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題名:國際卡特爾與我國反壟斷法的域外適用
書刊名:比較法研究
作者:王曉曄吳倩蘭
出版日期:2017
卷期:2017(3)
頁次:132-145
主題關鍵詞:反壟斷法域外適用國際卡特爾Antimonopoly lawExtraterritorial applicationInternational cartel
原始連結:連回原系統網址new window
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當今世界各國的反壟斷法不僅適用于境內產生的限制競爭,而且還適用于境外產生但對境內有著不利影響的限制競爭。然而,近年來一些涉及國際卡特爾的案件說明,反壟斷法過度域外適用也不可行,因為這不僅可能產生國家間的管轄權沖突和法律沖突,而且也給企業帶來不合理的經濟負擔。根據國際上普遍認可的原則,反壟斷域外適用應以境外的限制競爭對境內產生"重大、直接和可合理預見"的效果為前提條件。我國迄今幾個國際卡特爾案件說明,我國已經接受了這一原則。鑒于我國已經成為跨國公司經營活動的重要場所,鑒于國際經濟活動的復雜性,我國應就反壟斷域外適用的基本原則作出明確規定,以提高反壟斷執法的透明度和可預期性。
In today’s world,almost all of the antitrust law is not only applicable to conduct within its territory,but also to conduct outside the territory if such conduct eliminates or has a restrictive effect on competition in the domestic market. However,there are cases involving international cartels in recent year that indicated that it is also not good,if the scope of the extraterritorial application of antimonopoly law expanded too far,because in that case there will be jurisdictional and legal conflicts between related countries,and additionally it is also not reasonable for the companies. It is well established in the world that antimonopoly law shall not apply extraterritorially unless such conduct has a direct,substantial,and reasonably foreseeable effect within the domestic market. China has handled some international cartel cases and demonstrated that China has accepted this principle. However,due to the fact that international trade and commerce is complex and China has become the important market for the multinational companies doing business,China should clear its basic principle for the extraterritorial application of its antimonopoly law in order to increase the transparency and predictability of the Antimonopoly Law enforcement.
期刊論文
1.Stevens, Sarah(2002)。The Increased Aggression of the Ec Commission in Extraterritorial Enforcement of the Merger Regulation and Its Impact on Transatlantic Cooperation in Antitrust。Syracuse Journal of International Law and Commerce,29(2),263-302。  new window
2.Mestmaecker, J.(1990)。Wirtschaftsrecht。RabelsZ,54。  new window
3.Griffin, Joseph P.(1998)。Foreign Governmental Reactions to U. S. Assertions of Extraterritorial Jurisdiction。ECLR,19(2),64-73。  new window
4.(1997)。The Commission Clears the Merger between Boeing and McDonnell Douglas under Conditions and Obligations。WuW,9。  new window
5.Säcker, Franz Jürgen(2014)。Chinesisches Aus für eine Reederei-Allianz。WuW,11。  new window
6.Stanford, J. S.(1978)。The Application of the Sherman Act to Conduct outside the United States: A View from Abroad。Cornell International Law Journal,11(2),195-214。  new window
圖書
1.U. S. Department of Justice and Federal Trade Commission(1995)。Antitrust Enforcement Guidelines for International Operations。  new window
2.Emmerich, Volker(1999)。Kartellrecht。Verlag C. H. Beck。  new window
其他
1.(20140618)。中國商務部發禁令,馬士基等全球三大航運巨頭宣布終止結盟,http://finance.ifeng.com/a/20140618/12564142_0.shtml。  延伸查詢new window
2.OECD。Recommendation concerning Effective Action against Hard Core Cartels,http://www.oecd.org/competition/cartels/recommendationconcerningeffectiveactionagainsthardcorecartels.htm。  new window
3.國家發展和改革委員會價格監督檢查與反壟斷局(20130117)。六家境外企業實施液晶面板價格壟斷被依法查處,http://jjs.ndrc.gov.cn/gzdt/t20130117_523203.htm。  延伸查詢new window
4.張國棟。中國液晶面板價格壟斷協議案的問題及探討,http://hk.lexiscnweb.com/clr/view_article.php? clr_article_id=930&clr_id=74。  延伸查詢new window
5.(20140820)。中國對日本12家企業實施汽車零部件和軸承價格壟斷罰款12.35億元,http://news.xinhuanet.com/fortune/2014-08/20/c_1112152206.htm。  延伸查詢new window
6.Allen & Overy。Global Cartel Fines Reach New High in 2014 as Enforcers Continue to Focus on Auto Parts Sector,http://www.allenovery.com/news/en-gb/articles/Pages/Global-cartel-fines-reach-new-high-in-2014-as-enforcers-continue-to-focus-on-auto-parts-sector.aspx。  new window
7.Cartel Statistics by European Commission。Fines Guidelines 2006-Fines as Percentage of Global Turnover,http://101.96.8.165/ec.europa.eu/competition/cartels/statistics/statistics.pdf。  new window
8.Commission Fines Eight Companies in Graphite Electrode Cartel,http://europa.eu/rapid/press-release_IP-01-1010_en.htm?locale=zh。  new window
9.Shearman & Sterling LLP Cartel Digest。International Cartels,http://www.carteldigest.com/cartel-page.cfm。  new window
10.OECD(2002)。Fighting Hard-Core Cartels, Harm, Effective Sanctions and Leniency Programme,http://www.oecd.org/competition/cartels/1841891.pdf。  new window
11.ICN。Recommended Practices for Merger Notification Procedures,http://www.internatiuonalcompetition network.org/aboutus.html。  new window
12.Martyniszyn, Marek。How High (and Far) Can You Go? On Setting Fines in Cartel Cases Involving Vertically-Integrated Undertakings and Foreign Sales,http://papers.ssrn.com/sol3/papers.cfm? abstract_id=2743292。  new window
13.Kluwer Competition Law Blog。EU Judgment Confirms Potential of High Cartel Fines for Vertically Integrated Multinational Companies,http://kluwercompetitionlawblog.com/2015/07/23/eu-judgment-confirms-potential-of-high-cartel-fines-for-vertically-integrated-multinational-companies。  new window
14.Latham & Watkins。ECJ Decision in LCD Cartel Case Affirms Potential for Higher Fines to Be Imposed on Vertically Integrated Companies,http://www.lw.com/thoughtLeadership/LW-ECJ-decision-in-LCD-cartel-case。  new window
15.Sensui, Fumio。Extra-territorial Application of Competition Laws in Japan and the Calculation of Administrative Surcharge regarding Enterprises Engaging Both in Domestic and Export Business,http//www2.kobe-u.ac.jp/~sensui/sensui160304.pdf。  new window
16.Japan Fair Trade Commission(2009)。Cease-and-Desist Order and Surcharge Payment Orders against Manufacturers of Cathode Ray Tubes for Televisions,http://www.jftc.go.jp/en/pressreleases/yearly-2009/oct/individual-000037.html。  new window
圖書論文
1.尚明(2014)。全面總結執法經驗不斷提高執法效率。中國競爭法律與政策研究報告2014年。法律出版社。  延伸查詢new window
 
 
 
 
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