中文部份
王元章、王耀賢，從競賽觀點探討基金經理人風險調整行為，中國財務學刊，第6卷第3期，民國88年1月，25-62頁。
王健安，聲譽模式下共同基金經理人操作策略之探討，國立政治大學86學年度研究生研究成果發表會論文，民國87年5月。
王健安，年度競賽觀點下共同基金經理人風險調整行為之研究，國立政治大學87學年度研究生研究成果發表會論文，民國88年5月。王健安，資訊不對稱環境下，績效誘因費契約的設計對基金經理人風險調整行為的影響，國立政治大學88學年度研究生研究成果發表會論文，民國89年5月。沈幸儒，共同基金過去績效與其經理人投資策略之短期分析，台灣大學財務金融學系未出版碩士論文，民國86年6月。
沈中華、王健安，融資限制對公司投資的影響，中央研究院經濟論文，第28卷第1期，民國89年4月，67-95頁。李建興，基金經理人激勵機制與工作態度之關連性研究，中原大學企業管理學系未出版碩士論文，民國87年2月。
林宗勇，證券投資信託制度之理論與實務，實用稅務出版社，民國73年10月初版。
林鼎修，共同基金排名效果對基金經理人最適薪資的影響-代理問題之探討，台灣大學國際企業學系未出版碩士論文，民國87年6月。
邱顯比，開放型共同基金投資人之買賣決策過程，金融市場之理論與實務研討會，民國79年7月。
范揚州，共同基金擇股偏好與從眾行為之研究，中央大學財務管理學系未出版碩士論文，民國88年6月。
洪隆宇，開放型共同基金風格分類及其穩定性之研究，政治大學企業管理學系未出版碩士論文，民國88年6月。
財政部證期會，世界主要證券市場相關制度(有關證券投資信託暨顧問業務部份之規範)，，民國88年9月。
徐子哲，共同基金代理問題之研究，中央大學財務管理學系未出版碩士論文，民國88年6月。
許立慶，台灣證券投資信託事業發展現況，第三屆兩岸金融學術研討會論文輯(二)，第165-179頁，民國85年11月。
黃克威，資訊不對稱下基金市場之競爭均衡--價格過度反應與組合風險溢酬，台灣大學財務金融學系未出版碩士論文，民國86年5月。
陳惠玲，TEJ 1998年共同基金投資指南，台灣經濟新報社，民國86年12月。
陳隆麒與王健安，共同基金經理人風險調整行為之研究，中國財務學會1999年年會暨第八屆財務金融學術論文研討會論文，民國88年4月。
陳隆麒與王俊華，台灣地區共同基金績效評估之研究，國立政治大學學報，第61期，第477-496頁，民國78年。
陳春山，證券投資信託專論，民國86年，台北：五南。
葉銀華、邱顯比與張銘煌，基金經理人更換、董事會組成與績效之研究，證券市場發展季刊，第11卷第1期，民國88年10月，25-60頁。潘志誠、曾明秀，國人投資國內基金之心裡、行為與結構之研究，財政部證期會委託怡富證券投資信託股份有限公司專案，民國83年7月。
顏瑞秀，共同基金過去績效與其經理人投資策略之長期分析，台灣大學財務金融學系未出版碩士論文，民國86年6月。
龐寶宏，代理問題下上市上櫃退休金計畫之研究，政治大學企業管理學系未出版博士論文，民國87年6月。英文部份
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