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題名：規範競爭理論與公司證券法制的建構：兼論對臺灣法制的可能啟示
書刊名：國立臺灣大學法學論叢
作者：邵慶平 引用關係
作者(外文)：Shao, Ching-ping
出版日期：2009
卷期：38:1
頁次：頁1-59
主題關鍵詞：規範競爭；規範外部性；向上提升；向下沈淪；內部事務準則；囚犯困境；Regulatory competition；Regulatory externality；Race to the top；Race to the bottom；Internal affairs doctrine；Prisoner's dilemma
原始連結：連回原系統網址new window
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  • 被引用次數被引用次數:期刊(6) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:5
  • 共同引用共同引用:49
  • 點閱點閱:31
競爭的因子在立法過程中究竟扮演什麼角色？在經濟全球化的今天，許多國家為了經濟發展，紛紛修訂相關法規以吸引人才及外商的直接或間接投資。依此觀之，負責制定法律規範的政府幾與一般市場上之生產者無異，而不同政府間自然就會有規範競爭的情形產生。尤有甚者，若各國的選法規則可以完全尊重當事人選定之準據法，則將形成另一種「外帶型」的規範競爭，而這也使得政府所生產的規範產品將處於更大的競爭壓力之下。 雖然規範競爭早已是外國學界激烈討論的課題，惟在台灣，完整而深入的理論論述尚屬少見。有鑑於此，本文以公司證券法制的討論為核心，嘗試從規範競爭的觀點加以分析。本文首先解釋規範競爭理論的源起，以及如何讓競爭有效率地運作的先決條件。在這樣的基礎上，本文進一步分析整理美國公司法制與國際證券法制上的相關討論，以求完整呈現外帶型規範競爭的優劣評估。本文相信這樣的認識與探討，將可刺激台灣主管機關思考規範競爭的正面效應，並重新檢視公司證券法制上的規範政策。
What is the role of competition in the process of law-making? At the age of economic globalization, many countries are making regulatory efforts to compete for talents and foreign direct or indirect investment. In this view, government is little different from another producer in the overall economy, and law is the product. Regulatory competition across jurisdictional lines is therefore inevitable. In addition to the prototype, a ”portable” form of regulatory competition can be put in place provided that all conflict of laws rules allow individuals or firms to choose the applicable law among jurisdictions. Under such circumstances, regulatory products can be put under even more competitive pressure. While regulatory competition is vociferously debated in other parts of the world, theoretical discussions on this topic are rarely seen in Taiwan. This article on corporate-securities regime is an attempt to fill the vacuum. It first explains the theoretical origin of regulatory competition, and examines the prerequisites to an efficient regulatory market. Based on the systematic understanding, it further offers a thorough analysis on ”portable” regulatory competition with thorough presentation of arguments for and against the U.S. corporate charter competition and international securities regulations. Such understanding and academic inputs, this article believes, should inspire Taiwan's regulator to review its regulatory thinking and initiate some changes to reap the competitive benefits.
期刊論文
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6.Macey, Johnatan R.、Miller, Geoffrey P.(1987)。Toward an Interest-group Theory of Delaware Corporate Law。Texas Law Review，65，469-469。  new window
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13.Klausner, Michael(1995)。Corporations, Corporate Law, and Networks of Contracts。Virginia Law Review，81，757。  new window
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16.王文宇(2004)。向上提升或向下沈淪？－論國際化對我國公司法制之影響。月旦法學，106，24-38。new window  延伸查詢new window
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19.黃銘傑(20000700)。公司監控與監察人制度改革論--超越「獨立董事」之迷思。國立臺灣大學法學論叢，29(4)，159-208。new window  延伸查詢new window
20.Easterbrook, F. H.、Fischel, Daniel R.(1984)。Mandatory Disclosure and the Protection of Investors。Virginia Law Review，70，669-715。  new window
21.Tiebout, Charles M.(1956)。A Pure Theory of Local Expenditures。Journal of Political Economy，64(5)，416-424。  new window
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27.Adler, Jonathan H.(2005)。Jurisdictional Mismatch in Environmental Federalism。New York University Environmental Law Journal，14，130-130。  new window
28.Ayres, Ian(1995)。Supply-Side Inefficiencies in Corporate Charter Competition: Lessons from Patents, Yachting and Bluebooks。Kansas Law Review，43，541-541。  new window
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30.Bebchuk, Lucian Arye、Hamdani, Assaf(2002)。Vigorous Race or Leisurely Walk: Reconsidering the Competition over Corporate Charters。Yale Law Journal，112，553-556。  new window
31.Bratton, William W.、McCahery, Joseph A.(1997)。The New Economics of Jurisdictional Competition: Devolutionary Federalism in a Second-best World。Georgetown Law Journal，86，201-201。  new window
32.Choi, Stephen J.、Guzman, Andrew T.(1998)。Portable Reciprocity: Rethinking the International Reach of Securities Regulation。Southern California Law Review，71，903-903。  new window
33.Choi, Stephen J.、Sik, Kim Kon(2002)。Establishing a New Stock Market for Shareholder Value Oriented Firms in Korea。Chicago Journal of International Law，3，277-277。  new window
34.Choi, Stephen J.(2001)。Promoting Issuer Choice in Securities Regulation。Virginia Journal of International Law，41，815-815。  new window
