| 期刊論文1. | 戴銘昇(20070400)。論證券詐欺之構成要件與民事責任。證交資料,540,28-55。 延伸查詢![new window](/gs32/images/newin.png) | 2. | 吳克昌(20020800)。證券交易法反操縱條款之研析。證交資料,484,43-71。 延伸查詢![new window](/gs32/images/newin.png) | 3. | 王宏瑞(2015)。淺談盤中逐筆競價機制對於開(收)盤資訊揭露的影響。證券服務,638,38-44。 延伸查詢![new window](/gs32/images/newin.png) | 4. | Scopino, Gregory(2015)。The (Questionable) Legality of High-Speed "Pinging" and "Front Running" in the Futures Markets。Connecticut Law Review,47(3),607-697。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 5. | Lin, T. C. W.(2017)。The New Market Manipulation。Emory Law Journal,66(6),1253-1314。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 6. | 余珮琦(2007)。我國證券市場交易制度介紹。證券暨期貨月刊,25(4),5-17。 延伸查詢![new window](/gs32/images/newin.png) | 7. | Coppler, Catriona(2016)。The Anti-Spoofing Statute: Vague As Applied to the 'Hypothetically Legitimate Trader'。American University Business Law Review,5(2)。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 8. | Fletcher, Gina-Gail S.(2021)。Deterring Algorithmic Manipulation。Vand. L. Rev.,74(2),259-325。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 9. | Heinz, Joseph D.(2017)。Spoofing: Ineffective Regulation Increases Market Inefficiency。DePaul L. Rev.,67(1),77-104。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 10. | McNamara, Steven(2016)。The Law and Ethics of High-Frequency Trading。Minn. J. L. SCI. & Tech.,17(1),71-152。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 11. | Overdahl, James A.、Park, Kwon Y.(2016)。The exercise of anti-spoofing Authority in U.S. Futures Markets: Policy and Compliance Consequences。Futures and Derivative Law Report,36(5)。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 12. | Pasquale, Frank(2015)。Law's Acceleration of Finance: Redefining the Problem of High-Frequency Trading。Cardozo L. Rev.,36(6)。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 13. | Ps Den Era(2015)。Securities Fraud。Am. Crim. L. Rev.,52。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 14. | Sanders, John I.(2016)。Spoofing: A Proposal for Normalizing Divergent Securities and Commodities Futures Regimes。Wake FOREST L. Rev.,51。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 15. | Sar, Meric(2017)。Dodd-Frank and the Spoofing Prohibition in Commodities Markets。FORDHAM J. CORP.& Fin L.,22(3),383-416。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 16. | Yeres, David、Houck, Robert、Berringer, Benjamin、Conceicao, Carlos、Pegden, Oliver(2016)。Spoofing: the first criminal conviction comes in the US--perspectives from the US and UK。Futures and Derivatives Law Report,36(1)。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 研究報告1. | 劉春堂、郭土木、郭大維(2015)。期貨交易法第一〇六條各款構成要件與相關法律效果之研究。 延伸查詢![new window](/gs32/images/newin.png) | 學位論文1. | 江欣芸(2019)。論期貨市場操縱行為--以布假單為中心(碩士論文)。東吳大學。 延伸查詢![new window](/gs32/images/newin.png) | 2. | 邱琳(2018)。論期貨之布假單行為之規範(碩士論文)。東吳大學。 延伸查詢![new window](/gs32/images/newin.png) | 圖書1. | Austin, Janet(2017)。Insider Trading and Market Manipulation: Investigating and Prosecuting Across Borders。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 單篇論文1. | Cartea, Alvaro,Jaimungal, Sebastian,Wang, Yixuan(2019)。Spoofing and Price Manipulation in Order Driven Markets,https://papers.ssrn.com/so13/papers.cfm?abstract_id=3431139。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 2. | Montgomer, John D.(20160503)。Spoofing, Market Manipulation, and the Limit-Order Book,https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2780579。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 3. | Putniņš, Tālis J.(2018)。An overview of market manipulation,https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3398258。