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題名:Regulatory Expropriations: Precedents, Principles and Prospects
書刊名:政大法學評論
作者:李貴英 引用關係
作者(外文):Li, Catherine
出版日期:2005
卷期:86
頁次:頁321-375
主題關鍵詞:北美自由貿易協定外人直接投資直接徵收間接徵收相當於徵收之措施行政徵收補償警察權例外The North American Free Trade AgreementsForeign direct investmentDirect expropriationIndirect expropriationMeasures tantamount to expropriationRegulatory expropriationsCompensationPolice power exception
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間接徵收並須予以補償之概念,與地主國政府採取行政措施而無需補償之概念,兩者之間不易明確劃分。雖然若干新近締結之自由貿易協定對徵收之態樣予以分類,其中一類涵括相當於徵收之措施,然而在何種情況之下地主國所採取之行政措施屬於相當於徵收之措施,卻無任一項協定提供蛛絲馬跡以資遵循。由此可見,相當於徵收之措施可能包括地主國政府基於合法目的所採取之任何措施,而屬於地主國警察權之範疇。警察權例外之所以亟具爭議性之原因,主要在於國際法或國內法皆未提供普遍性及廣為接受之立論基礎,藉以釐清警察權之本質或範圍。截至目前為止,最近兩項自由貿易協定—美國分別與新加坡及智利所簽署之自由貿易協定—其中規定明確之指導方針以認定地主國行使行政權得否被視為應予補償之徵收。不過相關爭議仍懸而未決,未來發生新案件與問題時可能仍將繼續爭論不休。
The line of demarcation between the concept of indirect expropriation requiring compensation and governmental regulatory measures not requiring compenstion is difficult to draw. Several recent free trade agreements classify expropriation to include measures which have similar effects; none, however, provides a clue as to when a regulatory measure is “tantamount (or equivalent) to expropriation.” A measure “tantamount (or equivalent) to expropriation”, then, could be any government measure adopted for a legitimate purpose as part of the host state’s plice powers. The most controversial issue surrounding the police power exception arises from the fact that neigher international nordomestic law offers a comprehensive and widely accepted grounding for identifying its naure or scope. To date, two recent free trade agreements, the U.S.-Singapore and the U.S.-Chile Free Trade Agreements, provide specific guidance on how to determine whether or not the exercise of regulatory powers by a host country is to be regarded as a compensable expropriation. However, the debate has yet to be settled and is likely to continue as new cases and questions arise.
期刊論文
1.Appleton, Barry(2002)。Regulatory takings: The international law perspective。New York University of Environmental Law Journal,11(1),35-48。  new window
2.Beauvais, Joel C.(2002)。Regulatory Expropriations Under NAFTA: Emerging Principles and Lingering Doubts。NEW YORK UNIVERSITY Environmental Law Journal,10,245-296。  new window
3.Banks, Kevin(1999)。NAFTA's Article 1110 - Can Regulation Be Expropriation?。NAFTA Law & Business Review,5,499-515。  new window
4.Brower, Charles H. II(2003)。Structure, Legitimacy, and NAFTA's Investment Chapter。Vanderbilt Journal of Transnational Law,36,37-91。  new window
5.Daly, Justine(1994)。Has Mexico Crossed the Border on State Responsibility for Economic Injury to Aliens? Foreign Investment and the Calvo Clause in Mexico after the NAFTA。St. Mary's Law Journal,25,1147-1187。  new window
6.Dannenmaier, Eric(2004)。Trade, Democracy, and The FTAA: Public Access to the Process of Constructing a Free Trade Area of the Americas。Fordham International Law Journal,27,1066-1117。  new window
7.Dhooge, Lucien J.(2001)。The North American Free Trade Agreement and the Environment: The Lessons of Metalclad Corporation v. United Mexican States。Minnesota Journal of Global Trade,10,209-289。  new window
8.Fabri, Helene Ruiz(2002)。Approach Taken by The European Court of Human Rights to the Assessment of Compensation for "Regulatory Expropriations" of the Property of Foreign Investors。New York University Environmental Law Journal,11,148-173。  new window
