期刊論文| 1. | Yermack, David(2017)。Corporate Governance and Blockchains。Review OF Finance，21(1)，7-31。   |
| 2. | Cohney, Shaanan、Hoffman, David A.、Sklaroff, Jeremy、Wishnick, David A.(2019)。Coin-Operated Capitalism。Columbia Law Review，119(3)，591-676。 |
| 3. | Donald, David C.(2018)。From Block Lords to Blockchain: How Securities Dealers Make Markets。Journal of Corporation Law，44(1)，29-64。 |
| 4. | Nord, Spencer J.(2019)。Blockchain Plumbing: A Potential Solution For Shareholder Voting?。University of Pennsylvania Journal of Business Law，21(3)，706-756。 |
| 5. | Mendelson, Michael(2019)。From Initial Coin Offerings to Security Tokens: A U.S. Federal Securities Law Analysis。Stanford Technology Law Review，22(1)，52-94。 |
| 6. | Hui, Deng(2018)。The Regulation of Initial Coin Offerings in China: Problems, Prognoses and Prospects。European Business Organization Law Review，19(3)，465-502。 |
| 7. | Zetzsche, Dirk(2019)。The ICO Gold Rush: It's a Scam, It's a Bubble, It's a Super Challenge for Regulators。Harvard International Law Journal，63(3)，267-315。 |
| 8. | Ante, Lennart、Fiedler, Ingo(2020)。Cheap signals in security token offerings (STOs)。Quantitative Finance and Economics，4(4)，608-639。 |
| 9. | Ofir, Moran、Sadeh, Ido(2020)。'ICO vs. IPO': Empirical findings, information asymmetry, and the appropriate regulatory framework。Vanderbilt Journal of Transnational Law，53(2)，525-613。 |
| 10. | Priem, Randy(2020)。Distributed Ledger Technology for Securities Clearing and Settlement: Benefits, Risks, and Regulatory Implications。Financial Innovation，6(1)，1-25。 |
| 11. | Sinclair, Paul、Taylor, Aaron(2018)。The English law rights of investors in Initial Coin Offerings。Journal of International Banking and Financial Law，33(4)，214-217。 |
| 12. | Koch, Philipp(2018)。Die "Tokenisierung" von Rechtspositionen als digitale Verbriefung。Zeitschrift für Bankrecht und Bankwirtschaft，30(6)，359-368。 |
| 13. | Lehmann, Matthias(2020)。Zeitenwende im Wertpapierrecht。Zeitschrift für Bank und Kapitalmarktrecht，9，431-438。 |
| 14. | Weitnauer, Wolfgang(2018)。Initial Coin Offerings (ICOs): Rechtliche Rahmenbedingungen und regulatorische Grenzen。Zeitschrift für Bank und Kapitalmarktrecht，6，231-236。 |
| 15. | Lenz, Susanne、Joachimsthaler, Markus(2021)。Das Gesetz über elektronische Wertpapiere--Beginnt jetzt die Zukunft?。Der Betrieb，25，1384-1389。 |
| 16. | Buckley, Ross(2020)。Techrisk。Singapore Journal of Legal Studies，1，35-62。 |
| 17. | Bonbright, James(1924)。The Dangers of Shares without Par Value。Columbia Law Review，24(5)，449-468。 |
| 18. | Yeung, Karen(2019)。Regulation by Blockchain: the Emerging Battle for Supremacy between the Code of Law and Code as Law。Modern law review，82(2)，207-239。 |
| 19. | Paul, Carsten A.(2010)。Derivative Actions under English and German Corporate Law-- Shareholder Participation between the Tension Filled Areas of Corporate Governance and Malicious Shareholder Interference。European Company and Financial Law Review，7(1)，81-87。 |
| 20. | Anderson, John(2018)。Insider Trading and the Myth of Market Confidence。Washington University Journal of Law & Policy，56(1)，1-16。 |
| 21. | Zetzsche, Dirk(2017)。The Distributed Liability of Distributed Ledgers: Legal Risks of Blockchain。University of Illinois Law Review，2017-2018。 |
