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題名:知悉消息或利用消息的論辯
書刊名:國立中正大學法學集刊
作者:賴英照 引用關係
作者(外文):Lai, In-jaw
出版日期:2016
卷期:53
頁次:頁1-69
主題關鍵詞:知悉內線消息利用內線消息內線交易免責抗辯實際知悉Awareness of inside informationUse of inside informationInsider tradingAffirmative defenseActual knowledge
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(2) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:2
  • 共同引用共同引用:42
  • 點閱點閱:26
期刊論文
1.Swanson, Carol B.(2003)。Insider Trading Madness: Rule 10b5-1 and the Death of Scienter。University of Kansas Law Review,52,147-209。  new window
2.洪秀芬(20130700)。從德國內線禁止行為類型及其處罰規定反思我國內線交易規範改革之可能性。中正財經法學,7,1-48。new window  延伸查詢new window
3.武永生(20081200)。內線交易案件「獲悉」與「利用」之爭論--股市之極限遊戲規則。銘傳大學法學論叢,10,175-225。new window  延伸查詢new window
4.Smith, Bryan C.(1999)。Possession Versus Use: Reconciling the Letter and the Spirit of Insider Trading Regulation Under Rule 10b-5。California Western law review,35,371-386。  new window
5.Warner, Kevin E.(2003)。Rethinking Trades "on The Basis of" Inside Information: Some Interpretations of SEC Rule 10b5-1。Boston University law review,83,281-314。  new window
6.林國全(19920600)。證交法第一五七條之一內部人交易禁止規定之探討。政大法學評論,45,259-303。new window  延伸查詢new window
7.Veliotis, S.(2010)。Rule 10b5-1 trading plans and insiders' incentive to misrepresent。American Business Law Journal,47,313-359。  new window
8.林志潔(20131100)。內線交易「實際知悉」要件之舉證與心證門檻--從綠點案談起。月旦法學雜誌,222,109-132。new window  延伸查詢new window
9.莊永丞(20110700)。從美國內線交易被告持有內線消息與使用內線消息之論爭,論我國證券交易法應有之立場與態度。東吳法律學報,23(1),135-181。new window  延伸查詢new window
10.陳彥良(20110100)。歐盟、德國內線交易法制發展--兼論臺灣之內線交易規範。國立中正大學法學集刊,32,89-142。new window  延伸查詢new window
11.李智仁(20100500)。橫看成嶺側成峰--內線消息相關要件之判斷標準與適用爭議。月旦法學,180,301-309。new window  延伸查詢new window
12.洪令家(20120315)。內線交易的避險天堂?--我國訂立豁免條款之初探。臺灣法學雜誌,196,8-19。  延伸查詢new window
13.莊永丞(20151228)。以內線交易和不法操縱行為為中心--探討證券詐欺之主觀要件/最高院91臺上3037及94臺上1433判決。臺灣法學雜誌,286,159-163。  延伸查詢new window
14.劉連煜(20100600)。內部人「獲悉」或「實際知悉」內線消息之認定--評最高法院九十九年臺上字第一一五三號刑事判決。月旦裁判時報,3,83-87。  延伸查詢new window
15.Jagolinzer, Alan D.(2009)。SEC Rule 10b5-1 and Insiders' Strategic Trade。Management Science,55,224-239。  new window
16.Horwich, Allan(2007)。The Origin, Application, Validity, and Potential Misuse of Rule 10b5-1。The Business Lawyer,62,913-954。  new window
17.Greene, Edward、Schmid, Olivia(2013)。Duty-Free Insider Trading。Colum. Bus. L. Rev.,2013,369-405。  new window
18.Cohen, Lauren、Malloy, Christopher、Pomorski, Lukasz(2012)。Decoding Insider Information。J. Fin.,67,1009-1043。  new window
19.Anderson, John P.(2015)。Anticipating a Sea Change for Insider Trading Law: From Trading Plan Crisis to Rational Reform。Utah Law Review,2015,339-389。  new window
20.Neumann, Jennifer L.(2001)。Insider Trading: Does "Aware" Really Resolve the "Possession" Versus "Use" Debate?。Wash. U. J. L., Pol'y,7,189-221。  new window
21.Nagy, Donna M.(2009)。Insider Trading and the Gradual Demise of Fiduciary Principles。Iowa Law Review,94(4),1315-1379。  new window
22.Klöhn, Lars(2010)。The European Insider Trading Regulation after Spector Photo Group。European Company and Financial Law,7,347-366。  new window
23.Sinai, Stuart(2002)。A Challenge to the Validity of Rule 10b5-1。Sec. Reg. L. J.,30,261-310。  new window
24.Schoen, Karen(1999)。Insider Trading: The "Possession Versus Use" Debate。U. Pa. L. Rev.,148,239-284。  new window
25.Huang, Robin Hui(2006)。The Insider Trading "Possession Versus Use" Debate: An International Analysis。Sec. Reg. L. J.,34(2),130-151。  new window
26.Trueper, Jane(2014)。10B5-1 Plans: Further Obscuring the "Smoking Gun" and Proposals for Change。U. Pa. J. Bus. L.,165,937-971。  new window
27.林孟皇(20080400)。內線交易實務問題之研究--以我國刑事責任規定的解釋適用取向為中心。法學叢刊,53(2)=210,31-72。new window  延伸查詢new window
圖書
1.Coffee, John C. Jr.、Seligman, Joel、Sale, Hillary A.(2007)。Securities Regulation, Cases and Materials。Foundation Press。  new window
2.劉連煜(2012)。內線交易構成要件。元照。  延伸查詢new window
3.Bloomenthal, Harold S.、Wolff, Samuel(2001)。International Capital Markets and Securities Regulation。Eagan, Minn.:West Group。  new window
4.Wang, William K. S.、Steinberg, Marc I.(2010)。Insider Trading。New York, NY:Oxford University Press。  new window
5.余雪明(2016)。證券交易法--比較證券法。余雪明。  延伸查詢new window
6.Bainbridge, Stephen M.(2014)。Insider Trading Law and Policy。Foundation Press。  new window
7.Langevoort, Donald C.(2015)。Insider Trading: Regulation, Enforcement and Prevention。Thomson Reuters/West。  new window
8.Moloney, Niamh(2014)。EU Securities and Financial Markets Regulation。Oxford University Press。  new window
9.Loss, Louis、Seligman, Joel、Paredes, Troy(2011)。Fundamentals of Securities Regulation。Wolters Kluwer。  new window
10.Loss, Louis、Seligman, Joel(2003)。Securities Regulation。Aspen Publishers。  new window
11.Loss, Louis、Seligman, Joel(1991)。Securities Regulation。  new window
12.Hazen, Thomas Lee(2009)。The Law of Securities Regulation。West Academic Publishing。  new window
13.林孟皇(2010)。金融犯罪與刑事審判。台北:元照。  延伸查詢new window
其他
1.Pulliam, Susan and Barry, Rob(20121129)。Disclosure on Trades Is Sought。  new window
2.Pulliam, Susan,Barry, Rob(20121128)。Dark Markets: Executives' Good Luck in Trading Own Stock。  new window
3.Pulliam, Susan,Barry, Rob(20130425)。Directors Take Shelter in Trading Plans。  new window
圖書論文
1.武永生(2016)。股市極限遊戲--內線交易:規範之迷思與極限。當前公司與證券法制新趨勢。元照。  延伸查詢new window
 
 
 
 
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