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題名:寬恕政策實施子法之研究
書刊名:公平交易季刊
作者:顏廷棟 引用關係
作者(外文):Yen, Ting-tung
出版日期:2008
卷期:16:4
頁次:頁67-115
主題關鍵詞:經濟合作發展組織惡性卡特爾寬恕政策減免制裁OECDHard core cartelsLeniency programsReduction in or exemption from sanctions
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(7) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:5
  • 共同引用共同引用:33
  • 點閱點閱:54
依據經濟合作發展組織 (OECD) 之調查報告書,指出競爭法主管當局實施寬恕政策,將有助於打擊諸如限制價格、限制產出或劃分市場等惡性卡特爾行為。蓋卡特爾行為具有密室謀議之特性,因此難以取得其違法事證,是以寬恕政策之實施,對於通報違法事證之卡特爾成員,給予減輕或免除制裁之獎勵,即有提昇競爭法主管機關發現及查處卡特爾之成效。 美國為首先採行寬恕政策之國家,隨之歐盟、德國、韓國及日本等國亦相繼採行。近年來,由於OECD會員國加重對於違法卡特爾之處罰,促使寬恕政策制度愈具實施功效。歸納該等競爭法主管機關之執法經驗,顯示寬恕政策許可減免處罰金額之條件愈趨於客觀明確者,愈有助益其政策實施之功效。 當前,我國公平交易委員會於其修法草案內,刻正研擬寬恕政策制度,是以本文嘗試探討各主要競爭法國家之制度措施,提供幾點參考建議:首先,修法草案應強化對於聯合行為之制裁措施,公平交易委員會並應訂定其罰鍰金額之計算準則;其次,實施子法應明確揭示免除或減輕罰鍰之制度適用標準,以促使涉案業者樂於提出申請;末者,公平交易委員會應調整對於同業公會實施聯合行為之處置,俾確保寬恕政策之實施成效。
A report by the OECD shows that the enforcement of leniency programs by competition law authorities can help to fight hard core cartels, which consist of agreements among competitors to fix prices, restrict output, or divide markets. Since by nature cartel conspiracy meetings might occur in a darkened room, it is difficult to collect evidence of illegal cartel activities. In order for the authorities to detect cartels and also make the ensuing investigations more effective, leniency programs grant a reduction in or exemption from sanctions in order to encourage cartel members to provide evidence regarding their c1andestinemeetings and communications. The U.S. was the first country to introduce a leniency program, to be later followed by the EU, Germany, South Korea, and Japan. These programs have become more successful in recent years because the penalties for cartel agreements have increased in some OECD countries. The evidence gathered by these authorities to date shows that the effectiveness of the program would be improved by an increase in the甘transparency and certainty of the conditions on which any exemption or reduction in fines or surcharges is to be granted. Presently, the Taiwan Fair Trade Commission is considering legislation to include a leniency program in the draft Amendment to the Fair Trade Law. Therefore, this paper attempts to discuss the merits and demerits of leniency programs among the main competition law countries. The concrete suggestions that arise out of this paper include the following: (1) The draft Amendment of the FTL should impose stronger sanctions against cartels, and the TFTC should enact a regulation on the method of setting penalties for cartel conduct. (2) A leniency program works best when the enforcement rules provide a clear standard of immunity or reduction in penalties for a conspirator to come forward. (3) To develop an effective leniency program, it is necessary for the TFTC to adjust the punishment against the cartel conduct of a trade association.