| 22. | Saive, David(2019)。Einführung elektronischer Wertpapiere。Zeitschrift für Rechtspolitik，53(7)，219-222。 |
| 23. | Pierce, Donald(2018)。Protecting the Voice of Retail Investors: Implementation of a Blockchain Proxy Voting Platform。Rutgers Business Law Journal，14(1)。 |
| 24. | Zetzsche, Dirk(2019)。Corporate Technologies – Zur Digitalisierung im Aktienrecht。Die Aktiengesellschaft，64(1/2)，1-17。 |
| 25. | Kuntz, Thilo(2019)。Digitale Kommunikation mit Aktionären und Investoren。Zeitschrift für das gesamte Handelsrecht und Wirtschaftsrecht，183，190-253。 |
| 26. | Kleinert, Ursula、Mayer, Volker(2019)。Elektronische Wertpapiere und Krypto-Token : Aktuelle Rechtslage und die Blockchain-Strategie der Bundesregierung vom 18.9.2019。Europäische Zeitschrift für Wirtschaftsrecht，20，857-863。 |
| 27. | Krüger, Fabian、Lampert, Michael(2018)。Augen auf bei der Token-Wahl-privatrechtliche und steuerliche Herausforderungen im Rahmen eines Initial Coin Offering。Der Betriebsberater，21，1154-1160。 |
| 28. | Chatard, Yannick、Man, Maximilian(2019)。Initial Coin Offerings und Token-Handel im funktionalen Rechtsvergleich。Neue Zeitschrift für Gesellschaftsrecht，15，567-574。 |
| 29. | Nathmann, Marc(2019)。Token in der Untemehmensfmanzierung. Zeitschrift für Bank und。Kapitalmarktrecht，11，540-549。 |
| 30. | Agrawal, Anup、Nasser, Tareque(2012)。Insider Trading in Takeover Targets。Journal of Corporate Finance，18(3)，598-625。 |
| 31. | Schur, Nico(2020)。Die Lizenzierung von Daten. Der Datenhandel auf Grundlage von vertraglichen Zugangs--und Nutzungsrechten als rechtspolitische Perspektive。Zeitschrift für Gewerblichen Rechtsschutz und Urheberrecht，11，1142-1152。 |
| 32. | Kühling, Jürgen、Sackmann, Florian(2020)。Irrweg "Dateneigentum". Neue Großkonzepte als Hemmnis für die. Nutzung und Kommerzialisierung von Daten。Zeitschrift für Datenschutz，1，24-30。 |
| 33. | Fezer, Karl-Heinz(2017)。Ein originäres Immaterialgüterrecht sui generis an verhaltensgenerierten Informationsdaten der Bürger。Zeitschrift für Datenschutz，3，99-105。 |
| 34. | Heppekausen(2020)。Blockchain, Wertpapierprospektrecht und das übrige Aufsichtsrecht。Zeitschrift für Bank und Kapitalmarktrecht，1，10-12。 |
| 35. | Langenheld, Georg、Haagen, Christian(2021)。Decentralized Autonomous Organizations--verbandsrechtliche Einordnung und Gestaltungsmöglichkeiten。Neue Zeitschrift für Gesellschaftsrecht，17，724-729。 |
| 36. | Wellerdt, Alexander(2021)。FinTech Regulierung--Wie werden innovative Geschäftsmodelle beaufsichtigt?。WM，24，1171-1177。 |
其他| 1. | FCA(20190123)。Guidance on Cryptoassets，https://www.fca.org.uk/publication/consultation/cp19-03.pdf。 |
| 2. | Financial Conduct Authority(2019)。Guidance on Cryptoassets，https://www.fca.org.uk/publication/consultation/cp19-03.pdf。 |
| 3. | (2019)。Are Token Assets the Securities Tomorrow?，https://www2.deloitte.com/content/dam/Deloitte/lu/Documents/technology/lu-token-assets-securities-tomorrow.pdf。 |
| 4. | (2016)。Global Financial Services Regulatory Guide，https://www.bakermckenzie.com/-/media/files/insight/publications/2016/07/guide_global_fsrguide_2017.pdf?la=en。 |
| 5. | (2017)。Warn Consumers about the Risks of ICOs，https://www.fca.org.uk/news/statements/initial-coinofferings。 |
| 6. | FCA(2017)。Distributed Ledger Technology，https://www.fca.org.uk/publication/discussion/dp17-03.pdf。 |
