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題名：評估政府資助中小企業技術創新之效果--以「小型企業創新研發計畫」為例
書刊名：中山管理評論
作者：黃仟文／朱斌妤 引用關係／李鳳梧
作者(外文)：Huang, Chien-wen／Chu, Pin-yu／Lee, Fung-wu
出版日期：2009
卷期：17:4
頁次：頁813-846
主題關鍵詞：政府補助；創新政策；計畫評估；小型企業創新研發計畫；Government subsidy；Innovation policy；Program evaluation；Small business innovation research
原始連結：連回原系統網址new window
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世界各國政府普遍採用直接資助企業研發的政策，以激發產業創新，使新產品或製程能由概念階段成功地推出到市場。由於中小企業在我國的經濟發展中扮演重要角色，因此經濟部推動執行小型企業創新研發計畫（Small Business Innovation Research, SBIR），鼓勵國內中小企業加強創新技術或產品的研發。本研究旨在探討政府研發補助對中小企業創新活動的政策效果，研究方法係以準實驗設計與聯立方程式模型檢驗政策效果。對SBIR計畫補助之廠商進行問卷調查，有效樣本數為117家，實證分析後發現：（1）政府補助款對中小企業研發人數有正面顯著影響。平均而言，每一百萬元SBIR補助款約可增加民間1個研發工作；（2）政府補助款對中小企業研發支出沒有顯著影響。
In many countries, government-sponsored research and development programs (R&D) prove to be a useful policy to stimulate industrial innovation and to bridge the gap between research and market. While small and medium enterprises (SMEs) play an important role in economics in Taiwan, the "Small Business Innovation Research (SBIR)" program aims to encourage SMEs to take part in key innovative technologies and applied research. This study examines the policy effect of government R&D subsidies on the innovative activities of SMEs. With quasi-experimental research design and simultaneous equations, the policy effects were tested using data from a sample of 117 SBIR subsidized firms, each of whom completed a survey. The empirical results are as follows:1. Government R&D subsidies have significant positive effects on firm's R&D employment. On average, each million dollar of subsidies is associated with approximately
期刊論文
1.Branstetter, L.、Sakakibara, M.(1998)。Japanese Research Consortia: A Microeconometric Analysis of Industrial Policy。Journal of Industrial Economics，46(2)，207-233。  new window
2.David, Paul A.、Hall, Browyn H.、Toole, Andrew A.(2000)。Is public R&D a complement or substitute for private R&D? A review of the econometric evidence。Research Policy，29(4/5)，497-529。  new window
3.祁明輝(19990500)。專利於產品研發所扮演之角色。智慧財產權，5，39-45。new window  延伸查詢new window
4.夏文龍(19980100)。專利對產業界的價值。智慧財產權管理，16，20-21。  延伸查詢new window
5.Antonelli, C.(1989)。A failure-inducement model of research and development expenditure。Journal of Economic Behavior and Organization，12(2)，159-180。  new window
6.Busom, I.(2000)。An Empirical Evaluation of the Effects of R&D Subsidies。Economic Innovation and New Technology，9(2)，111-148。  new window
7.Carmichael, Jeffrey(1981)。The effects of mission-oriented public R&D spending on private industry。Journal of Finance，36(3)，617-627。  new window
8.Eshima, Y.(2003)。Impact of policy on innovation SMEs in Japan。Journal of Small Business Management，41(1)，85-93。  new window
9.Guellec, D.、Van Pottelsberghe De La Potterie, B.(2003)。The Impact of Public R&D Expenditure on Business R&D。Economics of Innovation and New Technologies，12(3)，225-243。  new window
10.Holemans, B.、Sleuwaegen, L.(1988)。Innovation expenditures and the role of government in Belgium。Research Policy，17(6)，375-379。  new window
11.Howe, J. D.、McFetridge, D. G.(1976)。The Determinants of R&D Expenditures。Canadian Journal of Economics，9(1)，57-71。  new window
12.Kleinknecht, A.、Van Montfort, K.、Brouwer, E.(2002)。The Non-trivial Choice between Innovation Indicators。Economics of Innovation and New Technology，11(2)，109-121。  new window
13.Lerner, J.(1999)。The government as venture capitalist: The long-run impact of the SBIR program。Journal of Business，72(3)，285-318。  new window
14.Levy, David M.、Terleckyj, Nestor E.(1983)。Effects of government R&D on private R&D investment and productivity: a macroeconomic analysis。Bell Journal of Economics，14(2)，551-561。  new window
