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題名:論證券法規之執行--以強化我國證券主管機關之執法手段為中心
書刊名:財產法暨經濟法
作者:游志煌
作者(外文):Yu, Chih-huang
出版日期:2015
卷期:43
頁次:頁1-42
主題關鍵詞:美國證管會執法部執法手段禁制令停止與禁止命令返還不法所得民事懲罰金解除董事或經理人職務資產凍結接管人公平基金Private placementSecuritiesOriginal stockholdersBond subscriberPurchaserPersons which acquiredThe right of stockholderEffect of law
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(0) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:0
  • 共同引用共同引用:42
  • 點閱點閱:5
期刊論文
1.Cox, James D.、Thomas, Randall S.(2003)。SEC Enforcement Heuristics: An Empirical Inquiry。Duke Law Journal,53,737-779。  new window
2.曾宛如(20050900)。有關證券投資人保護之未來發展。月旦財經法雜誌,2,191-207。  延伸查詢new window
3.邵慶平(20150300)。投保中心代表訴訟的公益性:檢視、強化與反省。國立臺灣大學法學論叢,44(1),223-262。new window  延伸查詢new window
4.Coffee, John C. Jr.、Sale, Hillary A.(2009)。Redesigning the SEC: Does the Treasury Have a Better Idea?。Va. L. Rev.,95,707-783。  new window
5.郭大維(20100800)。論我國內線交易法制--由英美兩國對證券市場內線交易之規範談起。軍法專刊,56(4),54-77。new window  延伸查詢new window
6.林仁光(20140800)。西風東漸--談內線交易Civil Penalty制度之發展。月旦法學,231,80-97。new window  延伸查詢new window
7.Atkins, Paul S.、Bondi, Bradley J.(2008)。Evaluating the Mission: A Critical Review of the History and Evolution of the SEC Enforcement Program。Fordham Journal of Corporate & Financial Law,13,367-417。  new window
8.Barnard, Jayne W.(2004)。Debarment of Officers and Directors After Sarbanes-Oxley。Bus. Law,59,391。  new window
9.Gilchrist, Wesley Bowen(2005)。Turning up the Heat: The SEC's New Temporary Freeze Authority。Ala. L. Rev.,56,873-897。  new window
10.Morrissey, Daniel J.(2001)。SEC Injunction。Tenn. L. Rev.,68,427。  new window
11.Roper, Richard B.(2012)。Equity Receiverships in SEC。Enforcement Actions, The Advocate,59,26。  new window
12.Spehr, Richard A.、Annunziata, Michelle J.(2005)。The Remedies Act Turns Fifteen: What Is Its Relevance Today?。N. Y. U. J. L. & Bus.,1,587-612。  new window
13.Winship, Verity(2008)。Fair Fund and the SEC's Compensation of Injured Investors。Fla. L. Rev.,60,1103-1144。  new window
14.林郁馨(20140600)。投資人的諾亞方舟--投資人保護中心與證券團體訴訟之實證研究。月旦法學,229,75-97。new window  延伸查詢new window
研究報告
1.李禮仲。股市內線交易引申之法律爭議面面觀。  延伸查詢new window
學位論文
1.莊嘉蕙(2009)。內線交易之實證研究(碩士論文)。國立交通大學。  延伸查詢new window
圖書
1.Cox , James D.、Hillman, Robert W.、Langevoori, Donald C.(2006)。Securities Regulations。New York:Aspen Publishers, Inc.。  new window
2.賴英照(2011)。最新證券交易法解析。臺北:賴英照。  延伸查詢new window
3.Steinberg, Marc I.(2014)。Securities Practice: Federal and State Enforcement。New York:Clark Boardman Callaghan。  new window
4.Loss, Louis、Seligman, Joel(2004)。Fundamentals of Securities Regulation。Aspen Publishers。  new window
其他
1.台灣證券交易所。臺灣資本市場概況,http://www.twse.com.tw/ch/investor/foreign_invest/TCMI_CH_l501.pdf。  延伸查詢new window
2.SEC(2011)。Securities and Exchange Commission 2011 Annual Report-Performance and Accountability Report。  new window
3.SEC(2012)。Securities and Exchange Commission Fiscal Year 2012 Agency Financial Report。  new window
 
 
 
 
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