| 期刊論文| 1. | Lightbourne, John(2017)。Algorithms & Fiduciaries: Existing and Proposed Regulatory Approaches to Artificially Intelligent Financial Planners。Duke Law Journal，67(3)，651-679。   | | 2. | Wrona, James S.(2012)。The Best of Both Worlds: A Fact-Based Analysis of the Legal Obligations of Investment Advisers and Broker-Dealers and a Framework for Enhanced Investor Protection。Business Lawyer，68(1)，1-56。 | | 3. | Ji, Megan(2017)。Are Robots Good Fiduciaries? Regulating Robo-Advisors Under the Investment Advisers Act of 1940。Columbia Law Review，117(6)，1543-1583。 | | 4. | 周振鋒(20190400)。論機器人投資顧問之興起與投資人之保護--以美國法為中心。東吳法律學報，30(4)，69-107。 延伸查詢 | | 5. | 王偉霖(20190900)。理財機器人對我國金融及相關法制的衝擊與發展。財金法學研究，2(3)，371-406。 延伸查詢 | | 6. | Maume, Philipp(2019)。Regulating Robo-Advisory。TEX. INT'L L. J.，55，49-87。 | | 7. | Chiu, Iris H.-Y.(2019)。The Regulatory Implications and Limitations of Robo-Advice。BANKING & FIN. SERVICES POL'Y REP.，38(9)，11+19。 | | 8. | Pearson, Gail(2013)。Financial Advice in Australia: Principles to Proscription; Managing to Banning。ST. JOHN'S L. REV.，87。 | | 9. | McMeel, Gerard(2013)。International Issues in the Regulations of Financial Advice: A United Kingdom Perspective--The Retail Distribution Review and the Ban on Commission Payments to Financial Intermediaries。ST. JOHN'S L. REV.，87。 | | 10. | Strzelczyk, Bret E.(2017)。Not and Comment, Rise of the Machines: The Legal Implications for Investor Protection with the Rise of Robo-Advisors。DEPAUL BUS. & COM. L. J.，16。 | | 11. | Bayon, Pablo Sanz、Garvía Vega, Luis(2018)。Automated Investment Advice: Legal Challenges and Regulatory Questions。BANKING & FINA. SERVICES POL'Y REP.，37(3)。 | 圖書| 1. | Armour, John、Awrey, Dan、Davies, Paul、Enriques, Luca、Gordon, Jeffrey N.、Mayer, Colin、Payne, Jennifer(2016)。Principles of Financial Regulation。Oxford University Press。 | | 2. | Frankel, Tamar、林鼎鈞、翁祖立、陳錦隆、張家祥(2016)。忠實法。新學林。 延伸查詢 | | 3. | Cranston, Ross、Avgouleas, Emilios、Van Zwieten, Kristin、Hare, Christopher、Van Sante, Theodor(2017)。Principles of Banking Law。 | 單篇論文| 1. | Fein, Melanie L.(2015)。Robo-Advisors: A Closer Look，https://ssrn.com/abstract=2658701。 | 其他| 1. | Monetary Authority of Singapore(2017)。Consultation Paper: Provision of Digital Advisory Services，https://www.mas.gov.sg/-/media/MAS/News-and-Publications/Consultation-Papers/Consultation-Paper-on-Provision-of-Digital-Advisory-Services.pdf。 | | 2. | The Board of the International Organization of Securities Commission(2016)。Update to the Report on the IOSCO Automated Advice Tools Survey: Final Report，https://www.iosco.org/library/pubdocs/pdf/IOSCOPD552.pdf。 | | 3. | European Securities and Markets Authority(2018)。Final Report Guidelines on Certain Aspects of the MiFID Ⅱ Suitability Requirements。 | | 4. | U.S. Securities and Exchange Commission(2011)。STUDY ON INVESTMENT ADVISERS AND BROKER-DEALERS AS REQUIRED BY SECTION 913 OF THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT，https://www.sec.gov/news/studies/2011/913studyfinal.pdf。 | | 5. | US Securities and Exchange Division of Investment Management(2017)。IM Guidance Update，https://www.sec.gov/investment/im-guidance-2017-02.pdf。 | | 6. | 證券及期貨事務委員會(2017)。有關建議的《網上分銷及投資諮詢平台指引》諮詢文件，https://apps.sfc.hk/edistributionWeb/api/consultation/openFile?lang=TC&refNo=17CP3。 延伸查詢 | | 7. | Australian Securities & Investments Commission(2016)。Regulatory Guide 255: Providing Digital Financial Product Advice to Retail Clients，https://download.asic.gov.au/media/vbnlotqw/rg255-published-30-august-2016-20220328.pdf。 | | 8. | 趙于萱，楊琇惠(20200213)。阿爾發金融科技公司董座楊琇惠推動普惠金融機器人理財跨大步。 延伸查詢 | | 9. | 戴瑞瑤(20200217)。上線兩年月 機器人理財 資產規模僅7億。 延伸查詢 | |