Saying Is One Thing; Doing Is Another? Analyzing the Chinese Nonprofit Organization Model in Investor Protection through the Taiwanese Experience_

:::

詳目顯示

第 1 筆 / 總合 1 筆

/1頁

來源文獻資料
引文資料

題名：	Saying Is One Thing; Doing Is Another? Analyzing the Chinese Nonprofit Organization Model in Investor Protection through the Taiwanese Experience
書刊名：	National Taiwan University Law Review
作者：	趙冠瑋
作者(外文)：	Chao, Guan-wei
出版日期：	2018
卷期：	13:1
頁次：	頁53-110
主題關鍵詞：	證券欺詐；投資人保護；證券維權；代表訴訟；團體訴訟；先行賠付；非營利組織；中國大陸證券法；中國大陸特有非營利組織生態；中國大陸特有非政府組織生態；Securities fraud；Investor protection；Securities enforcement；Representative litigation；Securities class actions；Advance settlement；Nonprofit organizations；China's securities law；The Chinese NPO ecology；The Chinese NGO ecology
原始連結：	連回原系統網址
相關次數：	被引用次數:期刊(2) 博士論文(0) 專書(0) 專書論文(0) 排除自我引用:0 共同引用:0 點閱:3

期刊論文
1.	Ma, Shu-Yun(1994)。The Chinese discourse on civil society。China Quarterly，137，180-193。
2.	Macey, Jonathan R.、Miller, Geoffrey P.(1991)。The Plaintiffs' Attorney's Role in Class Action and Derivative Litigation: Economic Analysis and Recommendations for Reform。University of Chicago Law Review，58(1)，1-118。
3.	Shao, Ching-Ping(2013)。Representative Litigations in Corporate and Securities Laws by Government-Sanctioned Nonprofit Organizations: Lessons from Taiwan。Asian-Pacific Law & Policy Journal，15(1)，58-93。
4.	Alexander, Janet C.(1991)。Do the merits matter? A study of settlements in securities class actions。Stanford Law Review，43，497-598。
5.	Gilson, Ronald J.(1996)。Corporate governance and economic efficiency: When do institutions matter。Washington University Law Quarterly，74，327-346。
6.	Choi, S. J.(2002)。Law, finance and path dependence: Developing strong securities markets。Texas Law Review，80，1657-1728。
7.	Coffee, John C. Jr.(2007)。Law and the Market: The Impact of Enforcement。University of Pennsylvania Law Review，156，229-312。
8.	Lich, Amir N.(2001)。The Mother of All Path Dependencies toward a Cross-Cultural Theory of Corporate Governance Systems。Delaware Journal of Corporate Law，26，147-206。
9.	Berkowitz, Daniel、Pistor, Katharina、Richard, Jean-Francois(2003)。The Transplant Effect。American Journal of Comparative Law，51(1)，163-203。
10.	Liu, Lawrence S.(1997)。Law and Political Economy of Capital Market Regulation in the Republic of China on Taiwan。Law and Policy in International Business，28(3)，813-856。
11.	Muir, D. M.、Liu, J. H.、Xu, H. Y.(2013)。The Future of Securities Class Actions against Foreign Companies: China and Comity Concerns。University of Michigan Journal of Law Reform，46，1315-1360。
12.	Ashley, Jillian S.、He, Pengyu(2008)。Opening One Eye and Closing the Other: The Legal and Regulatory Environment for "Grassroots" NGOs in China Today。Boston University International Law Journal，26，29-96。
13.	Milhaupt, Curtis J.(2004)。Nonprofit Organizations as Investor Protection: Economic Theory and Evidence from East Asia。Yale Journal of International Law，29(1)，169-207。
14.	Fisch, Jill E.(1997)。Class Action Reform: Lessons from Securities Litigation。Arizona Law Review，39(2)，533-560。
15.	Scott, H. S.、Silverman, L. N.(2013)。Stockholder Adoption of Mandatory Individual Arbitration for Stockholder Disputes。Harvard Journal of Law & Public Policy，36，1187-1230。
16.	Bebchuk, Lucian Arye、Roe, Mark J.(1999)。A Theory of Path Dependence in Corporate Ownership and Governance。Stanford Law Review，52，127-173。
17.	Lin, Yu-Hsin(2007)。Modeling Securities Class Actions outside the United States: The Role of Nonprofits in The Case of Taiwan。New York University Journal of Law and Business，4，143-221。
18.	Hansmann, Henry B.(1980)。The Role of Nonprofit Enterprise。The Yale Law Journal，89(5)，835-901。
19.	Jie, Chen(2006)。The NGO Community in China: Expanding Linkages with Transnational Civil Society and their Democratic Implications。China Perspectives，68，29-40。
20.	Alford, W. P.(1995)。Tasselled Loafers for Barefoot Lawyers: Transformation and Tension in the World of Chinese Legal Workers。China Quarterly，141，22-38。
21.	Beisner, John H.、Shors, Matthew、Miller, Jessica Davidson(2005)。Class Action Cops: Public Servants or Private Entrepreneurs。Stanford Law Review，57，1441-1474。
22.	Benton, L.(2010)。From Socialist Ethics to Legal Ethics: Legal Ethics, Professional Conduct, and the Chinese Legal Profession。UCLA Pacific Basin Law Journal，28，210-240。
23.	Black, Barbara(2008)。Should the SEC Be a Collection Agency for Defrauded Investors。Business Lawyer，63，317-346。
24.	Chen, Christopher C.-H.(2014)。Judicial Inactivitism in Protecting Financial Consumer against Predatory Sale of Retail Structured Products: A Reflection from Retail Structured Notes Lawsuits in Taiwan。Columbia Journal of Asian Law，27，165-220。
25.	陳潔(2015)。證券市場先期賠付制度的引入及適用。法律適用，2015(8)，25-31。延伸查詢
26.	Chiu, I. H.-Y.(2008)。The Meaning of Share Ownership and the Governance Role of Shareholder Activism in the United Kingdom。Richmond Journal of Global Law and Business，8，117-160。
27.	Chodorow, A. S.(2012)。Charity with Chinese Characteristics。UCLA Pacific Basin Law Journal，30，1-54。
28.	Clarke, D. C.(2010)。Law without Order in Chinese Corporate Governance Institutions。Northwestern Journal of International Law & Business，30，131-200。
29.	Clopton, Z. D.(2016)。Redundant Public-Private Enforcement。Vanderbilt Law Review，69，285-332。
30.	Coffee, J. C. Jr.(1983)。Rescuing the Private Attorney General: Why the Model of the Lawyer as Bounty Hunter Is Not Working。Maryland Law Review，42，215-288。
31.	Cox, James D.、Thomas, Randall S.、Kiku, Dana(2005)。Public and Private Enforcement of the Securities Laws: Have Things Changed since Enron。Notre Dame Law Review，80，893-908。
32.	Don, M. E.、Wang, J.(1990)。Stockbroker Liquidations under the Securities Investor Protection Act and Their Impact on Securities Transfers。Cardozo Law Review，12，509-556。
33.	Engstrom, David Freeman(2013)。Agencies as Litigation Gatekeepers。Yale Law Journal，123，616-713。
34.	Garth, B.、Nagel, I. H.、Plager, S. J.(1988)。The Institution of the Private Attorney General: Perspectives from an Empirical Study of Class Action Litigation。Southern California Law Review，61，353-398。
35.	Ge, Y.(2004)。Nonprofit Organizations & the Reform of China's Public Institutions。International Journal of Civil Society Law，2，27-40。
36.	Gillespie, J.(2002)。Transplanted Company Law: An Ideological and Cultural Analysis of Market-Entry in Vietnam。International and Comparative Law Quarterly，51，641-672。
37.	Givens, J. W.(2013)。Sleeping with Dragons? Politically Embedded Lawyers Suing the Chinese State。Wisconsin International Law Journal，31，737-774。
38.	Gu, Weixia(2013)。Securities Arbitration in China: A Better Alternative to Retail Shareholder Protection。Northwestern Journal of International Law & Business，33，283-324。