15.Leyden, D. P.、Link, A. N.、Bozeman, B.(1989)。The effects of governmental financing on firms’ R&D activities, a theoretical and empirical investigation。Technovation，9(7)，561-575。  new window
16.Lichtenberg, Frank R.(1984)。The relationship between federal contract R&D and company R&D。American Economic Review，74(2)，73-78。  new window
17.Lichtenberg, Frank R.(1987)。The Effect of Government Funding on Private Industrial Research and Development: A Re-assessment。The Journal of Industrial Economics，36(1)，97-104。  new window
18.Lichtenberg, F. R.(1988)。The private R&D investment response to federal design and technical competitions。American Economic Review，78(3)，550-559。  new window
19.Nauwelaers, C.、Wintjes, R.(2002)。Innovating SMEs and Regions: The Need for Policy Intelligence and Interactive Policies。Technology Analysis & Strategic Management，14(2)，201-215。  new window
20.Salmenkaita, J. P.、Salo, A.(2002)。Rationales for Government Intervention in the Commercialization of New Technologies。Technology Analysis & Strategic Management，14(2)，183-200。  new window
21.Shrieves, Ronald E.(1978)。Market Structure and Innovation: A New Perspective。Journal of Industrial Economics，26，329-346。  new window
22.Sørensen, A.、Kongsted, H. C.、Marcusson, M.(2003)。R&D, Public Innovation Policy, and Productivity: The Case of Danish Manufacturing。Economics of Innovation and New Technology，12(2)，163-178。  new window
23.Wallsten, Scott J.(2000)。The Effects of Government-industry R&D Programs on Private R&D: The Case of the Small Business Innovation Research Program。Rand Journal of Economics，31(1)，82-100。  new window
24.Audretsch, David B.、Link, Albert N.、Scott,John T.(2002)。Public/private Technology Partnerships: Evaluating SBIR-supported Research。Research Policy，31(1)，145-158。  new window
25.Goolsbee, A.(1998)。Does Government R&D Policy Mainly Benefit Scientists and Engineers?。American Economic Review，88(2)，298-302。  new window
26.Higgins, R. S.、Link, A. N.(1981)。Federal Support of Technological Growth in Industry: Some Evidence of Crowding Out。IEEE Transactions on Engineering Management，EM-28(4)，86-88。  new window
27.Irwin, D.、Klenow, P.(1996)。High Tech R&D Subsidies: The Effects of Sematech。Journal of International Economics，40(3/ 4)，323-344。  new window
28.Kauko, K.(1996)。Effectiveness of R&D Subsidies: A Skeptical Note on the Empirical Evidence。Research Policy，25(3)，321-323。  new window
29.Kimberly, J.(1976)。Organizational Size and the Structuralist Perspective。Administrative Science Quarterly，21(4)，571-597。  new window
30.McKillip, J.、Baldwin, K.(1990)。Evaluation of an STD Education Media Campaign: A Control Construct Design。Evaluation Review，14(1)，331-346。  new window
31.Robertson, T. S.、Rossiter, J. R.(1976)。Short Run Advertising Effects on Children: A Field Study。Journal of Marketing Research，13(1)，68-70。  new window
32.Tibbetts, R.(2001)。The Importance of Small High-technology Firms to Economic Growth… and How to Nurture Them through SBIR。Industry and Higher Education，15(1)，24-32。  new window
會議論文
1.Griliches, Z.、Regev, H.(1998)。An Econometric Evaluation of High-tech Policy in Israel。  new window
研究報告
1.Tovianen, O.、Niininen, P.(1998)。Investment, R&D, subsidies and credit constraints。Department of Economics MIT and Helsinki School of Economics。  new window
2.Ali-Yrkkö, J.(2005)。Impact of Public R&D Financing on Employment。  new window
3.Klette, T.、Moen, J.(1998)。R&D Investment Responses to R&D Subsidies: A Theoretical Analysis and a Microeconometric Study。  new window
