圖書1. | Misconduct risk progress report - Final version for publication。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
2. | FR08/2020 Conflicts of interest and associated conduct risks during the debt capital raising process。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
3. | FR16/2018 Conflicts of interest and associated conduct risks during the equity capital raising process。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
4. | Principles for the Sound Management of Operational Risk。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
5. | (2021)。Revisions to the Principles for the Sound Management of Operational Risk。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
6. | Treating customers fairly - towards fair outcomes for consumers。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |