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題名:初探新興金融監理制度之擴散:以監理沙盒為例
書刊名:問題與研究
作者:陳秉逵臧正運
作者(外文):Chen, Ping-kueiTsang, Cheng-yun
出版日期:2021
卷期:60:2
頁次:頁1-58
主題關鍵詞:監理沙盒政策擴散監理網絡金融科技金融科技監理Regulatory sandboxPolicy diffusionRegulatory networkFintechFintech regulation
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(2) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:2
  • 共同引用共同引用:21
  • 點閱點閱:3
期刊論文
1.Bikker, Jacob A.、Shaffer, Sherrill、Spierdijk, Laura(2012)。Assessing competition with the Panzar-Rosse model: the role of scale, costs, and equilibrium。The Review of Economics and Statistics,94(4),1025-1044。  new window
2.Chinn, Menzie D.、Ito, Hiro(2006)。What Matters for Financial Development? Capital Controls, Institutions, and Interactions。Journal of Development Economics,81(1),163-192。  new window
3.Beck, Thorsten、Levine, Ross(2002)。Industry growth and capital allocation: Does having a market- or bank-based system matter?。Journal of Financial Economics,64(2),147-180。  new window
4.Jordana, Jacint、Levi-Faur, David、Fernández i Marín, Xavier(2011)。The Global Diffusion of Regulatory Agencies: Channels of Transfer and Stages of Diffusion。Comparative Political Studies,44(10),1343-1369。  new window
5.Johnston, Alastair Iain(2001)。Treating International Institutions as Social Environments。International Studies Quarterly,45(4),487-515。  new window
6.Bearce, David H.、Bondanella, Stacy(2007)。Intergovernmental Organizations, Socialization, and Member-State Interest Convergence。International Organization,61(4),703-733。  new window
7.Shipan, Charles R.、Volden, Craig(2012)。Policy Diffusion: Seven Lessons for Scholars and Practitioners。Public Administration Review,72(6),788-796。  new window
8.Checkel, Jeffrey T.(2005)。International Institutions and Socialization in Europe: Introduction and Framework。International Organization,59(4),801-826。  new window
9.Shipan, Charles R.、Volden, Craig(2008)。The Mechanisms of Policy Diffusion。American Journal of Political Science,52(4),840-857。  new window
10.Kapstein, Ethan B.(1989)。Resolving the Regulator's Dilemma: International Coordination of Banking Regulations。International Organization,43(2),323-347。  new window
11.Simmons, Beth A.(2001)。The International Politics of Harmonization: The Case of Capital Market Regulation。International Organization,55(3),589-620。  new window
12.Cortez, Nathan(2014)。Regulating disruptive innovation。Berkeley Technology Law Journal,29(1),175-228。  new window
13.張冠群(20170700)。自金融監理原則與金融消費者保護觀點論金融科技監理沙盒制度--兼評行政院版「金融科技創新實驗條例草案」。月旦法學,266,5-34。new window  延伸查詢new window
14.彭金隆、臧正運(20170700)。我國金融科技創新實驗落地機制之檢視與構建。月旦法學,266,35-51。new window  延伸查詢new window
15.Zetzsche, Dirk A.、Buckley, Ross P.、Barberis, Janos Nathan、Arner, Douglas W.(2017)。Regulating a Revolution: From Regulatory Sandboxes to Smart Regulation。Fordham Journal of Corporate and Financial Law,23(1),31-103。  new window
16.Helleiner, Eric、Pagliari, Stefano(2011)。The End of an Era in International Financial Regulation? A Postcrisis Research Agenda。International Organization,65(1),169-200。  new window
17.臧正運(20180600)。建構臺灣金融科技創新實驗的配套機制。月旦會計實務研究,6,21-29。  延伸查詢new window
18.臧正運(20181000)。試論金融監理科技的分析框架與發展圖像。管理評論,37(4),19-35+105-119。new window  延伸查詢new window
19.Frieden, Jeffry(2016)。The Governance of International Finance。Annual Review of Political Science,19(1),33-48。  new window
20.Porter, Tony(2003)。Technical Collaboration and Political Conflict in the Emerging Regime for International Financial Regulation。Review of International Political Economy,10(3),520-551。  new window
21.Graham, Erin R.、Shipan, Charles R.、Volden, Craig(2013)。The Diffusion of Policy Diffusion Research in Political Science。British Journal of Political Science,43(3),673-701。  new window
22.彭金隆、臧正運(20191000)。金融科技監理與我國金融監理沙盒制度之檢視。管理評論,38(4),15-31+89-103。new window  延伸查詢new window
23.Gilardi, Fabrizio(2010)。Who Learns from What in Policy Diffusion Processes?。American Journal of Political Science,54(3),650-666。  new window
24.辛翠玲(20191200)。2008年之後全球金融治理機制的重整:規範、制度與結構。問題與研究,58(4),1-28。new window  延伸查詢new window
25.郭正亮(2017)。監理沙盒上路.對新創業者的挑戰。台灣銀行家雜誌,96。  延伸查詢new window
26.郭秋榮(20180800)。國內金融科技監理機制之研析。經濟研究,18,187-226。new window  延伸查詢new window
27.Allen, Hilary J.(2019)。Regulatory Sandboxes。George Washington Law Review,87,579-645。  new window
28.Beck, Thorsten、Demirgüç-Kunt, Asli、Levine, Ross(2001)。Legal Theories of Financial Development。Oxford Review of Economic Policy,17(4),483-501。  new window
29.Bromberg, Lev、Godwin, Andrew、Ramsay, Ian(2017)。Fintech Sandboxes: Achieving a Balance between Regulation and Innovation。Journal of Banking and Finance Law and Practice,28(4),314-336。  new window
30.Cao, Xun(2012)。Global Networks and Domestic Policy Convergence: A Network Explanation of Policy Changes。World Politics,64(3),375-425。  new window
31.Christopoulos, D.、Quaglia, Lucia(2009)。Network Constraints in EU Banking Regulation: The Capital Requirements Directive。Journal of Public Policy,29(2),179-200。  new window
32.Fáykiss, Péter、Papp, Dániel、Sajtos, Péter、Tőrös, Ágnes(2018)。Regulatory Tools to Encourage FinTech Innovations: The Innovation Hub and Regulatory Sandbox in International Practice。Financial and Economic Review,17(2),43-67。  new window
33.Ford, Cristie L.(2008)。New Governance, Compliance, and Principles-Based Securities Regulation。American Business Law Journal,45(1),1-60。  new window
34.Gandrud, Christopher(2013)。The Diffusion of Financial Supervisory Governance Ideas。Review of International Political Economy,20(4),881-916。  new window
35.Gould, Erica R.(2003)。Money Talks: Supplementary Financiers and International Monetary Fund Conditionality。International Organization,57(3),551-586。  new window
36.Helleiner, Eric(2010)。What Role for the New Financial Stability Board? The Politics of International Standards after the Crisis。Global Policy,1(3),282-290。  new window
37.Helleiner, Eric、Pagliari, Stefano(2009)。Towards a New Bretton Woods? The First G20 Leaders Summit and the Regulation of Global Finance。New Political Economy,14(2),275-287。  new window
38.Jones, Emily、Zeitz, Alexandra O.(2019)。Regulatory Convergence in the Financial Periphery: How Interdependence Shapes Regulators' Decisions。International Studies Quarterly,63(4),908-922。  new window
39.Jordana, Jacint(2017)。Transgovernmental Networks as Regulatory Intermediaries: Horizontal Collaboration and the Realities of Soft Power。The ANNALS of the American Academy of Political and Social Science,670(1),245-262。  new window
40.Jordana, Jacint、Rosas, Guillermo(2014)。When Do Autonomous Banking Regulators Promote Stability?。European Journal of Political Research,53(4),672-691。  new window