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 4. | Tao, Xuan,Day, Andrew,Ling, Lan,Drapeau, Samuel(2020)。On Detecting Spoofing Strategies in High Frequency Trading,https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3746263。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 其他1. | 黃鳳丹(20170329)。影子大單再現 證交所祭預收款項,http://www.chinatimes.com/newspapers/20170329000245-260210。 延伸查詢![new window](/gs32/images/newin.png) | 2. | 中央社(20210710)。瞬間穩定價格措施延時 法人:有助減少虛掛單,https://udn.com/news/story/7251/5592941。 延伸查詢![new window](/gs32/images/newin.png) | 3. | 呂淑美(20160510)。虛掛買賣單恐觸證交法,https://www.chinatimes.com/newspapers/20160510000218-260210?chdtv。 延伸查詢![new window](/gs32/images/newin.png) | 4. | 鉅享網(20151105)。全球首例:美國高頻交易員被定罪華爾街慌了,https://news.cnyes.com/20151105/20151105160050086586510.shtml。 延伸查詢![new window](/gs32/images/newin.png) | 5. | 臺灣期貨交易所。期貨市場「盤前資訊揭露」及「新增一定範圍市價委託」兩項交易新制,http://taifex.learn.hinet.net/tfe/MovieShow.aspx?content=990。 延伸查詢![new window](/gs32/images/newin.png) | 6. | Bloomberg News(20160713)。First trader convicted of spoofing gets three-year prison term,http://www.crainsnewyork.com/article/20160713/FINANCE/160719941/michael-coscia-54-ownerof-panther-energy-trading-llc-was-convicted-of-placing-larger-orders-he-didnt-intend-to-execute-while-filling-smaller-trades-on-the-opposite-side-a-maneuver-considered-spoofing-under-the-dodd-frankact。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 7. | Leising, Matthew(20150514)。Market Cops Got Power to Pursue Spoofers After Years of Failure,https://www.bloomberg.com/news/articles/2015-05-14/market-cops-got-power-to-pursue-spoofers-after-years-of-failure。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 8. | Hope, Bradley(20150222)。5 Things to Know About Spoofing in Financial Markets, and hurt other traders,http://blogs.wsj.com/briefly/2015/02/22/5-things-to-know-about-spoofing-in-financial-markets/。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 9. | Cadwalader, Wickersham & Taft LLP(20160217)。United States: 'Spoofing'--A New, Amorphous Crime With Domestic & International Implications For Traders,https://www.mondaq.com/unitedstates/coxnnxoditiesderivativesstock-exchanges/466718/spoofing39-a-new-amorphous-crime-with-domestic-intemational-implications-for-traders。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 10. | Canellos, George S.,Rangwala, Tawfiq S.,Walfish, Daniel R.,Jou, Jacob K.(2016)。The Law Surrounnding Spoofing in the Derivatives and Securities Markets,https://www.milbank.com/a/web/22241/Spoofing-in-the-Derivatives-and-Securitites-Markets-Nov-2015.pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 11. | CFTC(2020)。CFTC Orders JPMorgan to Pay Record 920 Million for Spoofing and Manipulation,https://www.cftc.gov/PressRoom/PressReleases/8260-20。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 12. | CFTC(2020)。FY 2020 Division of Enforcement Annual Report,https://www.cftc.gov/PressRoom/PressReleases/8323-20。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 13. | Comstock, Courtney(20100913)。Huge: First High Frequency Trading Firm is Fined for Quote Stuffing and Manipulation,http://www.businessinsider.com/huge-first-high-frequency-trading-firm-is-charged-with-quote-stuffing-and-manipulation-2010-9。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 14. | Michaels, Dave(20210525)。Traders Shouldn't Get Prison Time in Spoofing Case,https://www.wsj.com/articles/traders-shouldnt-get-prison-time-in-spoofing-case-probation-office-says-11621971055。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 15. | Deis, Greg,Kluchenek, Matt,Shi, Linda。