| 期刊論文1. | Bowen, Glenn A.(2009)。Document analysis as a qualitative research method。Qualitative Research Journal,9(2),27-40。 | 2. | Awrey, D.(2010)。The FSA, Integrated Regulation, and the Curious Case of the OTC Derivatives。University of Pennsylvania Journal of Business Law,13(1),1-58。 | 3. | Baker, C. M.(2010)。Regulating the Invisible: The Case of Over-the-Counter Derivatives。Notre Dame Law Review,85(4),1287-1378。 | 4. | Born, B.(2001)。International Regulatory Responses to Derivative Crises: The Role of the US Commodity Futures Trading Commission。Northwest Journal of International Law & Business,21(3),607-640。 | 5. | Thomasson, K. R.(2016)。Over-the-Counter Derivatives in a Global Financial Marketplace: The Case for Uniform Global Identifiers and Compatible Reporting Requirements in Substituted Compliance Comparability Determinations。Catholic University Law Review,65(2),363-385。 | 6. | Shea, G.(2007)。Understanding Financial Derivatives during the South Sea Bubble: The Case of the South Sea Subscription Shares。Oxford Economic Papers,59,73-104。 | 7. | Scott, C.(2012)。Beyond Taxonomies of Private Authority in Transnational Regulation。German Law Journal,13(12),1329-1338。 | 8. | Rauterberg, G. V.、Verstein, A.(2013)。Assessing Transnational Private Regulation of the OTC Derivatives Market: ISDA, the BBA, and the Future of Financial Reform。Virginia Journal of International Law,54,9-50。 | 9. | Onwuegbuzie, A. J.、Leech, N. L.、Collins, K. M. T.(2012)。Qualitative Analysis Techniques for the Review of the Literature。The Qualitative Report,17(28),1-28。 | 10. | Ong, K.、Hsiao, M.(2013)。From ISDA to NAFMII: Insolvency Stalemate and PRC Bankruptcy Jurisprudence。Capital Markets Law Journal,8(1),77-89。 | 11. | McDonald, R.、Paulson, A.(2015)。AIG in Hindsight。Journal of Economic Perspectives,29(2),81-105。 | 12. | Larah, B.(2016)。BCBS-IOSCO: Increasing the Margin Period of Risk。Sapient Journal of Trading and Risk Management,21(3),112-124。 | 13. | Khrenov, V.(2012)。Close-out netting in Russia: are we almost there?。International Capital Market Review,6(6),383-386。 | 14. | Johnson, C.(2014)。Regulatory Arbitrage, Extraterritorial Jurisdiction and Dodd-Frank: The Implications of US Global OTC Derivative Regulation。Nevada Law Journal,14,542-619。 | 15. | Gibson, W. E.(2011)。Clearing and Trade Execution Requirements for OTC Derivatives Swaps under the Dodd-Frank Wall Street Reform and Consumer Protection Act。Rutgers Law Record,38,1-30。 | 16. | Colangelo, A. J.(2014)。What Is Extraterritorial Jurisdiction?。Cornell Law Review,99(6),1303-1352。 | 17. | Collard, K.(2015)。Advantages of a Co-Regulatory OTC Derivatives Regime。Georgetown Journal of International Law,46,877-913。 | 18. | Black, Fischer、Scholes, Myron S.(1973)。The Pricing of Options and Corporate Liabilities。Journal of Political Economy,81(3),637-654。 | 研究報告1. | Singh, M.(2010)。Collateral, Netting and Systematic Risk in the OTC Derivatives Market。 | 2. | Office of Economic Development and Cooperation(2011)。Regulatory Reform of OTC Derivatives and Its Implications for Sovereign Debt Management Practices: Report by the OECD Ad Hoc Expert Group on OTC Derivatives--Regulations and Implications for Sovereign Debt Management Practices。 | 3. | McCaffrey, D. P.(2016)。Private and Public Controls in the OTC Derivatives Market, 1984-2015。 | 4. | Duffie, D.、Li, Ada、Lubke, T.(2010)。Policy Perspectives on OTC Derivatives Market Infrastructure。 | 5. | Chance, C.(2012)。OTC Derivatives Reforms: Impact on Cross-Border Business。 | 圖書1. | Prabha, A.、Savard, K.、Wickramarachi, H.(2014)。Deriving the Economic Impact of Derivatives。California:Milken Institute。 | 2. | Machi, L. A.、McEvoy, B. T.(2009)。The Literature Review: Six Steps to Success。Thousand Oaks, CA:Corwin。 | 3. | Hudson, Alastair(2012)。The Law on Financial Derivatives。London:Sweet & Maxwell。 | 4. | Helleiner, E.(2010)。The Financial Stability Board and International Standards。 | 5. | Büthe, T.、Mattli, W.(2011)。The New Global Ruler: The Privatization of Regulation in the World Eeconomy。NJ:Princeton University Press。 | 其他1. | AITE Group(2014)。AITE Group Sounds the All Clear on OTC Derivatives,http://aitegroup.com/aite-group-sounds-allclear-otc-derivatives。 | 2. | Alvarez & Marshal, LLC(2010)。