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題名:全球行為風險趨勢及其管理觀點
書刊名:存款保險資訊季刊
作者:曾韵翁立翰
出版日期:2021
卷期:34:4
頁次:頁20-29
主題關鍵詞:行為風險風險管理金融市場
原始連結:連回原系統網址new window
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期刊論文
1.蘇詩雅(20180200)。歐盟金融工具市場指令修訂版(MiFIDΠ)對資產管理市場之規範內容與影響評估。證券暨期貨月刊,36(2),22-31。  延伸查詢new window
圖書
1.Misconduct risk progress report - Final version for publication。  new window
2.FR08/2020 Conflicts of interest and associated conduct risks during the debt capital raising process。  new window
3.FR16/2018 Conflicts of interest and associated conduct risks during the equity capital raising process。  new window
4.Principles for the Sound Management of Operational Risk。  new window
5.(2021)。Revisions to the Principles for the Sound Management of Operational Risk。  new window
6.Treating customers fairly - towards fair outcomes for consumers。  new window
單篇論文
1.盟金融市場工具指令(MiFID)概述,中華民國證券投資信託暨顧問商業同業公會。  延伸查詢new window
其他
1.Trust in Asia Pacific, Middle East & Africa 2016,https://issuu.com/edelmanapac/docs/trust_in_apacmea_2016。  new window
2.Eighth annual global bank risk management survey,https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=&cad=rja&uact=8&ved=2ahUKEwiiyMOshM70AhUvGKYKHZeWBbQQFnoECAIQAQ&url=https%3A%2F%2Fassets.ey.com%2Fcontent%2Fdam%2Fey-sites%2Fey-com%2Fen_gl%2Ftopics%2Fbankingand-capital-markets%2Fey-eighth-annual-global-eyiif-bank-risk-management-survey.pdf%3Fdownload&usg=AOvVaw3ZqvwsHPjROmHcsD8VXsry。  new window
3.隆安律師事務所(20180103)。“史上最嚴”歐盟新規MIFID II 對金融投資市場的深遠影響。  延伸查詢new window
 
 
 
 
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