主要參考資料
壹、中文資料
一、書籍
王文宇,公司法論,元照出版社,2007年8月3版。
吳光明,證券交易法論,三民出版社,2006年7月增訂8版。
余雪明,證券交易法,中華民國證券暨期貨市場發展基金會,2003年4月4版。
陳春山,證券交易法論,五南出版社,2008年8月9版。
賴英照,最新證券交易法解析,自版,2006年初版3刷。
賴英照,證券交易法逐條釋義第一冊,自版,1992年8月6刷。
賴英照,證券交易法逐條釋義第二冊,自版,1992年8月6刷。
賴英照,證券交易法逐條釋義第三冊,自版,1992年8月5刷。
賴英照,證券交易法逐條釋義第四冊,自版,1992年8月2刷。
劉連煜,新證券交易法實例研習,自版,2007年2月增訂5版。劉連煜,現代公司法論,自版,2008年2月。
劉連煜、林國全,股東會書面投票制度與證券集中保管,元照出版公司,1999年12月。
劉連煜、林國全、洪秀芬、曾宛如,股東會委託書之管理,元照出版公司,2007年5月初版1刷。
二、期刊論文
方翊人,適合性原則之討論,商業現代化,42期,頁38-44,2000年9月。
方翊人,網路相關法律問題研究,科技法律透析,12卷11 期,頁20-35, 2000年11月。
研討會,論網路證券詐欺之問題與因應,月旦法學雜誌,82期,頁180-201,2002年3月。
馮震宇,論有價證券線上交易的發展與其衍生的法律問題,月旦法學雜誌,58期,頁121以下,2000年3月。
馮震宇,E時代證券商法律風險與規範探討 -下- ,證券暨期貨管理,第19卷第2期,頁1-26, 2001年2月。
馮震宇,E時代證券商法律風險與規範探討 -上- ,證券暨期貨管理,第19卷第1期,頁1-23, 2001年1月。
馮震宇,利用網路行使股東權之基本問題與可能性之研究,證券市場發展,13卷3期,頁71-100,2001年10月。馮震宇,論網路證券詐欺之問題與因應,證券暨期貨管理,第20卷第3期,頁1-34, 2002年3月。
馮震宇,從美國通訊投票制度與實務論我國股東會採行通訊投票之可行性,證券暨期貨管理,第21卷第9期,37-69,2003年9月。
黃絹云,網際網路證券交易之法規研究,國立臺北大學法律學系碩士論文,2001年。
黃絹云,網路證券發行市場之問題探討,企業管理學報,第53期,頁33-52, 2002年6月。廖錦玉,論網路上之有價證券直接公開發行,證券暨期貨管理,第20卷第10期,頁1-14, 2002年10月。
劉文彬、石裕泰,網路上發行有價證券,49期,頁18-26, 2000年7月。
劉志豪,網際網路證券交易詐欺之研究,中原大學財經法律研究所碩士論文,2001年。
戴志傑,從網路證券交易論我國證券商推介有價證券之規範上缺失與建議,法令月刊,54卷,第9期,46,92/9羅培方,網路證券經紀商之法令遵循與問題探討,國立臺灣大學法律學研究所碩士論文,2002年。
蘇秀玲,網路證券交易管理與投資人保護─以美國為借鏡(上),證券暨期貨管理,19卷9期,頁1-20, 2001年9月。
蘇秀玲,由美國網路證券管理看我國網路證券法規範與投資人行為,月旦法學雜誌,77期,頁97,2001年10月。
蘇秀玲,網路證券交易管理與投資人保護─以美國為借鏡(下),證券暨期貨管理,19卷10期,頁1-18, 2001年10月。
貳、英文資料
一、書籍
HOWARD M. FRIEDMAN, SECURITIES REGULATION in CYBERSPACE, ASPEN (3d ed. 2001 & Supp. 2008)
JAMES D. COX, ROBERT W. HILLMAN & DONALD C. LANGEVOORT, SECURITIES REGULATION CASES and MATERIALS, ASPEN (5th ed. 2006)
JOHN C. COFFEE Jr., JOEL SELIGMAN & HILLARY A. SALE, SECURITIES REGULATION: CASES and MATERIALS, FOUNDATION PRESS (10th ed. 2006)
LOUIS LOSS & JOEL SELIGMAN, FUNDAMENTALS of SECURITIES REGULATION, ASPEN (5th ed. 2003)
THOMAS LEE HAZEN, HORNBOOK on the LAW of SECURITIES REGULATION, WEST (5th ed. 2006)
二、期刊論文
Sheldon E. Bernstein, Henry G. Fischer, The Regulation of the Solicitation of Proxies: Some Reflections on Corporate Democracy, 7 U. of Chi. L. REV. 226 (1940).
