| 期刊論文| 1. | Braithwaite, Joanne P.(2011)。The Inherent Limits of ‘Legal Devices’: Lessons for the Public Sector’s Central Counterparty Prescription for the OTC Derivatives Markets。European Business Organization Law Review，12(1)，87-119。   | | 2. | Chander, Anupam、Randall Costa(2010)。International Law and the Economic Crisis: Clearing Credit Default Swaps: A Case Study in Global Legal Convergence。Chicago Journal of International Law，10，639。 | | 3. | Culp, Christopher L.(2010)。OTC-Cleared Derivatives: Benefits, Costs, and Implications of the Dodd-Frank Wall Street Reform and Consumer Protection Act。Journal of Applied Finance，2。 | | 4. | Ezickson, Doron F.、Prajakt Samant、Rashpaul Bahia(201012)。EU Financial Reforms Impact on OTC Derivative and Commodities Market。PLC Magazine。 | | 5. | FX Investor Group(20110603)。Response to the Department of the Treasury’s Request for Further Comments on the Proposed Determination of Foreign Exchange Swaps and Forwards。 | | 6. | Glass, Adam W.(20090611)。The Regulatory Drive towards Central Counterparty Clearing of OTC Credit Derivatives and the Necessary Limits on This。Capital Markets Law Journal，2(1)，79-98。 | | 7. | Gogel, Jeremy(2010)。Shifting Risk to the Dumbest Guy in the Room-Derivatives Regulation after the Wall Street Reform and Consumer Protection Act。Journal of Business & Securities Law，11，1-52。 | | 8. | Greenberger, Michael(20100630)。The Role of Derivatives in the Financial Crisis。Testimony before the Financial Crisis Inquiry Commission。 | | 9. | Gubler, Zachary J.(2011)。The Financial Innovation Process: Theory and Application。Delaware Journal of Corporate Law，36(1)，55-119。 | | 10. | McBride, Paul M.(2010)。The Dodd-Frank Act and OTC Derivatives: The Impact of Mandatory Central Clearing on the Global OTC Derivatives Market。International Lawyer，44(1077)，1106-1107。 | | 11. | CFTC(20101223)。End-User Exception to Mandatory Clearing of Swaps。Federal Register，75(246)，80747-80758。 | | 12. | CFTC(20110726)。Process for Review of Swaps for Mandatory Clearing。Federal Register，76(143)，44464-44475。 | | 13. | CFTC(20120719)。End-User Exception to Mandatory Clearing of Swaps。Federal Register，77(139)，42560-42591。 | | 14. | CFTC(20120523)。Further Definition of ‘Swap Dealer,’ ‘Security-Based Swap Dealer,’ ‘Major Swap Participant,’ ‘Major Security-Based Swap Participant’ and ‘Eligible Contract Participant’。Federal Register，77(100)，30586-30764。 | | 15. | (20100721)。Dodd-Frank Wall Street Reform and Consumer Protection Act。Public Law，124，111-203。 | | 16. | U.S. Department of the Treasury(20110520)。Determination of Foreign Exchange Swaps and Foreign Exchange Forwards under the Commodity Exchange Act。Federal Register，76(87)。 | 圖書| 1. | Acharya, Viral V.。Regulating Wall Street: The Dodd-Frank Act and the New Architecture of Global Finance。Hoboken, N.J：Wiley。 | | 2. | PHILIP McBRIDE JOHNSON、THOMAS LEE HAZEN(2004)。DERIVATIVES REGULATION。 | | 3. | 許誠洲(2010)。衍生性金融商品理論與實務。台北：財團法人台灣金融研訓院。 延伸查詢 | | 4. | 中央銀行(2010)。全球金融危機專輯。中央銀行。 延伸查詢 | | 5. | Acharya, Viral V.、Richard, Matthew(2010)。Restoring Financial Stability: How to Repair a Failed System。 | | 6. | BIS, Committee on Payment、Settlement Systems(200703)。New Developments in Clearing and Settlement Arrangements for OTC Derivatives。 | | 7. | Jacque, Laurent L.(2010)。Global Derivative Debacles: from Theory to Malpractice。World Scientific。 | | 8. | Knott, Raymond、Mills, Alastair(200212)。Modelling Risk in Central Counterparty Clearing Houses: A Review。 | | 9. | Pirrong, Craig(201105)。The Economics of Central Clearing: Theory and Practice。ISDA Discussion Papers Series。 | 其他| 1. | 謝鳳瑛(200510)。國際外匯清算機制--CLS系統 200510。 延伸查詢 | | 2. | BIS。Semiannual OTC Derivatives Statistics at End-December 2010，http://www.bis.org/statistics/derstats.htm， 2011/07/07。 | | 3. | BIS, Statistical Annex(201106) 2011/06/09。 | | 4. | Bresnahan, John，Carrie Budoff Brown(20100413)。Lincoln Wall Street Bill Tacks Left 2010/04/13。 | | 5. | Carini, Peter J.，PJC Group of New England(20101203)。Comments on Rulemakings Required by the Dodd-Frank Wall Street Reform Act 2010/12/03。 | | 6. | CFTC(20091118)。