」，國立交通大學，管理科學研究所，未出版碩士論文，民國80年。
張文毅，「美國證券承銷制度簡介（一）至（五）」，證券櫃檯，28至32，民國87年10月至88年2月。
許溪南、劉舜田，「效率市場理論─隨機漫步現象之探討」，證券櫃檯月刊，第29期，民國87年，P12-24。
陳安琳，「新上市公司股票相關之理論與實證文獻回顧」，管理學報，第十四卷第三期，民國86年，P403-436。
陳勝源，詹益禎，「現金增資股票承銷價訂定之研究」，亞太金融中心研討會論文集，民國87年。
賴源河，「證券交易法之演進」，證券市場發展季刊，第22期，民國83年，P217-235。
鄒永芳，「台灣地區股票承銷實證之研究」，國立中央大學，財務管理研究所，未出版碩士論文，民國80年。
諸葛祺、彭桂星、溫鵬榮、張文毅，「我國與中國大陸、香港、新加坡、日本及美國證券承銷制度比較分析研究」，台灣證券交易所，民國87年11月。
藍秀子，「我國股票上市公司現金增資用途之研究」，國立彰化師大，商業教育研究所，未出版碩士論文，民國86年。
二、英文部份
Allen , Franklin and Gerald R. Faulhaber, " Signaling by Underpricing in the IPO Market", Journal of Financial Economics, 23, pp.303-323, 1989.
Bae, Sung C. and Haim Levy. “The Valuation of Firm Commitment Underwriting Contracts For Seasoned New Equity Issues: Theory and Evidence,” Financial Management, 19:2 (Summer 1990):48-59
Bae, Sung C. and Haim Levy. “The Valuation of Stock Purchase Right as Call Options,” The Financial Review 29(August 1994):419-440
Bharat, A. Jain and Omesh Kini, "The Post-Issue Operating Performance of IPO Firms," The Journal of Finance, Vol. 44, No.5, pp.1699-1726, December 1994.
Booth, James R. and Lena Chua, "Ownership Dispersion, Costly Information, and IPO underpricing," Journal of Financial Economics, 41,pp.291-310, 1996.
Brennan, M. J. and J. Franks, "Underpricing Ownership and Control in Initial Public Offerings of Equities in the UK," Journal of Financial Economics, 45, pp.391-413, 1997.
Carter, Richard and Steven Manaster, "Initial Public Offerings and Underwriter Reputation," The Journal of Finance, Vol.46, No.4, pp.1045-1067, September 1990.
Eckbo, B. Espen and Ronald W. Masulis, “Adverse Selection and the Rights Offer Paradox,” Journal of Financial Economics, 32(1992):293-332
Eckbo, B. Espen and Ronald W. Masulis, “Seasoned Equity Offerings: A Survey,” in R. Jarrow et al., Eds, Handbooks in OR and MS, 9(1995):1017-1072
Grinblatt , Mark and Chuan Yang Hwang, "Signalling and the Pricing of New Issues," The Journal of Finance, Vol.44, No.2, pp.393-417, June 1989.
Hanley,Kathleen Weiss , A. Arun Kumar and Paul J. Seguin, "Price Stabilization in the Market for New Issues," Journal of Financial Economics, 34.pp.177-197,1993.
Hull,John C. , Options,Futures,and Other Derivative Securities, Prentice-Hall, Inc. ,2nd ed., 1993
Ibbotson,Roger G. and Jay R. Ritter, “Initial Public Offerings,” in R. Jarrow et al., Eds, Handbooks in OR and MS, 9(1995):993-1016
Katherine , Spiess D. and John Affleck-Graves, "Underperformance in Long-Run Stock Returns Following Seasoned Equity Offerings," Journal of Financial Economics, 38, pp.243-267, 1995.
Koh, Francis and Terry Walter, "A Direct Test of Rock''s Model of the Pricing of unseasoned Issues," Journal of Financial Economics, 23,pp.251-272, 1989.
Longstaff, Francis A., “How Much Can Marketability Affect Security Values,” The Journal of Finance, 50:5(December 1995):1767-1774
Lorderer, Claudio F., Dennis P. Sheehan and Gregory B. Kadlec, “The Pricing of Equity Offerings,” Journal of Financial Economics, 29(1991):35-57
Loughran, Tim and Jay R. Ritter, "The New Issues Puzzle," The Journal of Finance, Vol.L, No.1, pp.23-51, March 1995.
Loughran, Tim, J.Ritter and K.Rydqvist,“Initial Public Offerings: Inter-national Insights,” Pacific-Basin Finance Journal,2 (1994):165-199
Marshall,John F. and M. E. Ellis , Investment Banking and Brokerage: The new Rules of th Game, McGraw-Hill Companies, Inc. , 1994
Nanda, Vikram and Youngkeol Yun, "Reputation and Financial Intermediation: An Empirical Investigation of the Impact of IPO Mispricing on Underwriter Market Value," Journal of Financial Intermediation, 6, pp.39-63, 1997.
Pratt,S., Robert F. Reilly, Robert P. Schweihs , aluing a Business: The Analysis and Appraisal of Closely-Held Companies, McGraw-Hill Companies,Inc. ,3rd ed. , 1996
Ritter, Jay R. "The Long -Run Performance of Initial Public Offerings," The Journal of Finance, Vol. 46, No. 1, pp.3-27, March 1991.
Rock, Kevin , "Why New Issues Are Underpriced,” Journal of Financial Economics,15, pp.187-212, 1986.
Ruud, Judith S., "Underwriter Price Support and the IPO Underpricing Puzzle," Journal of Financial Economics, 34,pp.135-151, 1993.
Schultz , Paul H. and Mir A. Zaman, "Aftermarket support and underpricing of initial public offerings," Journal of Financial Economics, 35, pp.199-219, 1994.
Smith, Clifford W.,Jr., “Investment Banling and the Capital Acqusition Process,” Journal of Financial Economics, 15:3-29, 1986.
Wolfe, Glenn A. , Elizabeth S. Cooperman, and Stephen P. Ferris, "An Analysis of the Underwriter Selection Process for Initial Public Offerings," The Journal of Research, Vol.57, No.1, pp.77-89, Spring 1994.
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