:::

詳目顯示

回上一頁
題名:內線交易案件「獲悉」與「利用」之爭論--股市之極限遊戲規則
書刊名:銘傳大學法學論叢
作者:武永生
作者(外文):Wu, Ezra Y.
出版日期:2008
卷期:10
頁次:頁175-225
主題關鍵詞:內線交易重大消息獲悉持有察知利用犯意因果關係規則 10b-5規則 10b5-1積極性抗辯證券交易法第157-1條美國聯邦1934年證券交易法第10條第2項Insider tradingKnowing possessionAwarenesUseAware ofScienterRule 10b-5Rule 10b5-1Affirmative defensesSection 10(b) of securities exchange act of 1934
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(10) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:8
  • 共同引用共同引用:8
  • 點閱點閱:53
期刊論文
1.Swanson, Carol B.(2003)。Insider Trading Madness: Rule 10b5-1 and the Death of Scienter。University of Kansas Law Review,52,147-209。  new window
2.Huang, Hui(2006)。The Insider Trading "Possession Versus Use" Debate: An International Analysis。Securities Regulation Law Journal,34,130-146。  new window
3.Horwich, Allan(2007)。The Origin, Application, Validity, and Potential Misuse of Rule 10b5-1。The Business Lawyer,62,913。  new window
4.Neumann, Jennifer L.(2001)。Insider Trading: Does "Aware" Really Resolve the "Possession" Versus "Use" Debate?。Wash. U. J.L. & Pol'y,7,189。  new window
5.Fischel, Daniel(1984)。Insider Trading and Investment Analysts: An Economic Analysis of Dirks v. Securities and Exchange Commission。Hofstra Law Review,13,127-146。  new window
6.Jennings, Marianne、Hudson, Carl(1989)。The Ultimate Inside Information: Financial Institutions and Auditors as a Control of Market Response to Clients' Securities Offerings。Arkansas Law Review,42,467-518。  new window
7.Hagen, Willis(1988)。Insider Trading Under Rule 10b-5: The Theoretical Bases for Liability。Business Lawyer,44,13。  new window
8.Smith, Bryan C.(1999)。Possession Versus Use: Reconciling the Letter and the Spirit of Insider Trading Regulation Under Rule 10b-5。California Western law review,35,371-386。  new window
9.O'Brien, Teri E.(1999)。Should a Possession or Use Standard Be Employed to Prove Insider Trading?。San Diego Law Review,36,1077。  new window
10.Schoen, Karen(1999)。Insider Trading: The "Possession Versus Use" Debate。University of Pennsylvania Law Review,148,239。  new window
11.Nagy, Donna M.(1999)。The "Possession VS. Use" Debate in the Context of Securities Trading by Traditional Insiders: Why Silence Can Never be Golden。University of Cincinnati Law Review,67,1129。  new window
12.Li, Oriana N.(1999)。Note, United States v. Smith: The Use-Possession Debate in Sec Enforcement Actions Under § 10(b)。Washington Law Review,74,395。  new window
13.Warner, Kevin E.(2003)。Rethinking Trades "on The Basis of" Inside Information: Some Interpretations of SEC Rule 10b5-1。Boston University law review,83,281-314。  new window
14.劉連煜(20081015)。內線交易免責之抗辯:預定交易計畫。臺灣法學雜誌,114,105-107。  延伸查詢new window
15.武永生(19930700)。內線交易規範之理論基礎--法律與經濟之分析。銘傳學刊,4,5-45。new window  延伸查詢new window
16.余雪明(19980500)。內部人交易管理的比較研究。證券暨期貨管理,16(5),1-32。  延伸查詢new window
會議論文
1.林孟皇(2008)。內線交易實務問題研究--以我國刑事責任規定的解釋取向為中心。余雪明教授榮退學術研討會--證券交易之民刑事責任,(會議日期: 2008年1月5日)。  延伸查詢new window
學位論文
1.武永生(1991)。證券市場內線交易之研究美國法為中心之法律與經濟的分析(博士論文)。國立政治大學。new window  延伸查詢new window
圖書
1.Eisenberg, Jonathan(1988)。Avoiding insider trading liability。Matthew Bender。  new window
2.Bloomenthal, Harold(1990)。Securities and Federal Corporate Law。  new window
3.余雪明(2003)。證券交易法。財團法人中華民國證券暨期貨市場發展基金會。  延伸查詢new window
4.賴英照(2006)。股市遊戲規則--最新證券交易法解析。台北:賴英照。  延伸查詢new window
其他
1.SEC(2008)。Final Rule: Selective Disclosure and Insider Trading,http://www.sec.gov/rules/final/33-7881.htm, 2008/05/20。  new window
 
 
 
 
第一頁 上一頁 下一頁 最後一頁 top
QR Code
QRCODE