4.Wallsten, S. J.(1996)。The Small Business Innovation Research Program: Encouraging Technological Innovation and Commercialization in Small Firms?。  new window
學位論文
1.林治廷(2000)。科技研究發展專案的連續多期效率評估(碩士論文)。國立交通大學。  延伸查詢new window
2.黃志男(1997)。資料包絡分析法在科技專案執行效率評估的應用(碩士論文)。國立交通大學。  延伸查詢new window
3.蘇雲一(1998)。資料包絡分析法與比例分析法運用於科技專案效率評估之研究(碩士論文)。國立交通大學。  延伸查詢new window
4.方彥永(2003)。知識經濟體系下政府協助產業創新之研究--以業界開發產業技術計畫為例(碩士論文)。國立中山大學。  延伸查詢new window
5.林月珠(2002)。資料包絡分析法應用於電子、資訊領域科專計畫的效率評估(碩士論文)。國立交通大學。  延伸查詢new window
6.柯惠友(2002)。政府研發補助經費對公司研發活動之影響效果--以經濟部所屬事業協助中小企業推動研究發展計畫為例(碩士論文)。國立臺灣科技大學。  延伸查詢new window
7.莊弘旻(2002)。公共部門與民間部門研究發展經費之關聯性分析(碩士論文)。國立臺灣科技大學。  延伸查詢new window
8.陳正福(2001)。研發活動之資源基礎分析--以主導性新產品開發計畫廠商為例(碩士論文)。國立臺灣科技大學。  延伸查詢new window
9.陳嘉萍(2002)。政府研發獎助與中小企業研發創新關係之研究--以新竹科學園區廠商為例(碩士論文)。國立中央大學。  延伸查詢new window
10.董鍾明(2001)。研發效率評估之資料包絡分析法實證研究--以主導性新產品開發計畫為例(碩士論文)。國立臺灣科技大學。  延伸查詢new window
圖書
1.Wooldridge, Jeffrey M.(2002)。Introductory Econometrics: A Modern Approach。Mason, OH：South Western。  new window
2.Hair, J. F.、Anderson, R. E.、Tatham, R. L.、Black, W. C.(1995)。Multivariate data analysis with readings。Upper Saddler River, NJ：Prentice-Hall。  new window
3.中華經濟研究院(2002)。中華民國九十一年中小企業白皮書。經濟部中小企業處。  延伸查詢new window
4.Hamberg, D.(1966)。Essays on the Economics of Research and Development。New York：Random House。  new window
5.Kealy, T.(1996)。The Economic Law of Scientific Research。New York：St Martin's Press。  new window
6.Rossi, P. H.、Freeman, H. E.、Lipsey, M. W.(2004)。Evaluation: A systematic approach。Sage。  new window
7.Schumpeter, Joseph A.(1961)。The Theory of Economic Development。Oxford University Press。  new window
8.Schumpeter, Joseph Alois(1975)。Capitalism, Socialism and Democracy。New York, NY：Harper & Row Publishers。  new window
9.經濟部中小企業處(2000)。民國八十九年中小企業白皮書。民國八十九年中小企業白皮書。臺北市。  延伸查詢new window
10.經濟部中小企業處(2003)。民國九十二年中小企業白皮書。民國九十二年中小企業白皮書。臺北市。  延伸查詢new window
11.Jaffe, A. B.(1998)。Measurement Issues。Investing in Innovation。Cambridge, MA。  new window
12.Organisation for Economic Co-operation and Development(1993)。The Measurement of Scientific and Technical Activities 1993: Standard Practice for Surveys of Research and Experimental Development-frascati Manual。The Measurement of Scientific and Technical Activities 1993: Standard Practice for Surveys of Research and Experimental Development-frascati Manual。Paris, France。  new window
13.Scott, J. T.(1984)。Firm versus Industry Variability in R&D Intensity。R&D, Patents and Productivity。Chicago, IL。  new window
14.Suetens, S.(2002)。R&D Subsidies and Production Effects of R&D Personnel: Evidence from the Flemish Region。R&D Subsidies and Production Effects of R&D Personnel: Evidence from the Flemish Region。Antwerp, Netherlands。  new window
其他
1.行政院國家科學委員會(2005)。國家科學技術發展計畫。  延伸查詢new window
2.經濟部技術處SBIR計劃(2005)。經濟部技術處SBIR計劃。  延伸查詢new window
3.Nau, R. F.(2005)。Decision 411: FORECASTING: Testing the Assumptions of Linear Regression。  new window
4.Tassey, G.(1999)。R&D Policy Models and Data Needs。  new window
5.Trochim, W. M. K.(2006)。Other Quasi-experimental Designs。  new window
圖書論文
1.Arrow, K. J.(1962)。Economic welfare and the allocation of resources for innovation。The Rate and Direction of Inventive Activity: Economic and Social Factors。Princeton, NJ：Princeton Univer­sity Press。  new window
2.Lerner, J.、Kegler, C.(2000)。Evaluating the Small Business Innovation Research Program: A Literature Review。The Small Business Innovation Research Program: An Assessment of the Department of Defense Fast Track Initiative。Washington D.C.：National Academy Press。  new window
 
 
 
 
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