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題名:費正清對中國政策的理念及其對國共兩黨態度之研究,1932-1952
作者:葉鳴朗
作者(外文):Ming-Lang Yeh
校院名稱:淡江大學
系所名稱:美國研究所
指導教授:李本京
學位類別:博士
出版日期:1999
主題關鍵詞:費正清中國政策自由主義者中美關係國民黨共產黨FairbankChina PolicyliberalsU.S.-China relationsKMTCCP
原始連結:連回原系統網址new window
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論文名稱:費正清對中國政策的理念頁數:398頁
及其對國共兩黨態度之研究,1932-1952
校系(所)組別:淡江大學美國研究所
畢業時間及提要別:八十七學年第二學期博士學位論文提要
研究生:葉鳴朗 指導教授:李本京博士
論文提要內容:
本論文係研究1932至1952年間,費正清對中國政策的理念及其對國共兩黨態度,並對費正清反國民黨親共產黨的觀點提出解釋。
本論文的研究係採歷史研究法,以美國國家檔案館的陸軍情報局檔(OWI, 1942-45,RG208)、戰略情報局檔(COI/OSS, Central Files, RG226)及哈佛大學的普西圖書館(Pusey Library)的私人職務檔(Fairbank Private Papers,1946-1952),做為資料的來源,並分別訪談美國、台灣、中國大陸等相關學者專家對費正清的觀點。
主要發現有四:(一)費正清非「學者特務」,而是一個自由主義者;(二)費正清非英、美帝國主義者,是美國主義者;(三)費正清非自始反對國民黨,曾大力支持過國民黨,但因理念衝突而放棄;(四)費正清對中共的支持固然有理念上的認同,但中共對費正清進行細緻的統戰亦為重要因素。
費正清中國政策的理念受到英國牛津教育及在中國留學兩項因素的影響,認為「以西方文化影響中國」最能擴大美國在中國的影響力,而執行的方式是透過「援助中國留美自由派」來達成,因此費正清對中國自由派的觀點特別重視,費正清對國共兩黨的觀點亦受中國自由派的影響,中國自由派和共產黨結盟反對國民黨是費正清反國民黨、親共產黨的主要原因。
Title of Thesis: Fairbank''s ideas of China Policy Total Pages:398
and his attitude toward KMT and CCP, 1932-1952.
Key words: Fairbank; China policy; liberals; US-China relations; KMT; CCP.
Name of Institute: Graduate Institute of American Studies, Tamkang University
Graduate Date: January, 1999 Degree Conferred: Doctor of Law
Name of Student: Ming-Lang Yeh Advisor: Dr. Thomas B. Lee
Abstract:
The research objective of this dissertation is Fairbank''s ideas of China policy and his attitude toward KMT and CCP, ranging from 1932 to 1952.
This research is largely based upon 1) Fairbank''s private papers in Pusey Library in Harvard University; 2) National Archives of OWI, (RG208, 1942-1945); 3) National Archives of CIO/OSS (RG226). The author also interviewed relative scholars in Washington, Beijing and Taipei to enlarge the first-hand resources in this paper.
The main findings are 1) Fairbank is not scholar-spy, he is a liberal with sympathy for Chinese liberals. 2) Fairbank is not a western imperialism, but an Americanism. 3) Fairbank had been supporting KMT in order to foster liberalism within KMT during 1942-1943. But, Fairbank soon gave up KMT because he found KMT was against Westernization and modernization. 4) CCP has been working on Fairbank to win his mind diligently.
The author concludes Fairbank''s core ideas of China policy are to influence China by Western culture. To achieve the goal, Fairbank was trying hard to foster Chinese liberals educated in U.S. Fairbank thought this is the best way to cultivate pro-U.S. ideology throughout China. Because of his close connections with Chinese liberals, Fairbank''s attitude toward KMT and CCP was also strongly influenced by them.
原始資料:

這篇文章主要原始資料是來自馬里蘭美國國家檔案館:
一,美國國家檔案館的陸軍情報局(OWI)中、緬、印戰區檔案1942-45,編號RG 208。
二,戰略情報局解密檔案(COI/OSS)中的中央檔案(Central files)編號RG 226。
三, 少許的檔案是從「海軍.中國檔」中的麥爾斯的職務文件(Navy Group China, Milton Miles papers)選用的,編號是 RG 38。

  另外一部分主要的原始資料是費正清存放在哈佛大學普西圖書館(Pusey 1iberary)的私人職務文件(Fairbank private papers),包括私人信件、稿件、文章及私人剪報,共有30多箱,本文所選用的文件為1946-1952年中的部分,主要是:
一, HUG(FP)-12.8(1946-49)的私人信件部分,其中有和中國自由派友人的通信。
二, 以及HUG(FP)-12.30(1950-54)有關麥卡錫事件的文件。

MAIN ARCHIVES
This book is largely based upon:
1, Hug(FP) 12.8, Fairbank''s private papers in Pusey liberary in Harvard. Hug(FP) 12.8 contains about ? cubic feet of Fairbank''s files.
2,Archives is Group 208 (RG 208), records of the historian: China, Burma, India Theater, 1942-45, Box1(old box 66),
3,Group 226, the declassified records of the Office of Strategic Service, at the U.S. National Archives II in College Park, Maryland. All files quoted in this study are from HUG(FP) 12.8 and RG 208 unless otherwise cited.

INTERVIEWS:
1, Interview with Arthur Waldron, Sep. 28, 10:00.-11:30, 1998,AEI, DC.
2, Interview with Bruce Dickson, Oct. 8, 3:30-4:30,1998,China Program Director, Siger Center, George Washington University, Washington D. C.
3, Interview with Paul Evans, Feb, 1998,Mass: Boston, East Asian studies center, Harvard University .
4, 訪問中央研究院近史所張朋園教授,1998年10月26日,10:00-12:00,台北:中研院近史所。
5, 訪問中央研究院近史所魏良才教授,1998年10月26日,14:00-15:00。台北:中央研究院歐美所。
6, 訪問孔令晟將軍,1998年10月28日,10:00-12:00,台北:永和市永貞路347巷13號。
7, 訪問文化大學文學院院長孫同勛,1998年10月30日,16:00-18:00,台北:長興街62-7號。
8, 訪問胡秋原教授,1998年11月1日,17:00-18:00,台北:新店中央新村。
9, 訪問北京大學國際政治系李義虎教教,1998年12月
10, 訪問北京社會科學院王輯思教授,1998年12月

中文書目:
外交文件
美國參院司法委員會編,太平洋協會調查報告,台北: 黎明文化事業公司,民國62年再版。
專書:
中央日報譯,蔣總統秘錄第12冊,台北:中央日報。
王家鳳和李光真合著的,當西方遇見東方,台北:民國80年。
方鉅成、姜桂依,周恩來傳略,北京,外文出版社,1985年5月。
史諾原著,李方淮等譯,紅星照中國,河北:人民出版社,1992年。
丘宏達。中美關係問題論集。台北:時報出版社,民國68年。
李本京,70年中美關係評估,1913-1984,台北:黎明文化事業公司,民國74年。
李本京主編。美國研究論文集,台北:正中書局,民國69年。
吳錫澤,費正清論。台北:國際共黨問題研究社,民國67年。
沈劍虹,半生憂患,沈劍虹回憶錄,台北:聯經出版社,民國78年。
周陽山主編,西方漢學家看中國,台北:正中書局,民國83年。
周之鳴,費正清集團大陰謀,台北:國際共黨研究社,民國58年。
----------,我們為什麼要反對費正清(台北:國際共黨研究社,民國67年三版),
----------, 出賣中國的費正清集團(台北:國際共黨研究社,民國67年三版)
-----------, 大平洋學會怎樣出賣中國(台北:國際共黨研究社,民國67年三版)。
周以德著,馬凱南譯,我為中國而生,台北:中央日報社出版部,民國80年。
邵宗海,1949年以來的中美關係。台北:時報文化出版企業有限公司,民國75年)
邵玉銘。從門戶開放到中美斷交,台北:淡江大學出版社,民國72年。
庫貝克著(Anthony Kubek)原著,國防部總政治作戰部譯。遠東是怎麼失去的。台北:國防部總政治作戰部。民國59年再版。
庫貝克原著(Anthony Kubek),陳寧生譯,赤色中國報告書。台北:黎明文化事業公司,民國65年。
埃文斯,陳同等譯,費正清看中國。上海:人民出版社,1995年。
梁敬錞。中美關係論文集,台北:聯經出版事業公司,民國71年。
梁敬錞。史迪威事件。台北:商務印書館,民國61年6版。
陳納德原著(Claire L. Chennault)原著,陳香梅譯,陳納德將軍與中國。台北:傳記文學出版社,民國67年。
張朋園,郭廷以、費正清、韋慕廷:台灣與美國學術交流個案初探,台北:中央研究院,民國86年5月。
陳志奇,美國對華政策30年。台北:中華日報社,民國69年。
陶文釗編,費正清集,天津:人民出版社,1992年。
郭武雄。美國傳統外交政策原則與對華政策。台北:台灣商務印書館。民國67年再版。
郭榮趙編輯,蔣委員長與羅斯福總統戰時通訊。台北:中國研究出版社。民國67年。
郭榮趙,中美戰時合作之悲劇。台北:中國研究中心出版社,民國68年。
張彥著,愛發斯坦傳,北京:人民日報出版社,1996。
雪勒(Michael Schaller)原著,郭濟祖譯,美利堅在中國。台北:南方出版社,民國76年。
費正清著,陸惠勤等譯,費正清對華回憶錄。上海:知識出版社,1991年。
黃俊英,二次大戰時期中外文化交流史,重慶出版社,1991年。
楊日旭。美國對華及中共政策評臆。台北:黎明文化事業股份有限公司,民國69年。
愛潑斯坦,突破封鎖訪延安,北京: 人民日報出版社,1995。
-----------,宋慶齡傳,從孫中山到毛澤東的革命之路,沈蘇儒譯,台北:日臻出版,民國83。
蔣廷黼,蔣廷黼回憶錄,美國哥倫比亞大學口述歷史譯稿,台北: 傳記文學,民國73年。
劉啟林主編,當代中國社會科學名家,北京:社會科學文獻出版社,1989年。
關中,美國外交與對華政策。台北:幼獅文化事業公司,民國66年。
關中,戰時國共關係。台北:中華民國建國史討論會論文,民國70年。

論文
彭淀中,費正清與中美關係,(台北: 淡江大學美國研究所碩士論文,1989)
靳重章,麥卡錫主義興衰之研究,台北:淡江大學美國研究所碩士論文,
1986 年)

期刊及其他:
王成勉,「費正清和他的最後一本書」,歷史月刊第六十期,頁111至115。
---------,評麥金農與福利森編著「中國報導:美國新聞界在1930與1940年代的口述歷史」,中國現代史書評選輯(8),台北,國史館,民國81年。頁506-514。
史東遊,論費正清與「中國研究」,國史館館刊,復刊第18期,頁7至32。
何浩若,「在立法院關於美國姑息份子費正清等的報告」,中華雜誌,卷6,期2,民國57年2月20日,頁27-28。
---------,「我對美國姑息份子費正清等的批評」,現代,期24,民國57年4月1日。
巫云仙,「費正清中美關係史研究的主要特性」,文史哲,1995年,期6,頁83-88。
李岩,「費正清對中國的理解」,美國研究參考資料,1991年,期12,頁1-12。
吳秀玲,「我為中國而生:周以德的一生及其時代」,近代中國,頁212至222。
吳伯卿,費正清蓋棺論定,近代中國,頁177至180。
林博文,探索費正清的夥伴,時報雜誌,1995年7月2日,頁56至57。
林嘉誠,「美國自由主義及其對華政策」,聯合月刊第21期,民國72年4月,頁75-77。
邵毓麟,「勝利前夕太平洋學會會議上所見的陰謀」,台北:傳記文學,頁。
胡國偉,「三談美國對華政策與費正清備忘錄:寫在賴旭和教授訪華之後」。民主潮23卷第8期。民國62年8月,頁9。
胡國偉,「再談美國對華政策及費正清備忘錄」,民主潮第23卷第7期,民國62年7月,頁3-5。
胡國偉,「美國對華政策與費正清備忘錄」,民主潮第23期第6卷,民國62年6月,頁4。
姜敬寬。「費正清評傳」。時報新聞週刊,1988年6月19日。頁72。
徐國琦,「略論費正清」,北京美國研究所編,美國研究,期2,1994。
張朋園,「從台灣看中美近三十年之學術交流」,漢學研究,卷2,期1,民國73年6月,頁23-55。new window
----------,「費正清著,中國史新論」中國現代史書評選集,台北: 國史館,民國83年12月,第13輯,頁415-428。
郝延平,「John King Fairbank」,近代中國史研究通訊第四期,民國76年9月,頁64-79。
馮亦代,憶喬冠華前妻龔澎,傳記文學,第70卷第5期,頁45至47。
彭廣澤,歷史本身就是啟示:費正清學案,歷史月刊,第32卷第2期,民國80年11月1日,頁81至88。
曾武英,「史迪威與曾錫珪的交往和友誼」,傳記文學,69卷第1期,頁29至33。
資中筠、姬虹,「美國學術界對中美關係的研究」,美國研究,1995年第一期,頁50至77。
楊照,「歷史與現實的複雜纏結; 費正清及其中國研究」,歷史月刊第13期.32卷第2期,民國80年11月1日,頁89至96。
蔣廷黼,「知識階級與政治」,獨立評論51期,5月21 日,1933年,15-19頁 。
---------,「革命與專制」,獨立評論80期,12月10日,1933年,2-5頁。
----------,「論專制並答胡適之先生」。獨立評論83期,12月31日,1933年,2-6頁。
劉廣京,三十年來美國研究中國的近代史的趨勢,近代史研究,北京,1983,第一期,頁289-312。
錢佳變,從「美國與中國看費正清的儒學觀」,孔孟月刊,第34卷第7期,頁34至45。
錢端升,「民主政治乎?極權國家乎?」 東方雜誌31.1期,1月1日,1934年,17-25頁。
羅冰,宋慶齡與毛澤東的恩恩怨怨,爭鳴,1995年1月,頁12至18。

英文書目:
GOVERNMENT DOCUMENT:
U. S. Congress
Congressional Record. 75th-79th Congress. Vols. 83-91, 1937-45. Washington D.C., 1937-1945.
Senate Committee on Judiciary, Internal Security subcommittee, Institute of Pacific Relations, Hearings, 15 Parts, 82d Congress. 1st Session. Washington: Government Printing Office, 1951.
Senate Committee on the Judiciary. The Amerasia Papers: A Clue to the Catastrophe of China. 2 vols. Washington, D.C., 1970.
U.S. Department of State.
Foreign Relations of the United States, Diplomatic Papers 1941. 7 vols. Washington, D. C. 1956-63.
-------, 1942 China, Washington D.C., 1956.
--------, 1943. China. Washington D. C., 1957.
---------, 1944. 7 vols. Washington, D.C., 1966-67.
---------, 1945. 9 vols. Washington, D. C., 1967-1969.
U.S. Department of State: Transcript of Round Table Discussion on American Policy Toward China, Held in the Department of States, October 6, 7 and 8, 1949.
U.S. Department of State. United States Relations with China with Special Reference to the Period 1944-1949. Washington D. C.: U. S. Government Printing Office, 1949.

MEMOIRS, AUTOBIOGRAPHIES, DIARIES, PUBLISHED PAPERS
Acheson, Dean. President at the Creation: My years in the Department of State. New York: Norton, 1969.
Barrett, David. Dixie Mission: The United States Army Observer Group in Yenan, 1944. Berkeley: University of California Press, 1970.
Chennault, Claire L. Way of a Fighter. New York: Putnam, 1949.
Clubb, O. Edmund, The Witness and I. New York: Columbia University Press, 1974.
Davies, John P. The Dragon by the Tail. New York: Norton, 1972.
Dresser, Robert B. How We Blundered into Korean War and Tragic Future Consequences. New York: Committee for Constitutional Governmant, 1950.
---------------, What Causes the Nation''s Crisis?-Incompetence ro Treachery? New York: Committee for Constitutional Government, 1951.
Dulles, John Foster. War or Peace. New York: The Macmillan Co., 1950.
Epstein, Israel. Unfinished Revolution in China. Boston: Little, Brown and Co., 1947.
Furth, Charlotte. The Limits of Changes: Essays on Conservative Alternatives in Republican China, Cambridge: Harvard University Press, 1976.
Langer, William L. and Samuel E. Gleason. The Challenge to Isolation, 1937-1940. New York: Harper, 1952.
Marshall, George C. Marshall''s Mission to China. Intro. by Lyman Van Slyke, Arlington, Va.: University Publication of America, 1976.
Miller, Merle. Plain Speaking: An Oral Biography of Harry S. Truman. New York: Putman/Berkley, 1973.
Miles, Milton. A different Kind of War. New York: Doubleday, 1967.
Reardom-Anderson, James. Yenan and the Great Powers: The Origins of Chinese Communist Foreign Policy, 1944-1946. New York: Columbia University Press, 1980.
Service, John S. The Amerasia Papers: Some Problems in the History of US-China Relations, China Research Monographs. Berkeley: University of California Press, 1971.
Smedley, Agnes. Battle Hyme of China. New. York:Alfred A. Knopf, 1943.
Snow, Edgar. The Battle for Asia. New York: Random House, 1941.
---------------, Journey to the beginning. New York: Random House, 1958.
--------------, Random Notes on Red China, 1936-1945. Cambridge, Mass: Harvard University Press, 1957.
--------------, Red Star over China. New York: Random House, 1938.
Stillwell, Joeph W. The Stilwell papers. Edited by Theodore White. New York: William Sloan, 1948.
Strong, Anna Louis. The Chinese Conquer China. Garden City, N. Y.: Doubleday and Co., 1949.
Stuart, John Leighton. Fifty years in China. New York: Random House, 1954.
Truman, Harry S. Memoirs. Vol. II: Year of Decisions. New York: Doubleday, 1955.
Wallace, Herry A. The price of Vision: The Dairly of Herry A. Wallace, 1942-1946. Edited by John Morton Blum. Boston: Houghton Mifflin, 1973.
Wedemeyer, Albert. Wedemeryer Reports. New York: Henry Hilt, 1958.
White Theodore and Annalee Jacoby. Thunder Out of China. New York: William Sloane, 1946.
Young, Arhtur. China and the Helping Hand, 1937-1945. Cambridge, Mass.: Harvard University Press, 1967.

BOOKS:
Band, Clair and William. Two Years with the Chinese Communists. New Haven: Yale University. Press, 1948.
Borg, Dorothy. The United States and the Far Eastern Crisis of 1933-1938, Cambridge: Harvard University, 1964.
Budernz, Louis. Men Without Faces. New York: Harper, 1950.
Chou, Min-chih. Hu Shih and Intellectual Choice in Modern China, Ann Arbor: The University of Michigan Press, 1984.
Cohen, Paul A. and Merle Goidman. Fairbank Remembered. Massachusetts: Harvard University Press, 1992.
Cohen, Worren I. America Response to China. New York: John Wiley & Sons, Inc., 1971.
Dulle, Foster Rhea. China and American : The story of Their Relations
Since1784 Princeton University Press. 1946.
Evans, Paul, John Fairbank and American Understanding of Modern China (New York: Basil Blackwell Inc., 1988)
Fairbank, John King, Chinabound: a fifty-year memoir (New York, Happer & Row, Publishers: 1982)
---------------------, Chinese-American Interactions: A Historical Summary, (New Jersey, Rutgers University Press, 1975)
Fairbank, Wilma. America''s Cultural Experiment in China, 1942-49, Washington, D.C., Bureau of Educational and Cultural Affairs, U.S. Department of State, 1976.
Feis, Herbert. The China Tangle. Princeton: Princeton University Press, 1953.
Fitch, Formosa Beachead, p238 .
.
Flynn, John T. The Lattimore Story. New York: The Devin-Adair Co., 1953.
--------------. While You Slept: Our Tragedy in Asia and Who Made It? New York:The Devin-Adair Co., 1953.
-------------. Why Korea? Story of Blackest Intrigue and Betrayal in America''s History. Broadcasts of March 17 to 21, 1952. New York: America''s Future, Inc., 1952.
Grieder, Jerome B. Intellectuals and the State in Modern China: A Narrative History New York: Collier Macmillan Publishers, 1981.
Hoffman, Joyce, Theodore H. White and Journalism as Illusion, Missouri: University of Missouri, 1995.
Holland, William L. Truth and Fancy about the Institute of Pacific Relations. Two Statement Made Before the Senate Judiciary Subcommittee on Internal Security, October 10, 1951, and March 19, 1952. New York: American Institute of Pacific Relation, 1953.
Judd, Walter H. Autopsy on Our Blunders in Asia. A supplement to the Autumn, 1950, number of American Affairs. New York: National Industrial Conference Board, Inc., 1950.Kahn,
Ely J. Jr. The China Hands. New York: Viking Press 1975.
Koen, Y. Ross. The China Lobby in American Politics, New York: Octagon Books, 1974.
Kubeck, Anthony. How the Far East Was Lost, :Amerian Policy and the creation of Communist China,1941-1949, Chicago: Henry Regnery Company, 1963.'
Latourette, Kenneth Scott. The United States Moves Across the Pacific, the A.B.C.''s of the American Problems in the Western Pacific and Far East. Hamper and Bros., N.Y. and London 1946.
Lattimore, Owen. The Solution in Asia. Boston: Little Brown and Company and the Atlantic Monthly Press, 1945.
Mosher, Steven W., China Misperceived: American Illusion and Chinese Reality. New York: Basic Books, 1990.
Rea, Kenneth W. and John C. Brewer, The Forgotten Ambassadar: The Reports of John Leighton Stuart, 1946-1949.pp319-342.
Rosinger, Lawrence K. China''s Crisis. New York: A. Knopf, 1945.
Schaller, Michael. The US Crusade in China, 1938-1945 Columbia University Press, New York, 1979.
Shewmaker, Kenneth E. American and Chinese Communists, 1927-1945. Ithaca: Cornell University Press, 1971.
Spence, Jonthan. To Change China, Western Advisers in China, 1620-1960, New York, Penguin Books , 1980
Tang Tsou. America''s Failure in China, 1941-1950. Chicago: University of Chicago Press, 1963.
Taylor, George, The Struggle for North China. , I.P.R. Inquiry Series. New York: International Scretariat, Institute of Pacific Relations. 1940.
----------. America in the New Pacific. New York: Macmillan Company, 1942.
Thomas, John N. The Institute of Pacific Relation: Asian Scholars and American Politics. Seattle: University of Washington Press.
Sills, David L. International Encyclopedia of the Social Sciences(Vol. 9), New York: The Macmillan Company & The Free Press, New York, 1968.
Tuchman, Barbara. Stilwell and the American Experience in China, 1911-1945. New York:Macmillan Company, 1971.
Utley, Freda. The China Story. Chicago: Henry Regnery Co., 1951.
----------,Last Chance in China. Indianapolis: Bobbs-Merrill Co., 1947.
Varg, Paul. The Closing of the Door, Sino-American Relations, 1936-1946. East Lansing: Michigan State University Press, 1973.
Winfield, Gerald E. China: The Land and The People, New York: William Sloane Associates, 1948.
White, Theodore H. and Annalee Jacoby, Thunder out of China, New York: William Sloane Associatees, Inc.
Yu, Maochun, OSS in China: Prelude to Cold War. New Haven: Yale University Press, 1996.

DISSERTATION AND THESES:
Bauer, Boyd, H. "General Clair Lee Chennaunlt and China, 1937-1958". Ph.D. dissertation, American University, 1973.
DeGroot, Peter T. "Myth and Reality in American policy toward China: Patrick J. Hurley''s Missions, 1944-1945" Ph.D. dissertation, Kent State University, 1974.
Evans, Paul, "Fairbank''s intellect and Enterprise in American China Scholarship 1936-1961" PhD dissertation: Dalhousie University, 1982.