| 7. | Torpey, Alexander，Solomon, Andrew(2019)。Tokenisation 2019: The Security Token Year Review，https://www.kingsleynapley.co.uk/insights/blogs/crypto-assets-blog/tokenisation-in-2019-the-security-token-year-in-review。 |
| 8. | FCA(2020)。The Sponsor Regime，https://www.fca.org.uk/markets/primary-markets/sponsor-regime。 |
| 9. | (2020)。LSE's Definition of Professional Investors under MiFID，https://www.partnervine.com/blog/professional-investors-under-mifid#。 |
| 10. | (2018)。Direct Listings--A Viable Alternative to the Traditional IPO?，https://www.memerycrystal.com/direct-listings-viable-alternative-traditional-ipo/。 |
| 11. | FCA(2020)。Market Abuse Regulation，https://www.fca.org.uk/markets/market-abuse/regulation。 |
| 12. | FCA(2015)。Asset Management Firms and the Risk of Market Abuse，https://www.fca.org.uk/publications/thematic-reviews/tr15-1-asset-management-firms-and-risk-market-abuse。 |
| 13. | FCA(2020)。Market Watch 63: Newsletter on Market Conduct and Transaction Reporting Issues，https://www.fca.org.uk/publication/newsletters/market-watch-63.pdf。 |
| 14. | (2016)。The Market Abuse Regulation: Key Considerations for UK Listed Issuers，https://www.nortonrosefulbright.com/en/knowledge/publications/8d352a18/the-market-abuse-regulation-key-considerations-for-uk-listed-issuers。 |
| 15. | FCA(2016)。Quid pro quo? What factors influence IPO allocations to investors?，https://www.fca.org.uk/publication/occasional-papers/occasional-paper-15.pdf。 |
| 16. | (2014)。MiFID II/MiFIR Series: Transparency and Reporting Obligations，https://www.nortonrosefulbright.com/en/knowledge/publications/abde0e6a/mifid-ii-mifir-series。 |
| 17. | FCA(2017)。The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)，https://www.fca.org.uk/firms/financial-crime/cryptoassets-aml-ctf-regime。 |
| 18. | Watson, Neal，McKenzie, Beliz(2019)。Shareholders' Rights in Private and Public Companies in the UK (England and Wales): Overview，https://uk.practicallaw.thomsonreuters.com/5-613-3685?transitionType=Default&contextData=(sc.Default)&firstPage=true。 |
| 19. | Patrick, Gabrielle，Bana, Anurag(2017)。IBA Reports: Rule of Law Versus Rule of Code: A Blockchain-Driven Legal World。 |
| 20. | Morrison, Robbie，Mazey, Matasha，Wingreen, Stephen(2020)。The DAO Controversy: The Case for a New Species of Corporate Governance?，https://doi.org/10.3389/fbloc.2020.00025。 |
| 21. | Securities and Markets Stakeholder Group(2018)。Advice to ESMA: Own Initiative Report on Initial Coin Offerings and Crypto-Assets，https://www.esma.europa.eu/document/advice-initial-coin-offerings-and-crypto-assets。 |
| 22. | OECD(2019)。Initial Coin Offerings (ICOs) for SME Financing，https://www.oecd.org/finance/initial-coin-offerings-for-sme-financing.htm。 |
| 23. | FCA(2017)。Distributed Ledger Technology to define potential benefits and challenges of the underlying technology that facilitates ICOs，https://www.fca.org.uk/publication/discussion/dp17-03.pdf。 |
| 24. | World Bank，CCAF(2019)。Regulating Alternative Finance: Results from a Global Regulator Survey，https://www.jbs.cam.ac.uk/faculty-research/centres/alternative-finance/publications/regulating-alternative-finance/。 |
| 25. | FCA(2019)。Customer Warning about the Risks of Initial Coin Offerings，www.fca.org.uk/news/statements/initial-coin-offerings。 |