Lehman Brothers Holdings Inc.: The State of the Estate,http://www.alvarezandmarsal.com/Case-Study-Lehman-Brothers-Estate。 | 3. | Bank of International Settlements(2016)。Basel III: International Regulatory Framework for Banks,http://www.bis.org/bcbs/basel3.htm。 | 4. | Brown, M.(2014)。The Extraterritorial Effect of the EU Regulation of OTC Derivatives,https://corpgov.law.harvard.edu/2014/06/14/the-extraterritorial-effect-of-the-eu-regulation-of-otc-derivatives-2/。 | 5. | Barr, C.(2010)。Why the Fed saved AIG and not Lehman,http://fortune.com/2010/09/02/why-the-fed-saved-aigand-not-lehman/。 | 6. | Wolkowitz, B.(2011)。OTC derivative trade flows post the Dodd-Frank Act,http://www.bobsguide.com/guide/news/2011/Feb/28/otc-derivative-trade-flows-post-the-dodd-frank-act/。 | 7. | Wilde, V.(2015)。The Impending Potential OTC Interest Rate Derivatives Crisis,http://themarketmogul.com/impending-potential-otc-interest-rate-derivatives-crisis/。 | 8. | US Commodity Futures Trading Commission(2000)。History of the CFTC: CFTC History in the 2000s,http://www.cftc.gov/About/HistoryoftheCFTC/history_2000s。 | 9. | The Reserve Bank of Australia(2014)。Australian Prudential Regulation Authority, and Australian Securities and Investments Commission,http://www.cfr.gov.au/publications/cfr-publications/2014/report-on-the-australian-otc-derivatives-market-april/pdf/report.pdf。 | 10. | Tarullo, D. K.(2011)。Derivatives Regulation. "Before the Committee on Banking, Housing, and Urban Affairs",https://www.federalreserve.gov/newsevents/testimony/2011testimony.htm。 | 11. | Shearman & Sterling LLP(2009)。Treasury Proposes New Regulatory Framework for Over-the-Counter Derivatives,http://www.shearman.com/~/media/Files/NewsInsights/Publications/2009/05/Treasury-Proposes-New-Regulatory-Framework-for-O_/Files/Click-here-to-view-the-fullmemo-TreasuryPropos_/FileAttachment/AM051809TreasuryProposesNewRegulatory Frameworkfo.pdf。 | 12. | Orcun, K.(2013)。Reforming OTC Derivatives Markets: Observable Changes and Open Issues,https://www.dbresearch.com/PROD/DBR_INTER.NET_ENmPROD/PROD0000000000318054/Reforming+OTC+derivatives+markets%3A+Observable+changes+and+open+issues.pdf。 | 13. | Linklaters(2013)。Guide to the European Market Infrastructure Regulation (EMIR),http://www.linklaters.com/pdfs/mkt/london/EMIR_Guide_November_2013.pdf。 | 14. | Labuschagne, N.(2015)。The Regulation of OTC Derivatives: Developments and Impacts,http://www.saifm.co.za/summit/slides2015/04.pdf。 | 15. | Kalakota, R.(2015)。Big Data Analytics Use Cases: Regulatory Monitoring,https://practicalanalytics.co/2015/05/25/big-data-analytics-use-cases/。 | 16. | Jackson, J.,Miller, R.(2013)。Comparing G-20 Reform of the Over-the-Counter Derivatives Markets: CRS Report for Congress,Congressional Research Service。,https://www.fas.org/sgp/crs/misc/R42961.pdf。 | 17. | International Swaps and Derivatives Association(2016)。Member Types,http://www2.isda.org/membership/membertypes/。 | 18. | International Swaps and Derivatives Association(2014)。About ISDA,http://www2.isda.org/about-isda/。 | 19. | IBM(2015)。Collateral and Counterparty Tracking: Emerging Initial Margin Requirements,http://www.risk.net/risk-magazine/advertisement/2342315/collateral-and-counterparty-tracking-emerginginitial-margin-requirements。 | 20. | Deloitte MCS Limited(2013)。CFTC and EU OTC Derivatives Regulation: An Outcomes-based Comparison,http://www2.deloitte.com/content/dam/Deloitte/uk/Documents/financialservices/deloitte-uk-fs-cftc-and-eu-otc-derivatives-regulations.pdf。 | 21. | Financial Stability Board(2014)。OTC Derivatives Market Reforms: Eighth Progress Report on Implementation,http://www.fsb.org/wp-content/uploads/r_141107.pdf。 | 22. | Financial Standards Board(2014)。Our History,http://www.fsb.org/about/history/。 | 23. | Day, J.(2013)。The European Market Infrastructure Regulation and Transparency in the OTC Derivatives Market,http://www.jonesday.com/files/uploadEMIR%20and%20Transparency.pdf。 | 圖書論文1. | de la Vega, Joseph(1996)。Extraordinary Popular Delusions and the Madness of Crowds & Confusión de Confusiones。Confusión de Confusiones。New York:John Wiley & Sons。 | 2. | Pezzolo, L.(2005)。Bonds and Government Debt in Italian City-States, 1250-1650。The Origins of Value: The Financial Innovations That Created Modern Capital Markets。New York:Oxford University Press。 | |