Traders at Risk of DOJ Wire Fraud Charges for Spoofing,https://www.mayerbrown.com/-/media/files/news/2019/05/traders-at-risk-of-doj-wire-fraud-charges-for-spoofing.pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 16. | Stephens, Aaron,Fardon, Zach,Kirkpatrick, Katherine,Watling, Michael,Wissa, Matthew,Nettesheim, Margaret,King & Spalding LLP,Practical Law Finance(2019)。"Spoofing": US Law and Enforcement,https://www.kslaw.com/attachments/000/007/109/original/Spoofing_US_Law_and_Enforcement.pdf?1564767398。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 17. | Hanna, Janan(20210621)。Ex-Deutsche Bank Trader Vorley Sentenced to 1 Year for Spoofing,https://www.bloomberg.com/news/articles/2021-06-21/ex-deutsche-bank-spoof-trader-vorley-gets-1-year-sentence#xj4y7vzkg。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 18. | Henning, Peter J.(20151109)。Conviction Offers Guide to Future 'Spoofing' Cases,https://www.nytimes.com/2015/11/10/business/dealbook/conviction-offers-guide-to-future-spoofing-cases.html。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 19. | (20100913)。High Frequency Trading Firm Fined 1M for Market Manipulation,https://wallstreetpit.com/44545-high-frequency-trading-firm-fined-1m-for-market-manipulation/。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 20. | Jurgens, Jason,Obie, Stephen J.,Cacciola, Mario J.(20160209)。Spotlight on Spoofing: Looking Back at 2015 and Forward to 2016,https://www.lexology.com/library/detail.aspx?g=48292bcf-02f0-4d96-8816-d847bb82a4c9。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 21. | Mizrahi, Avi(20151104)。High-Frequency Trader Faces Jail Time for Spoofing CME and ICE,https://www.financemagnates.com/institutional-forex/regulation/high-frequency-trader-faces-jail-time-for-spoofing-cme-and-ice/。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 22. | Multer, Maxwell K.(2011)。Open-Market Manipulation under SEC Rule 10b-5 and its Analogues: Inappropriate Distinctions, Judicial Disagreement and Case Study: Ferc's Anti-Manipulation Rule,https://www.mondaq.com/unitedstates/commoditiesderivativesstock-exchanges/144132/open-market-manipulation-under-sec-rule-10b-5-and-its-analogues-inappropriate-distinctions-judicial-disagreement-and-case-study-fercs-anti--manipulation-rule。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 23. | Rahman, Azizur(2021)。Market Manipulation Under US Federal Law,https://www.rahmanravelli.co.uk/expertise/market-manipulation-investigations/articles/market-manipulation-in-the-us-explained/。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 24. | Reid, David(20200129)。'Flash crash' trader sentenced to one year of home detention,https://www.cnbc.com/2020/01/29/flash-crash-trader-navinder-singh-sarao-sentenced-to-home-detention.html。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 25. | Wagner, Ryan,Bhala, Kara Tan。High Frequency Trading, Is High Frequency Trading Ethical?,https://sevenpillarsinstitute.org/case-studies/high-frequency-trading/。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 26. | Wang, Yun-Yi。Strategic Spoofing Order Trading by Different Types of Investors in the Futures Markets,https://www.efmaefm.org/0EFMAMEETINGS/EFMA%20ANNUAL%20MEETINGS/2016-Switzerland/papers/EFMA2016_0171_fullpaper.pdf。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | 圖書論文1. | 林黎華(2016)。從美國證券市場談高頻交易監管制度之趨勢。當前公司與證券法制新趨勢:賴英照講座教授七秩華誕祝賀論文集。元照出版有限公司。 延伸查詢![new window](/gs32/images/newin.png) | 2. | Merli, Roberto、Massa, Ilaria、Lucchetti, Maria Claudia(2014)。High Frequency Trading: Technology, Regulation and Ethical Issues。Achievements And Challenges Of Commodity Science In The Age Of Globalization。 ![](/gs32/thssjcncl/image/nclsfx.gif) ![new window](/gs32/images/newin.png) | |