Pepper, Suzanne. "The politics of Civil War: China 1945-1949." Ph.D. dissertation, University of California (Berkeley), 1972.
Shen, yu. " SACO: an Ambivalent Experience of Sino-American Cooperation During WWII, PhD. Dissertation, Univerity of Urbana-Champaign, 1996.
Sheng, Michael M. "Maoist Dualism and Chinese communist Foreign Relations, 1935-1949", PHD dissertation, Canada:York University, 1991.
Steve, George, "John King Fairbank and Far Eastern Studies in America: The First Forty years" (Master thesis: Georgetown University, 1973)
Van Slyke, Lyman P. "Enemies and Friends: the United Front in Chinese Communist History." Cal.: Stanford University Press, 1967.
Wilkinson, Mark Francis. " To Win the Minds of Man: The American Information Service in China, 1941-1945" (MA thesis: University of Maryland, 1977)
Zhang, Hong. "No more interference: The response of Chinese intellectuals to United China policy, 1945-1950", PhD dissertation, The University of Arizona, 1995.

PERIODICALS AND OTHERS:
Cohen, Warren. "The development of Chinese Communist Attitude towards the United States, 1934-45." Orbis, Spring 1967.
Feuerwerker, Albert, "Book Review of H. B. Morse: Customissioner and Historian of China." The China Quarterly , Dec 1996; London. P1380-1382.
Israel, John, "In memory of Lioyd Eastman(1929-93)", The China Quartly, London; Mar 1994.p218-220.
MacKinnon, Stephen R, "Book review of H. B. Morse: Customs Commissioner and Historian of China". The Journal of Asian Studies. Ann Arbor; Nov 1997; Volume 56, p1055-1057
Pappas, Theodore. "Book review of Theodore H. White and Journalism as Illusion by Joyce Hoffmann" The American Scholar; Washington; Volumn 64, Autumn, 1995.p633-636.
Quigley, Harold S. "Book review of John King Fairbank, the United States and China edited by Meribeth E. Cameron" Journal of Asian Studies, 8:3 May 1949.P368.
Rust, Michael. "Distinguished China scholar says truth must guide U.S. policy" Insight on the News; Washington; Volume 14, Jun 15, 1998, p21-23.
Tao, Wenzhao. "John King Fairbank and Sino-US relation" Beijing Review ,May 25,1992, v35n21, p.33-35)
Waldron, Arthur. "Book review of China Misperceived: American Illusion and Chinese Reality, by Steven W. Mosher" Free China Review, April 1992. ,p42 -47.
Walker, Richard L "China studies in McCarthy''s shadow: A personal Memoir" The National Interest; Washington; Fall 1998. P94-101.
Wilhelm, Hellmut. "Book reviews of John King Fairbank and Kwang-ching Liu, Modern China: A Bibliographical Guide to Chinese Works, 1898-1937, edited by Meribeth E. Cameron and Osamu Shimizu" Journal of Asian Studies 10:4, Aug 1951, p383.
BOOKS AND ARTICLES WRITTEN BY FAIRBANK: 1932-1952
1933
"Travel in China is Found ''Simple But Interesting'', Illness, Bandits, ''Fu Manchu'' Hotel Feature Trip." Sioux Fall Daily Argus-Leader, 30 April 1933, 5.
"Legalization of the Opium Trade Before the Treaties of 1858." Chinese Social and Political Science Review, XVII, No.2 (July 1993), 215-163. Later incorporated in Ch. XIII of his D. Phil. Dissertation (1936).
1934
"Obituary for H.B. Morse." Peiping Chronicle, 23 February 1934.
1935
"The Provisional System at Shanghai in 1853-1854." Chinese Social and political Science Review, XVIII, No. 4 (January 1935), 455-504; and XIX, No. 1 (April 1935), 65-124. Later incorporated in Ch. VI of his D. Phil. Dissertation (1936).
"The Creation of the Foreign Inspectorate of Customs at Shanghai (February-April 1854)." Chinese Social and Political Science Review, XIX, No. 4 (September 1935), 469-514; XX, No. 1(April 1936), 42-100. Later incorporated in Ch. VII of his D. Phil. Dissertation (1936).
1936
"The Definition of the Foreign Inspector''s Status (1854-1855); A Chapter in the Early History of the Inspectorate of Customs at Shanghai." Nank''ai Social and Economic Quarterly, IX, No. 1 (April 1936)m 125-163. Later incorporated in Ch. X of his D. Phil. Dissertation (1936).
"The Origin of the Chinese Maritime Customs, 1840-1858." D. Phil. Dissertation at Balliol College, Oxford University, July 1936. Abstracted in Oxford University, Abstracts of Dissertation, IX (1936-1937)m 33-42.
1937
"A Proposal". Excerpted in "New Outline Maps of the Far East of Classroom Use." Notes on Far Eastern Studies in America, I (June 1937), 33-34.