39.	Harbeck, S. P.(1982)。Stockbroker Bankruptcy: The Role of the District Court and the Bankruptcy Court under the Securities Investor Protection Act。American Bankruptcy Law Journal，56，277-288。
40.	High, A. J.(2013)。Grassroots NGO Regulation and China's Local Legal Culture。Socio-Legal Review，9，1-50。
41.	Huang, Robin Hui(2013)。Private Enforcement of Securities Law in China: A Ten-Year Retrospective and Empirical Assessment。American Journal of Comparative Law，61，757-798。
42.	Hutchens, W.(2003)。Private Securities Litigation in China: Material Disclosure about China's Legal System。University of Pennsylvania Journal of International Economic Law，24，599-690。
43.	Jindra, P. M.(2012)。Securities Fraud in Singapore: China and the Challenge of Deterrence。Columbia Journal of Transnational Law，51，120-176。
44.	Joo, T. W.(1999)。Who Watches the Watchers--The Securities Investor Protection Act, Investor Confidence, and the Subsidization of Failure。Southern California Law Review，72，1071-1150。
45.	Juang, C. T.(1997)。The Taiwan Consumer Protection Law: Attempt to Protect Consumers Proves Ineffective。Pacific Rim Law & Policy Journal，6，219-244。
46.	Kaur, L. S.(2006)。The Third Sector: The Law in China and Non-Profit Organization。International Journal of Civil Society Law，4，47-61。
47.	Lan, G.(2014)。American Legal Realism Goes to China: The China Puzzle and Law Reform。American Business Law Journal，51，365-428。
48.	Lan, G.(2015)。Insights from China for the United States: Shadow Banking, Economic Development, and Financial Systems。Berkeley Business Law Journal，12，144-195。
49.	Lee, C. D.(2000)。Legal Reform in China: A Role for Nongovernmental Organizations。Yale Journal of International Law，25，363-434。
50.	Lemos, M. H.(2012)。Aggregate Litigation Goes Public: Representative Suits by State Attorneys General。Harvard Law Review，126，486-549。
51.	Leslie, C. R.(2007)。The Significance of Silence: Collective Action Problems and Class Action Settlements。Florida Law Review，59，71-134。
52.	Liebman, B. L.(1999)。Legal Aid and Public Interest Law in China。Texas International Law Journal，34，211-286。
53.	Liebman, B. L.(2007)。China's Courts: Restricted Reform。Columbia Journal of Asian Law，21(1)，1-44。
54.	Lin, A. J.-G.(2016)。The Challenges and Contemporary Issues of Taiwan's Investor Protection System: A Model to Learn or to Avoid。National Taiwan University Law Review，11，129-217。
55.	Lu, J.(2015)。Regulating Employment Discrimination in China: A Discussion from the Socio-Legal Perspective。Michigan State International Law Review，23，437-457。
56.	Nagareda, R. A.(2009)。Aggregate Litigation across the Atlantic and the Future of American Exceptionalism。Vanderbilt Law Review，62，1-52。
57.	Nussbaum, P.(1973)。Attorney's Fees in Public Interest Litigation。New York University Law Review，48，301-338。
58.	Park, J. J.(2012)。Rules, Principles, and the Competition to Enforce the Securities Law。California Law Review，100，115-182。
59.	Qi, Mei(2011)。Developing a Working Model for Legal NGOs in China。Washington University Global Studies Law Review，10(3)，617-639。
60.	Rose, A. M.(2010)。Multienforcer Approach to Securities Fraud Deterrence: A Critical Analysis。University of Pennsylvania Law Review，158，2173-2232。
61.	Rui, G.(2015)。Blowing Whistle without Protection: Can Chinese Regulator Afford Sending Sheep among Wolves。Frontiers of Law in China，10，123-135。
62.	Scott, J.(2013)。Cleaning up the Dragon’s Fountain: Lessons from the First Public Interest Lawsuit Brought by a Grassroots NGO in China。George Washington International Law Review，45，727-762。
63.	Shao, J.-H.(2015)。State Power in Disguise--Addressing Catastrophic Mass Torts in the United States, China, and Taiwan。Tulane Journal of International and Comparative Law，24，175-204。
64.	Sheng, Jin(2014)。Private Securities Litigation in China: Passive People's Courts and Weak Investor Protection。Bond Law Review，26，94-147。
65.	Shuji, Y.(2013)。The Standards of Judgement for Dispute Resolution in Financial ADR of Japan。Columbia Journal of Asian Law，26，29-104。
66.	The Harvard Law Review Association(2007)。Note Adopting and Adapting: Clinical Legal Education and Access to Justice in China。Harvard Law Review，120，2134-2155。
67.	Trebilcock, Michael、Leng, Jing(2006)。The Role of Formal Contract Law and Enforcement in Economic Development。Virginia Law Review，92，1517-1580。
68.	Tushnet, M.(2000)。The Constitution of Civil Society。Chicago-Kent Law Review，75，379-416。
69.	Velikonja, Urska(2015)。Public Compensation for Private Harm: Evidence from the SEC's Fair Fund Distributions。Stanford Law Review，67，331-396。
70.	Wang, Jiangyu(2004)。Dancing with Wolves: Regulation and Deregulation of Foreign Investment in China's Stock Market。Asian-Pacific Law & Policy Journal，5，1-61。
71.	Wang, J.(2007)。Environmental Public Interest Litigation: When Will It Flourish in China?。Journal of Korean Law，7，217-228。
72.	王遂昆、郝小松(2010)。完善我國虛假陳述民事賠償制度之思考--科龍公司虛假陳述案的啓示。財會月刊，29，74-75。延伸查詢
73.	Welsh, Michelle、Morabito, Vince(2014)。Public v Private Enforcement of Securities Law: An Australian Empirical Study。Journal of Corporate Law Studies，14，39-78。
74.	West, M. D.(2001)。Why Shareholders Sue: The Evidence from Japan。Journal of Legal Studies，30，351-382。
75.	White, J. J.(1994)。Work and Play in Revising Article 9。Virginia Law Review，80，2089-2102。
76.	Winship, Verity(2008)。Fair Funds and the SEC's Compensation of Injured Investors。Florida Law Review，60，1103-1144。
77.	Zhao, J.、Hu, M.(2012)。A Comparative Study of the Legal Education System in the United States and China and the Reform of Legal Education in China。Suffolk Transnational Law Review，35，329-362。
78.	Zhou, Tianshu(2015)。Is the CSRC Protecting a "Level Playing Field" in China's Capital Markets? Public Enforcement, Fragmented Authoritarianism and Corporatism。Journal of Corporate Law Studies，15，377-406。
79.	Yin, Deyong(2009)。China's attitude toward foreign NGOs。Washington University Global Studies Law Review，8(3)，521-543。
80.	Wang, Wallace Wen-Yeu、Chen, Jian-Lin(2008)。Reforming China's Securities Civil Actions: Lessons from PSLRA Reform in the U.S. and Government-Sanctioned Non-Profit Enforcement in Taiwan。Columbia Journal of Asian Law，21(2)，115-160。
81.	Choi, S. J.(2004)。A framework for the regulation of securities market intermediaries。Berkeley Business Law Journal，1(1)，45-82。
82.	Coffee, John C. Jr.(2008)。Accountability and Competition in Securities Class Actions: Why 'Exit' Works Better than 'Voice'。Cardozo Law Review，30，407-444。
83.	Coffee, John C. Jr.(2010)。Litigation Governance: Taking Accountability Seriously。Columbia Law Review，110，288-351。

