期刊論文1. | 李慧芳(20161200)。英國金融科技發展及監理沙盒(Regulatory Sandbox)機制對我國的啟示。科技政策觀點,3,71-77。 延伸查詢![new window](/gs32/images/newin.png) |
2. | 許鈴佩、陳韋呈、陳翊鳳(20190300)。建置我國店頭衍生性商品集中結算機制之初步規劃。證券暨期貨月刊,37(3),18-39。 延伸查詢![new window](/gs32/images/newin.png) |
3. | Frick, Walter(20170302)。What You Should Know About Dodd-Frank and What Happens If It's Rolled Back。HARV. BUS. REV.。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
4. | Chitimira, Howard(2014)。Overview of the Federal Prohibition on Market Abuse in the United States of America。Mediterranean Journal of Social Sciences,5(7),119-135。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
5. | Baily, Martin Neil、Klein, Aaron、Schardin, Justin(2017)。The Impact of the Dodd-Frank Act on Financial Stability and Economic Growth。The Russell Sage Foundation Journal of the Social Sciences,3(1),20-47。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
6. | 羅祖芳、林宜璇(20160700)。簡介香港及新加坡證券業之外匯業務。證券公會季刊,20-25。 延伸查詢![new window](/gs32/images/newin.png) |
7. | 謝巧君(20021000)。美國與歐盟安全港架構協議(The Safe Harbor Framework)介紹。科技法律透析,14(10),46-62。 延伸查詢![new window](/gs32/images/newin.png) |
8. | 游大慶、郭仙娟(20200400)。期貨公會副理事長林添富先生談槓桿及期信業務的推動。期貨人,74,74-76。 延伸查詢![new window](/gs32/images/newin.png) |
9. | 林家璋(20121100)。槓桿交易商管理架構及規範介紹。證券暨期貨月刊,30(11),18-36。 延伸查詢![new window](/gs32/images/newin.png) |
其他1. | 行政院新聞傳播處(20180131)。金融科技發展與創新實驗條例--鼓勵創新,提升金融競爭力,https://www.ey.gov.tw/Page/5A8A0CB5B41DA11E/aa4a0c9d-14be-4664-ac59-fc74a056d1fd。 延伸查詢![new window](/gs32/images/newin.png) |
2. | Ng, Beoy Kui(1998)。Hong Kong and Singapore as International Financial Centres: A Comparative Functional Perspective,http://citeseerx.ist.psu.edu/viewdoc/download?doi=10.1.1.200.9058&rep=rep1&type=pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
3. | Webel, Baird(2017)。The Dodd-Frank Wall Street Reform and Consumer Protection Act: Background and Summary,https://sgp.fas.org/crs/misc/R41350.pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
4. | (20110721)。Reflections on Dodd-Frank: A Look Back and a Look Forward,https://www.stblaw.com/docs/defaultsource/cold-fusion-existing-content/publications/pub1248.pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
5. | Monetary Auth. of Sing.(2012)。Consultation Paper: Transfer of Regulatory Oversight of Commodity Derivatives from IE to MAS,https://www.mas.gov.sg/-/media/mas/resource/publications/consult_papers/2012/13-february-2012-transfer-of-regulatory-oversight-of-commodity-derivatives-from-ie-to-mas.pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
6. | Miller, Rena S.,Ruane, Kathleen Ann(2012)。The Dodd-Frank Wall Street Reform and Consumer Protection Act: Title VII, Derivatives,https://crsreports.congress.gov/product/details?prodcode=R41398。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
7. | Monetary Auth. of Sing.(2017)。Consultation Paper: I On Draft Notices and Guidelines Pursuant to The Securities and Futures Act 22,https://www.mas.gov.sg/-/media/mas/news-and-publications/consultation-papers/2017-oct-6-guidelines-and-notices-sfa/consultation-paper-i-on-draft-notices-and-guidelines-pursuant-to-the-sfa.pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
8. | Credit Rating Agencies Regulation,https://www.cfainstitute.org/en/advocacy/issues/credit-rating-agencies。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
9. | Bank For Int'l Settlements(2019)。Foreign Exchange Turnover In April 2019,https://www.bis.org/statistics/rpfx19_fx.pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
10. | (20201023)。Authorities Drop a Massive Bomb on CFDs in Australia, Limiting How They Are Sold and Executed,https://financefeeds.com/authorities-drop-massive-bomb-cfds-australia-limiting-sold-executed/。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
11. | Austl. Sec. & Invs. Comm'n(2017)。Regulatory Guide 166: Licensing: Financial Requirements,https://download.asic.gov.au/media/4488102/rg166-published-21-september-2017.pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
12. | (20201023)。20-254MR ASIC Product Intervention Order Strengthens CFD Protections,https://asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-254mr-asic-product-intervention-order-strengthens-cfd-protections/。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) |
13. | 劉奧南(20200226)。曲折發展的俄羅斯期貨與衍生品市場,https://h5.drcnet.com.cn/docview.aspx?version=integrated&docid=5756603&leafid=28&chnid=1018。 延伸查詢![new window](/gs32/images/newin.png) |
14. | 蔡維德,姜曉芳(20180327)。英國的新型金融監管科技有何不同?,https://mp.weixin.qq.com/s/njo3Fj8o2aArWe7mnU3fig。 延伸查詢![new window](/gs32/images/newin.png) |
15. | 澳洲外匯經紀商受歡迎原來是有原因的!,https://zhuanlan.zhihu.com/p/27210003。 延伸查詢![new window](/gs32/images/newin.png) |
16. | 0206期貨大屠殺 事件過程、爭議與處理總整理,http://www.spf.tw/research/marvels/20.htm。 延伸查詢![new window](/gs32/images/newin.png) |