41.Newman, Abraham、Posner, Elliot(2016)。Transnational Feedback, Soft Law, and Preferences in Global Financial Regulation。Review of International Political Economy,23(1),123-152。  new window
42.Ruggie, John Gerard(2014)。Global Governance and New Governance Theory: Lessons from Business and Human Rights The Global Forum。Global Governance,20(1),5-18。  new window
43.Stemler, Abbey(2016)。Regulation 2.0: The Marriage of New Governance and Lex Informatica。Vanderbilt Journal of Entertainment & Technology Law,19(1),87-132。  new window
44.Tsingou, Eleni(2015)。Club Governance and the Making of Global Financial Rules。Review of International Political Economy,22(2),225-256。  new window
45.Underhill, Geoffrey R. D.、Zhang, Xiaoke(2008)。Setting the Rules: Private Power, Political Underpinnings, and Legitimacy in Global Monetary and Financial Governance。International Affairs,84(3),535-554。  new window
46.Yeoh, Peter(2016)。Innovations in Financial Services: Regulatory Implications。Business Law Review,37(5),190-196。  new window
47.La Porta, Rafael、López-de-Silanes, Florencio、Shleifer, Andrei、Vishny, Robert W.(1998)。Law and Finance。Journal of Political Economy,106(6),1113-1155。  new window
48.Johnson, Simon、La Porta, Rafael、López-de-Silanes, Florencio、Shleifer, Andrei(2000)。Tunneling。American Economic Review,90(2),22-27。  new window
49.Arner, Douglas W.、Barberis, Janos Nathan、Buckley, Ross P.(2015)。The Evolution of Fintech: A New Post-Crisis Paradigm?。Georgetown Journal of International Law,47(4),1271-1320。  new window
研究報告
1.陳春山(2009)。建立以「原則為基準(Principles-Based)」之證券商監理制度。  延伸查詢new window
圖書
1.Simmons, Beth A.、Dobbin, Frank、Garrett, Geoffrey(2008)。The Global Diffusion of Markets and Democracy。Cambridge University Press。  new window
2.Braithwaite, John、Drahos, Peter(2000)。Global business regulation。Cambridge:Cambridge University Press。  new window
3.Kapstein, Ethan B.(1994)。Governing the Global Economy, International Finance and the State。Cambridge, Mass.:Harvard University Press。  new window
4.Johnston, Alastair Iain(2007)。Social States: China in International Institutions: 1980-2000。Princeton, NJ:Princeton University Press。  new window
5.Thomas, George M.、Meyer, John W.、Ramirez, Francisco O.、Boli, John(1987)。Institutional Structure: Constituting State, Society, and the Individual。Newbury Park, California:Sage Publications。  new window
6.Drezner, Daniel W.(2008)。All Politics Is Global: Explaining International Regulatory Regimes。Princeton:Princeton University Press。  new window
7.谷湘儀、臧正運(2019)。變革中的金融科技法制。臺北:五南。new window  延伸查詢new window
8.Keck, Margaret E.、Sikkink, Kathryn(1998)。Activists beyond Borders: Advocacy Networks in International Politics。Cornell University Press。  new window
9.Di Castri, Simone、Hohl, Stefan、Kulenkampff, Arend、Prenio, Jermy(2019)。The SupTech Generations。  new window
10.Australian Securities and Investments Commission(2018)。ASIC Annual Reports。  new window
11.Brummer, Chris、Gorfine, Daniel(2014)。FinTech: Building a 21st-Century Regulator's Toolkit。Milken Institute Center for Financial Markets。  new window
12.Helleiner, Eric、Pagliari, Stefano、Spagna, Irene(2008)。Governing the World's Biggest Market: The Politics of Derivatives Regulation After the 2008 Crisis。Oxford University Press。  new window