35.Choi, Stephen J.(2004)。A Framework for the Regulation of Securities Market Intermediaries。Berkeley Business Law Journal，1，45-45。  new window
36.Cox, James D.(1999)。Regulatory Duopoly in U.S. Securities Markets。Columbia Law Review，99，1200。  new window
37.Dreyfuss, Rochelle C.(1995)。Forums of the Future: The Role of Specialized Courts in Resolving Business Disputes。Brooklyn Law Review，61(1)，1-44。  new window
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48.LeBoeuf, Jacques(1994)。The Economics of Federalism and the Proper Scope of the Federal Commerce Power。San Diego Law Review，31，555-555。  new window
49.Mahoney, Paul G.(1997)。The Exchange as Regulator。Virginia Law Review，83，1453-1453。  new window
50.Prentice, Robert A.(2005)。Regulatory Competition in Securities Law: A Dream (That Should Be) Deferred。Ohio State Law Journal，66，1155-1155。  new window
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52.Revesz, Richard L.(1992)。Rehabilitating Interstate Competition: Rethinking the "Race-to-the-bottom" Rationale for Federal Environmental Regulation。New York University Law Review，67。  new window
53.Revesz, Richard L.(1996)。Federalism and Interstate Environmental Externalities。University of Pennsylvania Law Review，144，2341-2416。  new window
54.Ribstein, Larry E.(2003)。From Efficiency to Politics in Contractual Choice of Law。Georgia Law Review，37，363-363。  new window
55.Roe, Mark J.(2005)。Delaware's Politics。Harvard Law Review，118，2493-2493。  new window
56.Romano, Roberta(2001)。The Need for Competition in International Securities Regulation: A Response to Critics。Theoretical Inquiries L.，2，387。  new window
57.Stewart, Richard B.(1977)。Pyramids of Sacrifice? Problems of Federalism in Mandating State Implementation of National Environmental Policy。Yale Law Journal，86，1196-1196。  new window
58.Trachtman, Joel P.(2001)。Economic Analysis of Prescriptive Jurisdiction。Virginia Journal of International Law，42，1-1。  new window
59.Tung, Frederick(2002)。From Monopolists to Markets?: A Political Economy of Issuer Choice in International Securities Regulation。Wisconsin Law Review，2002，1363-1363。  new window
60.Tung, Frederick(2002)。Regulatory Competition and Cooperation in Corporate, Securities and Bankruptcy Law。Chicago Journal of International Law，3，369-369。  new window
61.Tung, Frederick(2005)。Lost in Translation: From U.S. Corporate Charter to Issuer Choice in International Securities Regulation。Georgia Law Review，39，525-525。  new window
62.Winter, Ralph K., Jr.(1989)。The "Race for the Top" Revisited。Columbia Law Review，89，1526-1526。  new window
研究報告
1.Bratton, William W.、McCahery, Joseph A.(2004)。The Equilibrium Content of Corporate Federalism。  new window
2.Romano, Roberta(2005)。Is Regulatory Competition a Problem or Irrelevant for Corporate Governance?。  new window
3.Tung, Frederick(2006)。Before Competition: Origins of the Internal Affairs Doctrine。  new window
學位論文
1.紀志毅(1987)。城鄉間最適公共財配置問題之研究。  延伸查詢new window
圖書
1.Romano, Roberta(1993)。The Genius of American Corporate Law。AEI Press。  new window
2.Posner, Richard A.、Scott, Kenneth E.(1980)。Economics of Corporation Law and Securities Regulation。Little, Brown and Company。  new window
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7.劉鐵錚、陳榮傳(2004)。國際私法論。台北：三民書局。  延伸查詢new window
8.賴英照(2006)。股市遊戲規則--最新證券交易法解析。台北：賴英照。  延伸查詢new window
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11.王文宇(2000)。外國法人在我國法律地位之研究。千禧年跨世紀法學之演進：柯澤東教授祝壽論文集。臺北。  延伸查詢new window
12.胡春田、巫和懋、霍德明、熊秉元(2000)。經濟學2000：跨世紀新趨勢，上冊。經濟學2000：跨世紀新趨勢，上冊。臺北。  延伸查詢new window
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14.劉麗瑜(2002)。提升本公司跨國交易競爭力之具體策略。提升本公司跨國交易競爭力之具體策略。臺北。  延伸查詢new window
15.潘景華(2003)。臺灣證券交易所未來發展策略之研究。臺灣證券交易所未來發展策略之研究。臺北。  延伸查詢new window
16.Easterbrook, Frank H.、Fischel, Daniel R.(1992)。Economic Structure of Corporate Law。Economic Structure of Corporate Law。  new window
17.(2001)。Regulatory Competition and Economic Integration: Comparative Perspectives。Regulatory Competition and Economic Integration: Comparative Perspectives。  new window
18.Lombardo, Stefano(2002)。Regulatory Competition In Company Law In The European Community。Regulatory Competition In Company Law In The European Community。  new window
19.Warren, Manning Gilbert, III(2003)。European Securities Regulation。European Securities Regulation。  new window
20.Romano, Roberta(2002)。The Advantages of Competitive Federalism for Securities Regulation。The Advantages of Competitive Federalism for Securities Regulation。  new window
 
 
 
 
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