| 26. | UK Jurisdiction Taskforce(2019)。Legal Statement on Cryptoassets and Smart Contracts，https://technation.io/about-us/lawtech-panel。 |
| 27. | FCA(2019)。Guidance on Cryptoassets: Consultation Paper CPI 9/3，https://www.fca.org.uk/publication/consultation/cp19-03.pdf。 |
| 28. | London Stock Exchange(2020)。Depositary Receipts: Guide to Depositary Receipts on London Stock Exchange，https://docs.londonstockexchange.com/sites/default/files/documents/dr-guide.pdf。 |
| 29. | London Stock Exchange Group(2020)。Being an AIM，https://www.lseg.com/areas-expertise/our-markets/london-stock-exchange/equities-markets/raising-equity-finance/aim/being。 |
| 30. | London Stock Exchange(2018)。AIM Rules for Companies，https://docs.londonstockexchange.com/sites/default/files/documents/aim-rules-for-companies-march-2018.pdf。 |
| 31. | Bundesanstalt für Finanzdienstleistungsaufsicht(20190918)。Blockchain-Strategie der Bundesregierung，https://www.bmwk.de/Redaktion/DE/Publikationen/Digitale-Welt/blockchain-strategie.pdf?__blob=publicationFile&v=10。 |
| 32. | Deutsches Aktieninstitut(2020)。Stärkung der Untemehmensfmanzierung mit elektronischen Wertpapieren，https://www.dai.de/files/dai_usercontent/dokumente/positionspapiere/200914_Stellungnahme_Elektronische_Wertpapiere_Aktieninstitut.pdf。 |
| 33. | Harvard Law School Forum on Corporate Governance(2016)。Principles of Corporate Governance，https://corpgov.law.harvard.edu/2016/09/08/principles-of-corporate-governance/。 |
| 34. | Davies, Paul(2000)。The Board of Directors: Composition, Structure, Duties and Powers (Company Law Reform in OECD Countries: A Comparative Outlook of Current Trends)，https://www.oecd.org/corporate/ca/corporategovernanceprinciples/1857291.pdf。 |
| 35. | Baum, Andrew(2020)。The Future of Real Estate Initiative，https://www.sbs.ox.ac.uk/sites/ default/files/2020-01 /Tokenisation%20Report.pdf。 |
| 36. | Ben-Tzur, Ran，Evans, James(2020)。The Rise of Direct Listings: Understanding the Trend, Separating Fact from Fiction，https://ncfacanada.org/the-rise-of-direct-listings-understanding-the-trend-separating-fact-from-fiction/。 |
| 37. | Zullo, Ryan(2020)。Can Tokenization Fix the Secondary IPO Market?，https://www.eisneramper.com/tokenization-secondary-ipo-catalyst-0420/。 |
| 38. | (2019)。The Tokenization of Financial Market Securities--What's next? Including research report by Greenwich Associates: "Security Tokens: Cryptonite for Stock Certificates"，https://www.r3.com/wp-content/uploads/2019/10/R3.Tokenization.Financial.Market.Securities.Oct2019.pdf。 |
| 39. | (2019)。Are Token Assets the Securities of Tomorrow?，https://www2.deloitte.com/content/dam/Deloitte/lu/Documents/technoIogy/lu-token-assets-securities-tomorrow.pdf。 |
| 40. | (2019)。Initial Coin Offerings: Issues of Legal Uncertainty Report，https://www.comsuregroup.com/news/initial-coin-offerings-issues-of-legal-uncertainty-report-initial-coin-offerings-30-july-2019/。 |
| 41. | Ilic, Jovan(2019)。Security Token Offerings: What Are They, and Where Are They Going in 2019?，https://medium.com/mvp-workshop/security-token-offerings-sto-what-are-they-and-where-are-they-going-in-2019-cc075aea6313。 |