"A Suggestion". Excerpted in a "A Suggestion for the Publication of Certain Documents in Modern Chinese History." Ibid., 38-39.
"The Mechanics of Imperialism in China". Amerasia, I, No. 7 (September 1937), 295-300. Later reprinted in the IPR Hearings, XVIII (1952), 4698-4702.
"Review" of The Crucial Years of Early Anglo-Chinese Relations, 1750-1800, by Earl H. Pritchard. Journal of the American Oriental Society, LVII, No. 3 (September 1937), 353-357.
"Should America Help Britain in China?" 1 November 1937 Radio Address at Cambridge, Massachusetts, sponsored by the Harvard Guardian. Published in the Harvard Alumni Bulletin, XL, No. 8 (19 November 1937), 251-254.
"Sino-Japanese Problem Still in Its Infancy, Growing Chinese Nationalism May Prove a Sever Test to Japan''s Economic Power". Harvard Crimson, CVIII, No. 70 (16 December 1937), 1,4.
1938
"Review" of Great Britain and China, 1833-1860, by W.C. Costin. AHR, XLIII, No. 3 (April 1938), 632-33.
"An Introductory Survey of the Far East - Why It is Necessary." Notes on Far Eastern Studies in America, No. 3 (June 1938), 1-4.
"Review" of Hong Kong : Birth, Adolescence, and Coming of Age, by Geoffrey Robley Sayer. AHR, XLIII, No. 4 (July 1938), 945-946.
"Our Choice in the Far East." HAB, XLI, No. 10 ( 2 December 1938), 311-314.
1939
"Decennial Report." Harvard College, Class of 1939, Decennial Report. Edited by John W. Hutchinson. Cambridge: Crimson printing Co., 1939.
"The Policy and Methods of Ch''i-ying in the First Anglo-Chinese Treaty Settlement, 1842-1843." Conference Paper presented at the 151st annual meeting of the American Oriental Society, Baltimore, Maryland, 12 April 1939. Revised and published as "The Manchu Appeasement Policy of 1843." Journal of the American Oriental Society, LIX, No. 4 (December 1939), 469-484.
and Teng Ssu-yu. "On the Transmission of Ch''ing Documents." Harvard Journal of Asiatic Studies, IV, No. 1 (May 1939), 12-46. Later republished I Ch''ing Administration:Three Studies (1960).
"Opening Address." Conference Paper presented at "Conference on the Far Eastern Crisis, University of Colorado in Boulder, 27 June 1939. Unpublished. Excerpted in "Notes of Activities in American Institutions." Notes on Far Eastern Studies in America, V (June 1939), 22.
"America''s Stake in the Far East/" Information Statement, prepared and distributed for the Press Committee of American Defense, Harvard Group, ca. 21 July 1939. Mimeographed.
"Review" of Chung-kuo Chin tai Shih [Modern History of China], by Tsiang T''ing-fu [Changsha: Changsha Commercial Press, 1938]. AHR, XLV, No. 1 (October 1939), 231-232.
1940
and Teng Ssu-yu. "On the Types and Uses of Ch''ing Documents." Harvard Journal of Asiatic Studies, V, No. 1(January 1940), 1-71. Later republished in Ch''ing Administration: Three Studies (1960).
"The U.S. and the Far East." Harvard Guardian, IV, No. 4 (March 1940), 23.
"Review" of American policy in the Far East:1931-1940, by T. A. Bisson. PA, XIII, No. 1 (March 1940), 83-84.
"Chinese Diplomacy and the Treaty of Nanking, 1842." Journal of Modern History, XIII, No. 1 (March 1940), 1-30.
"Aspects of Ch''ing Finance in the Middle of the Nineteenth Century." Conference Paper presented at the American Oriental Society, New York, 28 March 1940. Unpublished.
"Reischauer, Edwin O.; Fahs, Burton; Bodde, Derk; and Wenley, Arthur. Syllabus for the Harvard Far East Institute. Cambridge : Harvard Far East Institute, summer 1940. Mimeographed.
"We Have Something Other People Want" [as told to Allan Perry]. Boston Herald, 11 August 1940, B-3.
"Course for Us in the East; Aid for China and Ships at Singapore Might Trouble Axix Alliance." 3 October 1940 Letter to the Editor. NYT, 7 October 1940, 16.
"Address". Conference Paper presented at a Radcliffe College Forum Conference on "America''s Stake in the World Crisis, 25 November 1940. Excerpted in "Fairbank Sees Action by U.S. in Far East," Boston Evening Transcript, 26 November 1940, 7; and in "U.S. Relations with Far East Not Only Disgraceful But ''Downright Dangerous,'' Declares Fairbank," Boston Herald, 26 November 1940.
1941
"Review" of Economic Shanghai: Hostage to Politics, 1937-1941, by Robert W. Barnett. Typescript. No indication of publication.
"Promotion Scheme Advanced." Notes on Far Eastern Studies in America, VIII (January 1941), 23-25.