9.Freeman, Elyse M.(2003)。Regulatory Expropriation Under NAFTA Chapter 11: Some Lessons From the European Court of Human Rights。Columbia Journal of Transnational Law,42,177-215。  new window
10.Gantz, David A.(2001)。Reconciling Environmental Protection and Investor Rights Under Chapter 11 of NAFTA。Environmental Law Reporter,31,10646-10656。  new window
11.Herz, John(1941)。Expropriation of Foreign Property。American Journal of International Law,35,243-262。  new window
12.Jones, Ray C.(2002)。NAFTA Chapter 11 Investor-to-State Dispute Resolution: A Shield to Be Embraced or a Sword to Be Feared?。Brigham Young University Law Review,2002,527-559。  new window
13.Lim, Sherrillyn S.(2004)。The U.S.-Singapore Free Trade Agreement: Fostering Confidence and Commitment in Asia。California Western International Law Journal,34,301-322。  new window
14.Merrill, Thomas W.(2002)。Incomplete Compensation for Takings。New York University Environmental Law Journal,11,110-135。  new window
15.Paterson, Robert K.(2000)。A New Pandora's Box? Private Remedies for Foreign Investors Under the North American Free Trade Agreement。Willamette Journal of International Law and Dispute Resolution,8,77-124。  new window
16.Poirier, Marc R.(2002)。The Virtue of Vagueness in Takings Doctrine。Cardozo Law Review,24,93-191。  new window
17.Poirier, Marc R.(2003)。The NAFTA Chapter 11 Expropriation Debate Through the Eyes of a Property Theorist。Environmental Law,33,851-927。  new window
18.Sands, Philippe(2002)。Searching for Balance: Concluding Remarks。New York University Environmental Law Journal,111,198-207。  new window
19.Sandrino, Gloria L.(1994)。The NAFTA Investment Chapter and Foreign Direct Investment in Mexico: A Third World Perspective。Vanderbilt Journal of Transnational Law,27,259-327。  new window
20.Shenkman, Ethan(2002)。Could Principles of Fifth Amendment Takings Jurisprudence Be Helpful in Analyzing Regulatory Expropriation Claims Under International Law?。New York University Environmental Law Journal,11,174-197。  new window
21.Tollefson, Chris(2002)。Metalclad v. United Mexican States Revisited: Judicial Oversight of NAFTA's Chapter Eleven Investor-State Claim Process。Minnesota Journal of Global Trade,11,183-231。  new window
22.Wiltse, Jessica S.(2003)。An Investor-State Dispute Mechanism in the Free Trade Area of the Americas: Lessons from NAFTA Chapter Eleven。Buffalo Law Review,51,1145-1198。  new window
23.Yee, Marisa(2002)。The Future of Environmental Regulation After Article 1110 of NAFTA: A Look at the Methanex and Metalclad Cases。Hastings West- Northwest Journal of Environmental Law and Policy,9,85-108。  new window
24.Been, Vicki、Beauvais, Joel C.(2003)。The Global Fifth Amendment? NAFTA's Investment Protections and the Misguided Quest for an International "Regulatory Takings" Doctrine。New York University Law Review,78(1),30-143。  new window
25.Dearden, R.(1995)。Arbitration of Expropriation Disputes between an Investor and the State under the North American Free Trade Agreement。Journal of World Trade,29(1),113-127。  new window
26.Gudofsky, J. L.(2000)。Shedding light on Article 1110 of the North American Free Trade Agreement (NAFTA) concerning expropriations: An environmental case study。Northwestern Journal of International Law and Business,21(1),243-315。  new window
27.Gantz, D. A.(2001)。Potential Conflicts between Investor Rights and Environmental Regulation under NAFTA's Chapter 11。George Washington International Law Review,33,651-752。  new window
28.Gruner, Dora Marta(2003)。Accounting for the Public Interest in International Arbitration: The Need for Procedural and Structural Reform。Columbia Journal of Transnational Law,41,923-964。  new window