圖書
1.	Bian, Jing(2014)。China's Securities Market: Towards Efficient Regulation。Routledge。
2.	Frumkin, Peter(2002)。On Being Nonprofit: A Conceptual and Policy Primer。Cambridge, Mass：Harvard University Press。
3.	Weisbord, B. A.(1988)。The Nonprofit Economy。Harvard University Press。
4.	財團法人證券投資人及期貨交易人保護中心(2005)。財團法人證券投資人及期貨交易人保護中心中華民國94年年報。延伸查詢
5.	財團法人證券投資人及期貨交易人保護中心(2013)。財團法人證券投資人及期貨交易人保護中心中華民國102年年報。延伸查詢
6.	財團法人證券投資人及期貨交易人保護中心(2014)。財團法人證券投資人及期貨交易人保護中心中華民國103年年報。延伸查詢
7.	財團法人證券投資人及期貨交易人保護中心(2015)。財團法人證券投資人及期貨交易人保護中心中華民國104年年報。延伸查詢
8.	Cooter, R.、Schäfer, H.-B.(2012)。Solomon's Knot: How Law Can End the Poverty of Nations。New Jersey：Princeton University Press。
9.	Dam, K. W.(2006)。The Law-Growth Nexus: The Rule of Law and Economic Development。Washington, DC：Brookings Institution Press。
10.	Huang, Robin Hui(2014)。Securities and Capital Markets Law in China。Oxford University Press。
11.	Mahoney, J.(2003)。The Legacies of Liberalism: Path Dependence and Political Regimes in Central America。MD：Johns Hopkins University Press。
12.	Stern, R. E.(2013)。Environmental Litigation in China: A Study in Political Ambivalence。Cambridge University Press。