"Singapore." Harvard Guardian, V, No. 4 (March 1941), 13-14.
"Review" of The Struggle for North China, by George E. Taylor. PA, XIV, No. 2 (June 1941), 226-229.
and Teng Ssu-yu. "On the Ch''ing Tributary System." Harvard Journal of Asiatic Studies, VI, No. 2 (June 1941), 139-246. Later republished in Ch''ing Administration: Three Studies (1960).
"Harvard''s Failure with Japan." Letter to the Editor. HAB, XLIII, No. 17 (14 June 1941), 992.
"Expert Explains Why Soviet Defeat Would Imperil the U.S." United Press Dispatch. Washington Post, 11 July 1941, 32.
"Insularity in Japanese History; A comparison with England." Far Eastern Leaflets, No. 1 (September 1941).
"Contribution of Far Eastern Studies to American Education." School Life, XXVII, No. 2 (November 1941).
"Review" of Ta-chung chi, ya''p''ien chan-cheng ch''ien Chung-Ying chiao-she shihliao [Historical Materials Concerning Sino-British Relations Before the Opium War; A Collection of Letter Writings, Appeals and Ordinances]. Edited by Hsu Ti-shan. FEQ, I, No. 1 (November 1941), 79-80.
"The Imperial Tradition in Japan and in Europe." Far Eastern Leaflets, No. 4 (December 1941).
"Chinese Ideas of the Western Barbarians, About 1850." Conference Paper presented at the AHA, Chicago, 30 December 1941. Unpublished.
Borg, Dorothy; JKF; Fahs, Burton and Wilson, Howard. "The Far East and American Education." A Manifesto, circulated for discussion at the joint meeting of the American Historical Association and the National Council for the Social Studies, Chicago, 31 December 1941. Mimeographed.
1942
American Aid to China. Research and Analysis Report No. 112/112a, prepared for the Far Eastern Section, Research and Analysis Branch, U.S. Office of the Coordinator of Information [Far Eastern Study No. 21; Memorandum No. B.R. 7]. Washington: Office of the Coordinator of Information, January 1942. Declassified.
Borg, Dorothy; JKF; Fahs, Burton; and Wilson, Howard. "The Far East and American Education." 2nd rev. ed. of the 1941 Manifesto. Washington: Committee on Asiatic Studies in American Education, American Council on Education, 21 January 1942. Mimeographed.
Wilson, Howard; Borg, Dorothy; Fahs, Burton; and JKF. "American Education and the Far East." Part I of the Manifesto. Reprinted in Educational Record, XXIII, No 1 (January 1942), 5-14; Social Education, VI (February 1942), 70-73; and Bulletin of the National Association of Secondary School Principals (February 1942).
"Jenghiz Khan and the Technique of Conquest." Far Eastern Leaflets, No. 6 (February 1942).
and Faribank, Wilma C.; eds. Far Eastern Leaflets; Comparative Interpretations by Specialists, Offered as a Stimulus to American Study of Eastern Asia. Reprint edition of Far Eastern Leaflets Nos. 1-6, with a "Foreword" by Mortimer Graves. Washington: American Council of Learned Societies, 15 February 1942.
"Tributary Trade and China''s Relations with the West." FEQ, I, No. 2 (February 1942),129-149.
And Hanson, Bernice. "Informal Proposal of the Enlargement of the Activities of the Committee on Asiatic Studies in American Education." Draft Proposal for the Rockefeller Foundation, 29 June 1942. Unpublished.
1943
"Organization and Present Condition of the Central Political Institute." Memorandum prepared in China for the OSS ca. 2 August 1943. Unpublished.
and Teng Ssu-yu. "Hsu Kuang-chin," "I Liang," " Mu-chang-a," and Wu Chien-chang." All in Eminent Chinese of the Ch''ing Period. Edited by Arthur W. Hummel, Sr. 2 vols. Washington: USGPO, 1943-44.
"Remark About the Present Situation in China." Comments at a debriefing interview in Miami, Florida, 1 January 1944. Excerpted by U.S. Army Air Corps Major Henri L.J. de Sibour and U.S. Army Ordinance Department Colonel Charles G. Mettler in a Memorandum entitled " Intelligence Systems" [BOMID Report No. 543]. Reprinted as Document 40 [Justice Department Designations A-19 and A-124] in : U.S. Congress. Senate. Committee on the Judiciary. Subcommittee to Investigate the Administration of the Internal Security Act and Other Internal Security Laws. The Amerasia Papers: A Clue to the Catastrophe of China. Edited by Anthony Kubek. 91st Congress, 1st Session. 2 volumes. Washington: USGPO, 26 January 1970.
And Doncan, Confidential Letter" to Phillip E. Lilienthal, 13 November 1944. Reprinted as Document 205 [Justice Department Designation S-148] in : ibid, 1146-1147.
"Personal Letter" to John Carter Vincent, 6 Dece
 
 
 
 
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