29.Hollis, Duncan B.(2002)。Private Actors in Public International Law: Amicus Curiae and the Case for the Retention of State Sovereignty。Boston College International and Comparative Law Review,25,235-255。  new window
30.Gantz, David A.(2004)。The Evolution of FTA Investment Provisions: From NAFTA to the United States - Chile Free Trade Agreement。American University International Law Review,19,679-767。  new window
31.Strazzeri, Joseph A.(2002)。A Lucas Analysis of Regulatory Expropriations under NAFTA Chapter Eleven。Georgetown International Environmental Law Review,14,837-859。  new window
會議論文
1.Cosbey, Aaron(2003)。NAFTA's Chapter 11 and the Environment。Public Workshop of the Joint Public Advisory Committee of the Commission for Environmental Cooperation of North America。  new window
2.Mann, Howard、Von Moltke, Konrad(2002)。Protecting Investor Rights and the Public Good: Assessing NAFTA's Chapter 11。The 2002 ILSD Tri-National Policy Workshops。  new window
研究報告
1.OECD Directorate for Financial and Enterprise Affairs(2004)。"Indirect Expropriation" and the "Right to Regulate" in International Investment Law。  new window
學位論文
1.Cook, Graham(2001)。Importing Gatt/WTO Jurisprudence Into Nafta Chapter Eleven to Define the Standards of International Investment Law(碩士論文)。University of British Columbia。  new window
圖書
1.UNCTAD(2000)。Taking OF Property。New York:Geneva:United Nations Publication。  new window
2.UNCTAD(2003)。WORLD INVESTMENT REPORT 2003。New York:Geneva:United Nations publication。  new window
3.Ziegler, Andreas R.(1996)。Trade and Environmental Law in the European Community。Oxford:Clarendon Press。  new window
4.Petersmann, E.-U.(1995)。International and European Trade and Environmental Law After the Uruguay Round。London:Kluwer International Ltd.。  new window
5.Steiner, Henry J.、Vagts, Detlev F.、Koh, Harold Hongju(1994)。Transnational Legal Problems-Materials and Text。Westbury, New York:Foundation Press。  new window
其他
1.IISD,WWF(2001)。Private Rights, Public Problems, A Guide to NAFTA's Controversial Chapter on Investor Rights,http://www.iisd.org/pdf/trade_citizensguide.pdf。  new window
2.Kolo, Abba,Waelde, Thomas(2003)。Multilateral Investment Treaties and Environmental Regulatory 'Taking' of Foreign-owned Property Under International Law,http://www.gasandoil.com/goc/speeches/waeldel.htm。  new window
3.Kolo, Abba,Waelde, Thomas(2003)。Multilateral Investment Treaties and Environmental Expropriation of Foreign Investment,http://www.gasandoil.com/goc/speeches/waelde2.htm。  new window
4.Mann, Howard,Soloway, Julie A.(2002)。Untangling the Expropriation and Regulation Relationship: Is there a Way Forward?,http://www.dfait-maeci.gc.ca/tna-nac/regulation-en.asp。  new window
5.Public Citizen's Global Trade Watch(2001)。NAFTA Chapter 11 Investor-to-State Cases: Bankrupting Democracy,http://www.citizen.org/trade/ftaa/index.cfm。  new window
圖書論文
1.Van Harten, Gus(2003)。Chapter 11 and the Francovich Doctrine: Comparing State Liability under NAFTA and EC Law。Cahiers de Recherche-CEIM。  new window
2.Jackson, John H.(1993)。World Trade Rules and Environmental Policies: Congruence of Conflict。Trade and Environment: Law, Economics and Policy。Washington D.C.:Island Press。  new window
3.Ziegler, Andreas R.(1998)。WTO Rules Supporting Environmental Protection。International Economic Law with a Human Face。The Hague:Kluwer Law International Ltd.。  new window
 
 
 
 
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