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題名:網路期貨交易所法制之研究
書刊名:國立中正大學法學集刊
作者:謝哲勝 引用關係李福隆
作者(外文):Shieh, Jer-shenqLee, Fu-lung
出版日期:2004
卷期:17
頁次:頁87-135
主題關鍵詞:網路期貨交易所公司制期貨交易所會員制期貨交易所個股期貨Internet-based futures exchangeCorporate type futures exchangeMembership type futures exchangeSingle-stock futuresSSFs
原始連結:連回原系統網址new window
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  • 共同引用共同引用:15
  • 點閱點閱:17
隨著八十六年三月我國期貨交易法正式通過立法之後,過去投資人在期貨公司下單所造成的不正常交易活動,已經逐漸步上正常運作的發展方向。然而,從國外期貨商品而國內交易市場漸進發展的我國期貨市場,在八十七年七月臺灣期貨交易所正式營運之後,雖然交易量及交易人開戶數屢創新高,卻未見市場規模有顯著提昇的情形。所以,如何規劃我國期貨交易所的未來發展以健全期貨市場,實為值得深入研究的法律問題。本文第二部份歸納各國期貨交易所的發展趨勢,以瞭解先進國家期貨市場的發展經驗;第三部份在期貨交易所網路虛擬化的重要方向之後,簡單介紹美國國際證券交易所、農產品期貨電子交易所等主要網路期貨交易所;第四部份探討我國成立網路期貨交易所的必要性及可行性,以期貨交易所的成立方式、組織型態及法制規範,作為規劃網路期貨交易所的參考依據;第五部份指出我國成立網路期貨交易所應修訂的法令及調整的事項,以為成立網路期貨交易所的配套措施;最後,本文結論認為我國欲成立網路期貨交易所,應該規劃時程依序進行,首先解決資訊科技及法律管制的相關問題,然後增進與國外期交所國際合作的機會,並規劃股價指數期貨以外的其他商品。
After the legislation of Futures Trading Act in 1997,the development of Taiwan's futures market had become regular. Taiwan Futures Exchange (TAIFEX) came into operation in July 1998. Although the trading volume and traders' accounts in futures was increasing,the scale of futures market didn't enlarge until now. The academic research concerned with the interface of domestic and foreign futures' trading platform had mentioned that the main reason of TAIFEX trading system not functioning was the worldwide futures market under the influence of information technology. The way to match futures trading transformed from open outcry to electronic trading. However, domestic futures electronic trading system differed from those foreign ones in interfaces, services and formats. System renewal, accessibility and its integration resulted in TAIFEX had a disadvantage in operation cost, client scale and products development. The Futures Trading Act in Taiwan didn't prohibit from undertaking futures trading on internet-based futures exchange, and permitted to institute corporate type futures exchange. Until now, there was no development about internet-based exchange. And then, how to construct the legal institutions of internet-based futures exchange was worthy of exploration. At the same time, Taiwan will face with the market access of financial services industries after joining in World Trade Organization. In order to take electronic trading trend of global futures exchange and raise TAIFEX's international competition, we should make a plan of internet-based futures exchange. The Second part of this article generalizes the trend of foreign futures exchange. Part three introduces the main internet-based futures exchange such as American International Securities Exchange and Futurecom Commodity Exchange, from the dimensions of organization and trading institution. Part four explores the necessity and possibility to institute internet-based futures exchange in Taiwan, in point of setup approach, organizational pattern and legal regulation. Part Five points out the statutes or regulations ought to be revised and the items to be adjusted for the institution of internet-based futures exchange. Finally, the article concludes that we should have a schedule and institute the internet-based futures exchange gradually. At first, the problems of information technology and legal regulations ought to be solved. And then, we should increase the opportunity to cooperate with foreign futures exchange and design new futures product besides stock price index futures.