期刊論文
1.王銘勇(20060100)。聯合行為寬恕減免責任條款之研究。公平交易季刊,14(1),75-133。new window  延伸查詢new window
2.張麗卿(20070400)。公平交易委員會裁處罰鍰額度之研究。公平交易季刊,15(2),41-94。new window  延伸查詢new window
3.Brokx, L.(2001)。A Patch-work of Leniency Programs。European Competition Law Review,2,35-35。  new window
4.Balto, David A.(1999)。Antitrust Enforcement in the Clinton Administration。Cornell Journal of Law and Public Policy,9,61-61。  new window
5.根岸哲(2004)。独占禁止法の改正と議論の経緯。ジュリスト,1270。  延伸查詢new window
6.志田至朗(2004)。課徴金減免制度について。ジュリスト,1270。  延伸查詢new window
7.Motta, Massimo、Polo, Michele(2003)。Leniency Programs and Cartel Prosecution。International Journal of industrial Organization,21(3),347-379。  new window
8.池田卓郎(2003)。韓国独禁法における課徴金制度。国際商事法務,31(2)。  延伸查詢new window
9.佐藤潤(2003)。米国における反トラスト法違反行為に対するリ〱ニエンシ〱制度について。國際商事法務,32(6)。  new window
10.小畑徳彦(2003)。国際カルテル事件に対するEUの審査と措置-リジン事件及び黒鉛電極事件を題材に(上)。公正取引,637/ 638。  延伸查詢new window
11.Klawiter, Donald C.(2000)。Corporate Leniency in the Age of International Cartels: The American Experience。Antitrust,Summer,14-14。  new window
12.Castellot, M. A. P.(2001)。An Overview of the application of the Leniency Notice。Competition Policy Newsletter,11-11。  new window
會議論文
1.吳秀明(2001)。聯合行為理論與實務之回顧與展望--以構成要件之相關問題為中心。公平交易法施行九週年學術研討會,(會議日期: 2001年1月)。臺北:元照出版社。  延伸查詢new window
2.Hammond, Scott D.(2000)。Detecting and Deterring Cartel Activity through an Effective Leniency Program。0。  new window
3.丹野忠晋、木村友二、濱口泰代、石本将之、鈴木淑子(2006)。リ〱ニエンシ〱制度の経済分析。0。  延伸查詢new window
4.Hammond, Scott D.(2002)。A Review of Recent Case and Developments in the Antirust Division's Criminal Enforcement Program。0。  new window
5.Spratling, Gary R.(1998)。The Corporate Leniency Policy: Answers to Recurring Questions。0。  new window
6.Masoudi, Gerald F.(2007)。Cartel Enforcement in the United States (and Beyond)。0。  new window
研究報告
1.行政院公平交易委員會(2005)。全球化時代卡特爾行為之規範與因應。0。  延伸查詢new window
2.Harrington, Joseph E.(2006)。Corporate Leniency Programs and the Role of the Antitrust in Detecting Collusion。0。  new window
3.廖義男、王以國(2005)。公平交易法之註釋研究系列,第三冊。臺北市。  延伸查詢new window
圖書
1.Gruner, Richard(2001)。Avoiding Fines Through Offense Monitoring, Detection, and Disclosure: The Trace for amnesty, Corporate Compliance 2001, Practicing Law Institute’s Corporate Law and Practice Course Handbook Series。  new window
2.蘇永欽(19990000)。跨越自治與管制。臺北:五南圖書出版公司。new window  延伸查詢new window
3.荒井弘毅(2006)。独占禁止法と経済学。独占禁止法と経済学。日本,大阪。  延伸查詢new window
4.諏訪園貞明(2005)。平成17年改正独占禁止法-新しい課徴金制度と審判.犯則調査制度の逐条解説。平成17年改正独占禁止法-新しい課徴金制度と審判.犯則調査制度の逐条解説。日本,東京。  延伸查詢new window
5.井上朗(2006)。リニエンシ〱の実務-競争法の荒波から企業を守れ。リニエンシ〱の実務-競争法の荒波から企業を守れ。日本,東京。  new window
其他
1.OEC,CLP)(2004)。Competition Law and Policy in Japan,0。  new window
2.OEC,CLP(2001)。Report on Leniency Programmers to Fight Hard Core Cartels。  new window
 
 
 
 
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