Aaron J. VanGetson, Real-Time Disclosure of Securities Information via the Internet: Real-Time or Not Right Now?, 2003 U. ILL. J.L. TECH & POL'Y 551 (2003)
Alessio M. Pacces, Finacial Intermediation in the Securities Markets Law and Economics of Conduct of Business Regulation, 20 INT'L REV. L. & ECON. 479 (2000)
Andreas M. Fleckner, Stock Exchanges at the Crossroad, 74 FODHAM L. REV. 2541 (2006)
Andrew R. Thompson, Note, Taming the Frontier?: An Evaluation of the SEC's Regulation of Internet Securities Trading Systems, 1999 COLUM. BUS. L. REV. 165 (1999)
Anita Anan & Lewis Johnson, Are Underwriters Essential? Empirical Evidence on Non Book-Built Offerings, 3 N.Y.U. J. L. & BUS. 1 (2006)
Anita Indira Anand, The Efficiency of Direct Public Offerings, 7 J. SMALL & EMERGING BUS. L. 433 (2003)
Bernard S. Black, Information Asymmetry, the Internet, and Securities Offerings, 2 J. SMALL & EMERGING BUS. L. 91 (1998)
Brendon Fowler, Cara Franklin & Robert Hyde, Internet Securities Fraud: Old Trick, New Medium, 2001 DUKE L. & TECH. REV. 6 (2001)
Brian D. Boone, Bullseye!: Why a “Targeting” Approach to Personal Jurisdiction in the E-Commerce Context Makes Sense Internationally, 20 EMORY INT'L L. REV. 241 (2006)
Broc Romanek & David Lee, E-communication to Shareholders Outside the Offering Process, 37 U. TOL. L. REV. 387 (2006)
Broc Romanek & Julie Hoffman, A New Day Dwoning for E-Communications During the Offering Process, 37 U. TOL. L. REV. 365 (2006)
Caroline Bradley, Information Scociety Challenges to Financial Regulation, 37 U. TOL. REV. 307 (2006)
Christine Hurt, What Google Can't Tell Us About Internet Auctions (and What It Can), 37 U. TOL. L. REV. 403 (2006)
Christine Souhrada, Securities Fraud, Market Manipulation, and the Internet, 2002 UCLA J.L. & TECH. NOTES 28 (2002)
Christine T. Jarmer, International Internet Securities Fraud and SEC Enforcement Efforts: An Update, 73 TUL. L. REV. 2121 (1999)
Daniel Adam Birnhak, Online Shareholder Meetings: Corporate Law Anomalies or the Futrue of Governance?, 29 RUTGERS COMPUTER & TECH. L.J. 423 (2003)
Daniel Everett Giddings, Comment, An Innovative Link Between the Internet, the Capital Markets, and the SEC: How the Internet Direct Public Offering Helps Small Companies Looking To Raise Capital, 25 PEPP. L. REV. 785 (1998)
Denis T. Rice, Exploring Legal Boundaries Within Cyberspace: What Law Controls in a Global Marketplace?, 21 U. PA. J . INT'L ECON. L. 585 (2000)
Denis T. Rice, The Regulatory Response to the New World of Cybersecurities, 51 ADMIN. L. REV. 901 (1999)
Dimity Kingsford Smith, The Same Yet Different: Australian and United States Online Investing Regulation, 37 U. TOL. L. REV. 461 (2006)
Donald C. Langevoort, Angels on the Internet: The Elusive Promise of “Technological Diintermediation” for Unregistered Offerings of Securities, 2 J. SMALL & EMERGING BUS. L. 1 (1998)
Donald C. Langevoort, Information Technology and the Structure of Securities Regulation, 98 HARV. L. REV. 747 (1985)
Donald C. Langevoort, Schoenbaum Revisitted: Limiting the Scope of Antifraud Protection in an Internationalized Securities Marketplace, 55 AUT LAW & CONTEMP. PROBS. 241 (1992)