期刊論文
1.曾昭懿、鄭先利(20001100)。我國加入世界貿易組織(WTO)對臺灣期貨交易所之影響及因應之道。臺灣期貨市場,2(6),38-65。  延伸查詢new window
2.張文毅(2000)。Jiway交易所今年九月上線。證交資料,456,8。  延伸查詢new window
3.張文毅(2000)。美國證管會核准新交易所設立。證交資料,456,52。  延伸查詢new window
4.臺灣期貨交易所企劃部(1999)。電子交易的潮流。臺灣期貨市場,1(1),40。  延伸查詢new window
5.臺灣期貨交易所(2000)。網路商品交易所呼之欲出。臺灣期貨市場,2(2),59。  延伸查詢new window
6.曾昭懿、鄭先利(20030500)。二○○二年全球交易所衍生性商品交易概況分析。臺灣期貨市場,5(3),20-32。  延伸查詢new window
7.黃文彥(20021100)。期貨市場交易型態與組織架構演進之研究。臺灣期貨市場,4(6),35-48。  延伸查詢new window
8.林筠、李進生、謝文良(20010500)。跨市場掛牌、保證金對沖與我國期貨交易所國際合作芻議。臺灣期貨市場,3(3),28-41。  延伸查詢new window
9.李伯岳(20030300)。臺灣發展黃金期貨可行性分析。臺灣期貨市場,5(2),13-22。  延伸查詢new window
10.朱博湧、李存修、熊杏華、王鶴偉、林裕淩、陳聖傑(20040700)。我國發展DRAM期貨可行性分析。臺灣期貨市場,6(4),12-32。  延伸查詢new window
11.任中美(2000)。廿七年來美國證管會首次核准新增之「國際證券交易所」。證交資料,455,37。  延伸查詢new window
研究報告
1.張文毅、何業芳、陳欣昌(2000)。ECN之發展及其影響之探討。  延伸查詢new window
2.臺灣證券交易所(1990)。證券交易所的組織功能及其定位。  延伸查詢new window
3.陳文華(2000)。國內外交易平台介面基本規範之研究。  延伸查詢new window
4.林煜宗(1985)。健全證券交易所組織與功能。  延伸查詢new window
5.林筠(1999)。世界主要期交所與本國期交所競爭優勢之比較分析。  延伸查詢new window
6.李存修、吳郁輝、周德旺(1995)。加入GATT對我國證券暨期貨市場之影響及因應之道。  延伸查詢new window
7.何憲章(1991)。臺灣股票市場組織結構之研究。  延伸查詢new window
學位論文
1.黃翊琇(1999)。我國期貨投資信託制度相關法律問題之研究(碩士論文)。東吳大學,台北。  延伸查詢new window
2.賴逸卿(1995)。期貨交易所組織型態之研究(碩士論文)。東吳大學,台北。  延伸查詢new window
圖書
1.Greenberg, Steven A.(2001)。Single Stock Futures: The Complete Guide。Traders Press, Inc。  new window
2.Laffery, Patrick(2002)。Single Stock Futures。McGraw-Hill, Inc。  new window
3.Lynton, Jonathan S.(1995)。Ballentine's Legal Dictionary and Thesaurus。Albany, NY:West Publishing。  new window
4.Mitchell, Kennedy(2002)。Single Stock Futures: An Investor's Guide。New York, NY:John Wiley & Sons。  new window
5.Peck, Anne E.(1985)。Futures Markets: Their Economic Role。Washington, DC:American Enterprise Institute for Public Policy Research。  new window
6.Peck, Anne E.(1985)。Futures Markets: Regulatory Issues。Washington, DC:American Enterprise Institute for Public Policy Research。  new window
7.Silverman, David I.(2002)。Direct Access Futures: A Complete Guide to Trading Electronically。New York, NY:John Wiley & Sons。  new window
8.史綱、劉德明、李存修、臧大年、林炯垚、黃敏助(2000)。期貨交易理論與實務。台北:財團法人中華民國證券暨期貨市場發展基金會。  延伸查詢new window
9.朱從龍(1991)。期貨交易之法令規範。朱從龍。  延伸查詢new window
10.財政部證券暨期貨管理委員會(1999)。期貨管理法令摘錄。台北:財政部證券暨期貨管理委員會。  延伸查詢new window