13.Jenik, Ivo、Lauer, Kate(2017)。Regulatory Sandboxes and Financial Inclusion。Consultative Group to Assist the Poor。  new window
14.Slaughter, Anne-Marie(2009)。A New World Order。Princeton University Press。  new window
其他
1.Financial Conduct Authority(2015)。Regulatory Sandbox,https://www.fca.org.uk/publication/research/regulatory-sandbox.pdf。  new window
2.Financial Stability Board(2017)。Financial Stability Implications from FinTech: Supervisory and Regulatory Issues that Merit Authorities' Attention,http://www.fsb.org/wp-content/uploads/R270617.pdf, 。  new window
3.(20171110)。論金融監理立法須兼顧完備與時效,https://tinyurl.com/y9h4p9ze。  延伸查詢new window
4.Appaya, Sharmista,Jenik, Ivo(2019)。Running a Sandbox May Cost Over 1M, Survey Shows,https://tinyurl.com/wnt3ga5。  new window
5.Australian Securities and Investments Commission(2017)。Testing Fintech Products and Services without Holding an AFS or Credit Licence,https://tinyurl.com/w64m57a。  new window
6.Australian Securities and Investments Commission(2019)。Global Finance Innovation Network,https://tinyurl.com/uch68b2。  new window
7.Buckley, Ross P.,Arner, Douglas W.,Veidt, Robin,Zetzsche, Dirk A.(2019)。Building FinTech Ecosystems: Regulatory Sandboxes, Innovation Hubs and Beyond,https://tinyurl.com/tckzpth。  new window
8.Central Intelligence Agency(2020)。The World Factbook,https://tinyurl.com/273ahl。  new window
9.Chen, Christopher C.(2018)。Regulatory Sandbox and InsurTech: A Preliminary Survey in Selected Countries,https://papers.ssrn.com/abstract=3275929。  new window
10.Chen, Christopher C.(2020)。Regulatory Sandboxes in the UK and Singapore: A Preliminary Survey,http://dx.doi.org/10.2139/ssrn.3448901。  new window
11.di Castri, Simone,Plaitakis, Ariadne(2018)。Going Beyond Regulatory Sandboxes to Enable FinTech Innovation in Emerging Markets,https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3059309。  new window
12.Financial Conduct Authority(2017)。Regulatory Sandbox Lessons Learned Report,https://www.fca.org.uk/publication/research-and-data/regulatory-sandbox-lessons-learned-report.pdf。  new window
13.Ingle, Laurence(2018)。Why Build a Sandbox on a Beach? An Analysis of Fintech Regulation in New Zealand,http://dx.doi.org/10.2139/ssrn.3156088。  new window
14.Jacob, Benoy,Gerber, Brian,Gallaher, Samuel(2018)。Bottom-up Federalism: An Examination of U.S. Local Government Climate Change Policy and Practice,https://tinyurl.com/y5lzgco8。  new window
15.McKinsey & Company(2016)。FinTechnicolor: The New Picture in Finance,http://tinyurl.com/ycwejkk6。  new window
16.Monetary Authority of Singapore(2015)。Fintech Regulatory Sandbox Guidelines,https://tinyurl.com/slql5tk。  new window
17.Rodrik, Dani(20090312)。A Plan B for Global Finance,https://www.economist.com/finance-and-economics/2009/03/12/a-plan-b-for-global-finance。  new window
18.Thedéen, Erik(2018)。Rules Prevent Crises,https://tinyurl.com/tp6xzy7。  new window
19.UNSGSA FinTech Working Group,CCAF(2019)。Early Lessons on Regulatory Innovations to Enable Inclusive FinTech: Innovation Offices, Regulatory Sandboxes, and RegTech,https://tinyurl.com/yzssn2ms。  new window
圖書論文
1.Kunhibava, Sherin、Muneeza, Aishath(2020)。Regulating FinTech Businesses: The Malaysian Experience。Impact of Financial Technology (FinTech) on Islamic Finance and Financial Stability。IGI Global。  new window
 
 
 
 
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