Donald C. Langevoort, Technological Evolution and the Develotion of Corporate Financial Reporting, 46 WM. & MARY L. REV. 1 (2004)
Donald C. Langevoort, Toward More Effective Risk Disclosure for Technology-Enhanced Investing, 73 WASH. U. L.Q. 753 (1997)
Douglas R. Cole, E-Proxies for Sale? Corporate Vote-Buying in the Internet age, 76 WASH. L. REV. 793 (2001)
Edward H. Fleischman, Remarks on the Regulation of Securities and Security Exchanges in the Age of the Internet, 5 N.Y.U.J. LEGIS. & PUB. POL'Y 1 (2002)
Elizabeth Boros, Virtual Shareholder Meetings, 2004 DUKE L. & TECH. REV. 8 (2004)
Elizabeth Boros, Virtual Shareholder Meetings: Who Decides How Companies Make Decisions?, 28 MELB. U. L. REV. 265 (2004)
George Ponds Kobler, Commentary, Shareholder Voting Over the Internet: A Proposal for Increasing Shareholder Participation in Corporate Governance, 49 ALA. L. REV. 673 (1998)
Iris H-Y Chiu, Securities Intermediaries in the Internet Age and the Traditional Principal-Agent Model of Regulation: Some Observations From European Union Securities Regulation, 2 VA. L. & BUS. REV. 307 (2007)
Jack A. Rosenbloom, Direct Public Offerings on the Internet: A viable means of Obtaining Capital?, 2000 COMPUTER L. REV. & TECH. J. 85 (2000)
James C. Spindler, IPO Liability and Entrepreneurial Response, 155 U. PA. L. REV. 1187 (2007)
James D. Cox, Choice of Law Rules for International Securities Transaction?, 66 U. CIN. L. REV. 1179 (1998)
James D. Cox, The Fundamentals of an Electornic-Based Federal Securities Act, 75 WASH. U. L.Q. 857 (1997)
James J. Moylan & Ana M. Mencini, Is an Internet “Road Show” an Oral or a Written Prospectus Under the Securities Act, 90 ILL. B.J. 32 (2002)
Jane Kaufman Winn, Regulating the Use of the Internet in Securities Markets, 54 BUS. LAW. 443 (1998)
Jeffrey J. Hass, Small Issue Public Offerings Conducted over the Internet: Are They “Suitable” for the Retail Investor?, 72 S. CAL. L. REV. 67 (1998)
Jeffrey N. Gordon, Proxy Contests in an Era of Increasing Shareholder Power: Forget Issuer Proxy Access and Focus on E-Proxy, 61 VAND. L. REV. 475 (2008)
Jill E. Fisch, Can Internet Offerings Bridge the Small Business Capital Barrier, 2 J. SMALL & EMERGING BUS. L. 57 (1998)
John C. Coffee, Jr., Brave New World?: The Impact(s) of the Internet on Modern Securities Regulations, 52 BUS. LAW. 1195 (1997)
John Reed Stark & Carolyn E. Kurr, Using the Securities and Exchange Commission's Statutory Weaponry to Combat Spam, 37 U. TOL. L. REV. 271 (2006)
Joseph J. Norton & Hansjoerg J. O. Heppe, U. S. Securities Regulations and the Use of the Internet in Registrered Offerings, 8 L. & BUS. REV. AM. 81 (2002)
Joseph M. Furey & Beth D. Kiesewetter, On-Line Broker-Dealers: Conducting Compliance Reviews in Cyberspace, 56 BUS. LAW. 1461 (2001)
Mark A. Allebach, Small Business, Equity Finacing, and the Internet: The Evolution of a Solution?, 4 VA. J.L. & TECH. 3 (1999)
Mark Anthony Jefferis, Regulation A: Direct Public Offerings and the Internet, 79 DENV. U. L. REV. 229 (2001)
Mattias Hild, The Google IPO, 3 J. BUS. & TECH. L. 41 (2008).