11.彭智浩、廖大穎(1998)。日本期貨管理法規與實務。台北:財圑法人中華民國證券暨期貨市場發展基金會。  延伸查詢new window
12.臺灣期貨交易所(1998)。期貨市場規章彙編。台北:臺灣期貨交易所。  延伸查詢new window
13.楊光華(1993)。美國期貨管理法規概論。台北:財圑法人中華民國證券暨期貨市場發展基金會。  延伸查詢new window
14.劉坤堂、詹廷禎、陳錫琪(1999)。期貨市場--理論與實務。台北:五南。  延伸查詢new window
15.謝世義(1997)。商品期貨。台北:財圑法人中華民國證券暨期貨市場發展基金會。  延伸查詢new window
16.林淑閔(1999)。期貨交易法解讀。臺北:元照出版公司。  延伸查詢new window
17.陳櫻琴、邱政宗(2003)。WTO與貿易法。臺北:五南。new window  延伸查詢new window
其他
1.臺灣期貨交易所(2004)。臺灣證券交易所臺灣50指數期貨契約、臺灣證券交易所股價指數選擇權契約、股票選擇權契約、中華民國十年期政府債券期貨契約規格,http://www.taifex.com.tw/taifex0205.asp。  延伸查詢new window
2.臺灣期貨交易所(2003)。期貨投資糾纷類型,http://www.taifex.com.tw/taifex0708.asp。  延伸查詢new window
3.臺灣期貨交易所(2002)。臺灣期貨交易所與韓國期貨交易所簽署雙邊合作暨資訊交換備忘錄,http://www.taifexxom.tw/taifex0803_6.asp。  延伸查詢new window
4.臺灣期貨交易所(2003)。臺灣期貨交易所與日本東京國際金融期貨交易所6/23簽訂雙邊資訊交換暨合作備忘錄,http://www.taifexxom.tw/taifex0803_20.asp。  延伸查詢new window
5.臺灣期貨交易所(2003)。臺灣期貨交易所與美國芝加哥期貨交易所(CBOT)簽署雙邊合作暨資訊交換備忘錄,http://www.taifex.com.tw/taifex0803_24.asp。  延伸查詢new window
6.臺灣期貨交易所(2004)。臺灣期貨交易所與東京工業品交易所簽署合作備忘錄,http://www.taifex.com.tw/docs/20040209_c.doc。  延伸查詢new window
7.(2002)。全球股市直直落瑞典業者OM將關閉Jiway電子交易所,http://news.sinaxom.tw/sinaNews/rtn/glFinance/2002/1015/10728856.html。  延伸查詢new window
8.(2001)。Morgan Stanley sells Jiway stake,http://news.bbc.co.uk/2/hi/business/1566401.stm。  new window
9.CheMatch(2001)。CME-CHEMATCH Benzene, Mixed Xylenes Futures to Begin Trading Friday, Oct 19,http://www.chemconnect.com/101801c.html。  new window
10.Futurecom Commodity Exchange(2003)。A Comparison of FUTURECOM's Trading System to the Traditional Method,http://www.futurecom.org/oldnew.htm。  new window
11.International Securities Exchange(2000)。INTERNATIONAL SECURITIES EXCHANGE APPROVED BY SECURITIES AND EXCHANGE COMMISSION-First New Securities Exchange in Twenty-Seven Years,http://www.iseoptionsxom/about/press/press_release.asp?curr_year=2000。  new window
12.Jiway(2002)。Following the announcement by OM on 14th October 2002, the Jiway market has now ceased operations, as of the close of business on 31st January 2003,http://www.jiway.com。  new window
13.Singaport Exchange(2002)。About SGX,http://info.sgx.com/SGXWeb-DT.nsf/DOCNAME/SGXDT_MAIN?OpenDocument。  new window
圖書論文
1.臺灣期貨交易所(2002)。美國、德國、英國及曰本期貨市場簡介。世界主要期貨市場暨結算機構制度資料摘錄。台北:臺灣期貨交易所。  延伸查詢new window
 
 
 
 
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