其他
1.	Barreto, E.，Wang, Y.(20160114)。New China Rules for Botched IPOs Spooking Underwriters，http://www.reuters.com/article/china-ipo-regulations-idUSL3N14W25S20160114。
2.	Buckley, C.(20160118)。Charges against Chinese Rights Lawyers Draw Foreign Criticism，https://www.nytimes.com/2016/01/19/world/asia/china-lawyers-arrest-reaction.html?_r=0。
3.	Chen, Jia(20150511)。Pin An Securities Hit with Fire，http://europe.chinadaily.com.cn/business/2013-05/11/content_16492075.htm.。
4.	Harris, D.(20060405)。China's New Securities Law Being Put to Legal Test，http://www.chinalawblog.com/2006/04/chinas_new_securities_law_bein.html。
5.	Hirschmann, D.，Rickard, L.(20110218)。President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber Commerce & Lisa Rickard, President, U.S. Chamber Institute for Legal Reform, to Elizabeth Murphy, Secretary，https://www.sec.gov/comments/4-617/4617-37.pdf.。
6.	王姝，金彧(20160423)。證券法修訂草案將於今年底二審，http://news.xinhuanet.com/politics/2016-04/23/c_128923087.htm。延伸查詢
7.	Wigley, R. W.(20150529)。Trends in Class Action-Type Public Interest Litigation in China. King & Wood Mallesons，http://www.chinalawinsight.com/2015/05/articles/intellectual-property/trends-in-class-action-type-public-interest-litigation-in-china/。
8.	(20150420)。China Mulls Draft Law to Ease Regulations on Securities，http://news.xinhuanet.com/english/2015-04/20/c_134166615.htm。
9.	張娟兒(20130519)。平安證券的“罪與罰”，http://www.nbd.com.cn/articles/2013-05-19/742437.html。延伸查詢
10.	Zhang, R.(20060331)。Deloitte Faces Double Trouble in China，http://www.chinadaily.com.cn/bizchina/2006-03/31/content_556998.htm。
11.	趙曉輝，劉開雄，許晟(20150420)。證券法一審投資者最該關注的十件事兒，http://finance.sina.com.cn/stock/y/20150420/212522001177.shtml。延伸查詢
12.	(20150803)。萬福生科案：試水先行賠付投資者主動維權，http://www.csrc.gov.cn/pub/newsite/tzzbh1/tbtzzjy/tbfxff/201508/t20150803_282336.html。延伸查詢