Nancy C. Libin & James S. Wrona, The Securities Industry and the Internet: A Suitable Match?, 01 COLUM. BUS. L. REv. 601 (2001)
Noam Sher, Underwriters' Civil Liability for IPOS: An Economic Analysis, 27 U. PA. J. INT'L ECON. L. 389 (2006)
Olumfunmilayo B. Arewa, Securities Regulation of Private Offerings in the Cyberspace Era: Legal Translation, Advertising and Business Context, 37 U. TOL. L. REV. 331 (2006)
Paul D. Cohen, Securities Trading via the Internet, 4 STAN. J. L. BUS. & FIN. 1 (1999)
Paul G. Mahoney, Technology, Property Rights in Information, and Securities Regulation, 75 WASH. U. L. Q. (1997)
Paul Rose, The Corporate Governance Industry, 32 J. CORP. L. 887 (2007)
Paul U. Ali, Cyberderivatives: The Regulation of Online Trading in Equity Bets, 37 U. TOL. L. REV. 439 (2006)
Peter B. Oh, The Dutch Auction Myth, 42 WAKE FOREST L. REV. 853 (2007)
Randolph James Amaro, Jr., European Union Regulation of Electronic Communication Networks: Stifling Global Integration of Securities Markets, 20 WIS. INT'L L.J. 397 (2002)
Richard H. Walker & David M. Levine, “You've Got Jail”: Current Trends in Civil and Criminal Enforcement of Internet Securities Fraud, 38 AM. CRIM. L. REV. 405 (2001)
Robert A. Prentice, The Future of Corporate Disclosure: The Internet, Securities Fraud, and Rule 10B-5, 47 EMORY L.J. 1 (1998)
Robert Norman Sobol, The Benefit of the Internet: The World Wide Web and the Securities Law Doctrine of Truth-On-The-Market, 25 J. CORP. L. 85 (1999)
Roberta S. Karmel, Regulatory Initiatives and the Internet: Anew Era of Oversight for the Securities and Exchange Commission, 5 N.Y.U.J. LEGIS. & PUB. POLY'S 33 (2002)
Tamar Frankel, The Internet, Securities Regulation, and Theory of Law, 73 CHI.-KENT L. REV. 1319 (1998)
Taylor J. Hart, Distributing Debt Securities in Cyberspace: How the Internet May Permanently Alter the Role of Underwriters, 35 SUFFOLK U. L. REV. 395 (2001)
Troy A. Paredes, Blinded by the Light: Information Overload and its Consequences for Securities Regulation, 81 WASH. U. L.Q. 417 (2003)
Victor Fleischer, Brand New Deal: The Branding Effect of Corporate Deal Structures, 104 MICH. L. REV. 1581 (2006)
W. Barton Patterson, Defining the Reach of the Securities Exchange Act: Extraterritorial Application of the Antifraud Provisions, 74 FORDHAM L. REV. 213 (2005)