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題名:槓桿交易監理創新的國際經驗介紹
書刊名:交大法學評論
作者:邵之雋
作者(外文):Shaw, Jy-juinn
出版日期:2021
卷期:8
頁次:頁97-128
主題關鍵詞:槓桿交易金融監理創新沙盒監理科技資訊透明Leveraged transactionFinancial supervisionRegulatory sandboxRegTechInformation transparency
原始連結:連回原系統網址new window
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期刊論文
1.李慧芳(20161200)。英國金融科技發展及監理沙盒(Regulatory Sandbox)機制對我國的啟示。科技政策觀點,3,71-77。  延伸查詢new window
2.許鈴佩、陳韋呈、陳翊鳳(20190300)。建置我國店頭衍生性商品集中結算機制之初步規劃。證券暨期貨月刊,37(3),18-39。  延伸查詢new window
3.Frick, Walter(20170302)。What You Should Know About Dodd-Frank and What Happens If It's Rolled Back。HARV. BUS. REV.。  new window
4.Chitimira, Howard(2014)。Overview of the Federal Prohibition on Market Abuse in the United States of America。Mediterranean Journal of Social Sciences,5(7),119-135。  new window
5.Baily, Martin Neil、Klein, Aaron、Schardin, Justin(2017)。The Impact of the Dodd-Frank Act on Financial Stability and Economic Growth。The Russell Sage Foundation Journal of the Social Sciences,3(1),20-47。  new window
6.羅祖芳、林宜璇(20160700)。簡介香港及新加坡證券業之外匯業務。證券公會季刊,20-25。  延伸查詢new window
7.謝巧君(20021000)。美國與歐盟安全港架構協議(The Safe Harbor Framework)介紹。科技法律透析,14(10),46-62。  延伸查詢new window
8.游大慶、郭仙娟(20200400)。期貨公會副理事長林添富先生談槓桿及期信業務的推動。期貨人,74,74-76。  延伸查詢new window
9.林家璋(20121100)。槓桿交易商管理架構及規範介紹。證券暨期貨月刊,30(11),18-36。  延伸查詢new window
研究報告
1.李桐豪(2011)。金融海嘯後全球金融改革方向之研究。  延伸查詢new window
2.吳阿秋(1999)。我國槓桿交易商管理之研究。  延伸查詢new window
3.吳明澤(2018)。兩岸經濟依賴度之研究 (計畫編號:PG10705-0007)。中華經濟研究院。  延伸查詢new window
4.郭炳伸、盧秋玲、徐政義(2012)。我國證券商從事差價合約交易的商業模式分析。  延伸查詢new window
5.周治邦、邵之雋(2018)。槓桿交易商如何影響實體經濟的國際經驗研究。  延伸查詢new window
6.李存修(2007)。期貨商承作店頭衍生性商品之可行種類及配套措施。  延伸查詢new window
其他
1.行政院新聞傳播處(20180131)。金融科技發展與創新實驗條例--鼓勵創新,提升金融競爭力,https://www.ey.gov.tw/Page/5A8A0CB5B41DA11E/aa4a0c9d-14be-4664-ac59-fc74a056d1fd。  延伸查詢new window
2.Ng, Beoy Kui(1998)。Hong Kong and Singapore as International Financial Centres: A Comparative Functional Perspective,http://citeseerx.ist.psu.edu/viewdoc/download?doi=10.1.1.200.9058&rep=rep1&type=pdf。  new window
3.Webel, Baird(2017)。The Dodd-Frank Wall Street Reform and Consumer Protection Act: Background and Summary,https://sgp.fas.org/crs/misc/R41350.pdf。  new window
4.(20110721)。Reflections on Dodd-Frank: A Look Back and a Look Forward,https://www.stblaw.com/docs/defaultsource/cold-fusion-existing-content/publications/pub1248.pdf。  new window
5.Monetary Auth. of Sing.(2012)。Consultation Paper: Transfer of Regulatory Oversight of Commodity Derivatives from IE to MAS,https://www.mas.gov.sg/-/media/mas/resource/publications/consult_papers/2012/13-february-2012-transfer-of-regulatory-oversight-of-commodity-derivatives-from-ie-to-mas.pdf。  new window
6.Miller, Rena S.,Ruane, Kathleen Ann(2012)。The Dodd-Frank Wall Street Reform and Consumer Protection Act: Title VII, Derivatives,https://crsreports.congress.gov/product/details?prodcode=R41398。  new window
7.Monetary Auth. of Sing.(2017)。Consultation Paper: I On Draft Notices and Guidelines Pursuant to The Securities and Futures Act 22,https://www.mas.gov.sg/-/media/mas/news-and-publications/consultation-papers/2017-oct-6-guidelines-and-notices-sfa/consultation-paper-i-on-draft-notices-and-guidelines-pursuant-to-the-sfa.pdf。  new window
8.Credit Rating Agencies Regulation,https://www.cfainstitute.org/en/advocacy/issues/credit-rating-agencies。  new window
9.Bank For Int'l Settlements(2019)。Foreign Exchange Turnover In April 2019,https://www.bis.org/statistics/rpfx19_fx.pdf。  new window
10.(20201023)。Authorities Drop a Massive Bomb on CFDs in Australia, Limiting How They Are Sold and Executed,https://financefeeds.com/authorities-drop-massive-bomb-cfds-australia-limiting-sold-executed/。  new window
11.Austl. Sec. & Invs. Comm'n(2017)。Regulatory Guide 166: Licensing: Financial Requirements,https://download.asic.gov.au/media/4488102/rg166-published-21-september-2017.pdf。  new window
12.(20201023)。20-254MR ASIC Product Intervention Order Strengthens CFD Protections,https://asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-254mr-asic-product-intervention-order-strengthens-cfd-protections/。  new window
13.劉奧南(20200226)。曲折發展的俄羅斯期貨與衍生品市場,https://h5.drcnet.com.cn/docview.aspx?version=integrated&docid=5756603&leafid=28&chnid=1018。  延伸查詢new window
14.蔡維德,姜曉芳(20180327)。英國的新型金融監管科技有何不同?,https://mp.weixin.qq.com/s/njo3Fj8o2aArWe7mnU3fig。  延伸查詢new window
15.澳洲外匯經紀商受歡迎原來是有原因的!,https://zhuanlan.zhihu.com/p/27210003。  延伸查詢new window
16.0206期貨大屠殺 事件過程、爭議與處理總整理,http://www.spf.tw/research/marvels/20.htm。  延伸查詢new window
 
 
 
 
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