| 42. | Smart Contract Alliance(2018)。Smart Contracts: Is the Law Ready?，https://Iowellmilkeninstitute.law.ucla.edu/wp-content/uploads/2018/08/Smart-Contracts-Whitepaper.pdf。 |
| 43. | OECD(2014)。Risk Management and Corporate Governance，https://www.oecd.org/daf/ca/risk-management-corporate-governance.pdf。 |
| 44. | Atkins, Peter(2020)。Directors' Fiduciary Duties: Back to Delaware Law Basics，https://www.skadden.com/insights/publications/2020/02/directors-fiduciary-duties。 |
| 45. | Jevremović, Nevena(20190127)。2018 In Review: Blockchain Technology and Arbitration，https://arbitrationblog.kluwerarbitration.com/2019/01/27/2018-in-review-blockchain-technology-and-arbitration/。 |
| 46. | Farras, Cristina，Salmeron, Adria(2018)。From Barter to Cryptocurrency: A Brief History of Exchange，https://www.caixabankresearch.com/en/economics-markets/monetary-policy/barter-cryptocurrency-brief-history-exchange。 |
| 47. | (2015)。Directors' Duties: Scope of the Proper Purpose Doctrine，https://law.bloomsburyprofessional.com/blog/directors-duties-scope-of-the-proper-purpose-doctrine。 |
| 48. | Awwad, Amal Abu(2013)。Shareholders' Preemptive Rights in Listed and Closely Held Corporations and Shareholders' Protection Methods，https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2739375。 |
| 49. | Gibbon, Nick(2017)。Corporate Governance and Directors' Duties in the UK，https://www.dacbeachcroft.com/media/902386/uk_corporate-govemance-and-directors-duties_3-597-4626.pdf。 |
| 50. | Haw, In-Mu(2020)。Insider Trading Restrictions and Share Repurchase Decisions: International Evidence，http://www.fmaconferences.org/Orlando/Papers/Insider_trading_and_repurchase.pdf。 |
| 51. | (2018)。Algorithmic Trading Compliance in Wholesale Markets，https://www.fca.org.uk/publication/multi-firm-reviews/algorithmic-trading-compliance-wholesale-markets.pdf。 |
| 52. | World Economic Forum(2020)。Personal Data: The Emergence of a New Asset Class，https://iapp.org/media/pdf/knowledge_center/WEF_ITTC_PersonalDataNewAsset_Report_2011.pdf。 |
| 53. | Martin, Jack(2020)。AI-Blockchain Platform Creates Digital Assets from Personal Data，https://cointelegraph.com/news/ai-blockchain-platform-creates-digital-assets-from-personal-data。 |
| 54. | Black, Bernard S.(2001)。The Principal Fiduciary Duty of Boards of Directors，https://www.oecd.org/daf/ca/corporategovernanceprinciples/1872746.pdf。 |
| 55. | (2017)。Guide to the General Data Protection Regulation，https://ico.org.uk/media/for-organisations/guide-to-the-general-data-protection-regulation-gdpr-1-0.pdf。 |
| 56. | Maal, Mikk(2018)。Security Token Offerings (STO) VS Initial Public Offerings (IPO)，https://medium.com/comistar/security-token-offerings-sto-vs-initial-public-offerings-ipo-6a8885ee721a。 |
| 57. | Bundesministerium der Finanzen，Bundesministerium der Justiz，Verbraucherschutz(20191007)。Eckpunkte für die regulatorische Behandlung von elektronischen Wertpapieren und Krypto-Token-Digitale Innovationen ermöglichen--Anlegerschutz gewährleisten，https://www.bundesfinanzministerium.de/Content/DE/Gesetzestexte/Gesetze_Gesetzesvorhaben/Abteilungen/Abteilung_VII/19_Legislaturperiode/2019-03-07-Eckpunktepapier-Wertpapiere-Krypto-Token/2019-03-07-Eckpunktepapier-regulatorische-Behandlung-elektronische-Wertpapiere-Krypto-Token.pdf%3F__blob%3DpublicationFile%26v%3D7。 |