Remarks of Chairman Gary Gensler, OTC Derivatives Reform，http://www.aciforex.org/docs/markettopics/20091119_CFTC.pdf， 2011/07/07。 | | 7. | CFTC(20090817)。Analysis of Proposed Over-the-Counter Derivatives Markets Act of 2009 2009/08/17。 | | 8. | Chlistalla, Michael(20100428)。OTC Derivatives: A New Market Infrastructure is Taking Shape, Deutsche Bank Research 2011/07/15。 | | 9. | Duffie, Darrell(20110512)。Comment Letter by Darrell Duffie, Professor, Graduate School of Business, Stanford University, to Inc to Mary Miller, Assistant Secretary for Financial Markets, Department of the Treasury 2011/05/12。 | | 10. | Duffie, Darrell。How Should We Regulate Derivatives Markets，http://www.pewfr.org/project_reports_detail?id=0017， 2011/07/03。 | | 11. | Greenberger, Michael(2010)。Out of the Black Hole: Regulatory Reform of the Over-the-Counter Derivatives Market，http://makemarketsbemarkets.org/report/MakeMarketsBeMarkets.pdf.。 | | 12. | Greenberger, Michael(201010)。Is Our Economy Safe? A Proposal for Assessing the Success of Swaps Regulation under the Dodd-Frank Act，http://works.bepress.com/michael_greenberger/34， 2011/05/20。 | | 13. | Greenberger, Michael(20101129)。Comment Letter to Mary J. Miller, Assistant Secretary for Financial Markets, Office of Financial Institutions Policy, Department of the Treasury, Determination of Foreign Exchange Swaps and Forward，http://www.michaelgreenberger.com/files/Greenberger_FX_comment_letter.pdf， 2010/11/29。 | | 14. | Greenberger, Michael(20110222)。Comment Letter to Elizabeth Murphy, Secretary, Securities and Exchange Commission, and David Stawick, Secretary, Commodity Futures Trading Commission, Further Definition of ‘Swap Dealer,’ ‘Security-Based Swap Dealer,’ ‘Major Swap Participant,’ ‘Major，http://www.michaelgreenberger.com/files/Second-Def-CL.pdf， 2011/09/11。 | | 15. | Greenberger, Michael(20110222)。Comment Letter by Michael Greenberger, Professor, University of Maryland School of Law, Director, Center for Health and Homeland Security, to David Stawick, Secretary, Commodity Futures Trading Commission, End-User Exception to Mandatory Clearing of，http://www.michaelgreenberger.com/files/End-User-CL.pdf， 2011/05/20。 | | 16. | Larsen, Kari S.(20100205)。What Is the End Game for the ‘End User’ Exception? 2010/02/05。 | | 17. | Medero, Joanne T.(199703)。The Great Treasury Amendment Debate。 | | 18. | Miller, Rena S.(20100408)。Key Issues in Derivatives Reform 2010/04/08。 | | 19. | PwC(200907)。OTC Derivatives: Should All Customized Derivatives Be Standardized? 2011/07/03。 | | 20. | Rausser, Gordon,，William, Balson，Reid, Stevens(20090918)。Centralized Clearing for Over-the-Counter Derivatives，http://ssrn.com/abstract=1475351， 2009/09/18。 | | 21. | The President’s Working Group on Financial Markets(199904)。Hedge Funds, Leverage, and the Lessons of Long-Term Capital Management。 | | 22. | Sackheim, Michael(201008)。“Knocking on the Clearinghouse Door A Lawyer’s Introduction to Cleared OTC Derivatives。 | | 23. | The White House(20090617)。Remarks by the President on 21st Century Financial Regulatory Reform 2009/06/17。 | | 24. | U.S. House of Representatives，Committee on Oversight and Government Reform。Public Disclosure as a last Resort: How the Federal Reserve Fought to Cover up the Details of the AIG Counterparties Bailout from the American People。 | | 25. | The Obama Administration’s White Paper on Financial Regulatory Reform 2011/06/09。 | | 26. | U.S. Department of the Treasury。U.S. Department of the Treasury, Proposed Legislation, Title VII – Improvements to Regulation of Over-the-counter Derivatives Markets, Over-the-counter Derivatives Market Act of 2009 2009/08/11。 | | 27. | U.S. Department of the Treasury(20110429)。Fact Sheet: Notice of Proposed Determination on Foreign Exchange Swaps and Forwards 2011/05/18。 | 圖書論文| 1. | Ariail, Laurin C.(201103)。The Impact of Dodd-Frank on End-Users Hedging Commercial Risk in Over-the-Counter Derivatives Markets。North Carolina Banking Institute。 | | 2. | Baseri, Nazanin(2011)。Credit Default Swap and Clearing。American University Legislation and Policy Brief。 | | 3. | Flitter, Emily(20091006)。More Wiggle Room in New Derivatives Bill。American Banker。 | |