圖書論文
1.	Allen, W. T.、Shen, H.(2012)。Assessing China's Top-Down Securities Market。Capitalizing China。Chicago：University of Chicago Press。
2.	Howson, N. C.(2008)。The Doctrine that Dared Not Speak Its Name: Anglo-American Fiduciary Duties in China’s 2005 Company Law and Case Law Intimations of Prior Convergence。Transforming Corporate Governance in East Asia。Routledge。
3.	Liu, L. S.(2007)。The Merits of Shareholders Collective Actions (Class Action Suits) in Chinese Taipei。Enforcement of Corporate Governance in Asia: The Unfinished Agenda。
4.	Tang, X.(2008)。Commentary on “New Hope for Corporate Governance in China?"。China's Legal System: New Developments, New Challenges。Cambridge University Press。
5.	Tang, X.(2008)。Protecting Minority Shareholders in China: A Task for Both Legislation and Enforcement。Transforming Corporate Governance in East Asia。Routledge。
6.	Xie, H.(2011)。Public Interest Legal Organizations in China: Current Situation and Prospect for Future Development。NGOs in China and Europe: Comparisons and Contrasts。Routledge。
7.	Zhou, T.(2014)。Legal Regulation of China's Securities Markets: Recent Improvements and Competing Advantages。Economics and Regulation in China。Routledge。

推文
推薦
引用網址
引用嵌入語法
轉寄

top

:::

相關期刊
相關論文
相關專書
相關著作
熱門點閱

1.	趨同或路徑依循？--以美中兩國證券詐欺訴訟改革為觀察點
2.	公私混合執法理論之建構：從美國證券集團訴訟改革看臺灣投保中心團體訴訟
3.	The Challenges and Contemporary Issues of Taiwan's Investor Protection System: A Model to Learn or to Avoid

無相關博士論文

無相關書籍

無相關著作

無相關點閱

QR Code

臺灣人文及社會科學引文索引資料庫系統

詳目顯示

臺灣人文及社會科學引文索引資料庫