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題名:「法庭之友」參與國際經貿爭端解決程序之研析
書刊名:東吳法律學報
作者:李貴英 引用關係
作者(外文):Li, Catherine
出版日期:2003
卷期:15:1
頁次:頁73-116
主題關鍵詞:世界貿易組織爭端解決小組上訴機構爭端解決規則及程序瞭解書北美自由貿易協定法庭之友World trade organizationWTOPanelAppellate bodyUnderstanding on rules and procedures governing the settlement of disputesDSUThe north american free trade agreementNAFTAAmicus curiae
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  • 被引用次數被引用次數:期刊(4) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:3
  • 共同引用共同引用:78
  • 點閱點閱:27
觀諸近年來若干國際經貿爭端案件,若涉及一般公眾利益之問題,則非政府間組織或民間社團常以「法庭之友」之資格,主動並積極參與爭端解決程序,為其爭取陳述意見之機會。世界貿易組織上訴機構在若干案件中確認其有權接受該等組織以「法庭之友」之資格所提交之書面文件,並確立接受此等文件之法律基礎。而在北美自由貿易協定第11章之架構下所進行之仲裁案件中,仲裁庭在解決國際投資爭端時,亦採取相同之立場。仲裁庭根據當事人所選擇之仲裁規則,接受「法庭之友」所提交之書面文件,不過卻拒絕其出席聽審、取得爭端當事人雙方互換之文件,或其他進一步在程序上之權利。雖然非政府間組織或民間社團得以「法庭之友」之資格提交書面文件,而此等文件亦可被接受,但是其在程序上與實體上之權利受到限制。並且此等文件縱使被接受,亦幾乎顯少被納入考量。為了解決「法庭之友」在國際經貿爭端解決程序上所引起之問題,實有必要確立一致性之規則,或採取一致性之作法,以杜絕爭議。而「法庭之友」亦應衡量其在世界貿易組織與北美自由貿易協定第11章爭端解決程序中所享有之權利,並重新思考其在該等程序上所扮演之角色。
Where a question of general interest arises from an international economic or commercial dispute, non-governmental organizations or civi1 societies today claim the right to be heard by intervening in the proceedings as an amicus curiae. The Appellate Body of the World Trade Organization (WTO) has already recognized in several cases its discretionary power to accept amicus curiae briefs, and has set out the legal grounds on which such intervention should not be rejected. Moreover, two arbitral tribunals constituted pursuant to Chapter 11 of NAFTA have adopted this solution in the context of international investment. In the light of the applicable procedural rules, arbitrators have accepted amicus curiae briefs, while refusing their participation at hearing, or access to documents served in the proceedings. Even though non-governmental organizations or civil societies could submit their briefs and these briefs could be accepted, their rights, both procedural and substantive, are restricted. Their briefs, even accepted, have rarely been taken into consideration. In order to bring to an end those controversial issues, it is necessary to establish uniform rules or to apply a uniform practice for the consideration of amicus curiae briefs in dispute settlement procedures. Non-governmental organizations or civil societies shall assess what their procedural rights are under the WTO and NAFTA dispute settlement procedures, or at least, reconsider their roles in those proceedings.
期刊論文
1.Dearden, R.(1995)。Arbitration of Expropriation Disputes between an Investor and the State under the North American Free Trade Agreement。Journal of World Trade,29(1),113-127。  new window
2.Gudofsky, J. L.(2000)。Shedding light on Article 1110 of the North American Free Trade Agreement (NAFTA) concerning expropriations: An environmental case study。Northwestern Journal of International Law and Business,21(1),243-315。  new window
3.Umbricht, G. C.(2001)。An 'Amicus Curiae Brief' on Amicus Curiae Briefs at the WTO。Journal of International Economic Law,4(4),773-794。  new window
4.Appleton, Arthur E.(2000)。Amicus Curiae Submissions in the Carbon Steel Case: Another Rabbit from the Appellate Body's Hat?。Journal of International Economic Law,3(4),691-699。  new window
5.Gantz, D. A.(2001)。Potential Conflicts between Investor Rights and Environmental Regulation under NAFTA's Chapter 11。George Washington International Law Review,33,651-752。  new window
6.Appleton, A. E.(1999)。Shrimp/ Turtle: Untangling the Nets。Journal of International Economic Law,477-496。  new window
7.Ascensio, H.(2001)。L'amicus curiae devant les jurisdictions internationales。Revue Generale du Droit International Public,4,897-927。  new window
8.Alvarez, H. C.(2000)。Arbitration Under the North American Free Trade Agreement。Arbitration International,16(4),393-447。  new window
9.Bjorklund, A. K.(2001)。Contract Without Privity: Sovereign Offer and Investor Acceptance。Chicago Journal of International Law,2,181-193。  new window
10.Brower, II C. H.(2001)。Investor-State Disputes Under NAFTA: The Empire Strikes Back。Columbia Journal of Transnational Law,40,43-88。  new window
11.Dodge, W. S.(2000)。National Courts and International Arbitration: Exhaustion of Remedies and Res Judicata Under Chapter Eleven of NAFTA。Hastings International and Comparative Law Review,23,357-383。  new window
12.Eastman, D.(1999)。NAFTA's Chapter 11: For Whose Benefit?。Journal of International Arbitration,16(3),105-139。  new window
13.Gaillard, E.(2000)。L' Accord de libre-echange nord-americain: La premiere sentence de la CNUDCI。Decideurs Juridiques et Financiers,15,47-85。  new window
14.Horlick, G.、Marti, A.(1997)。NAFTA Chapter 11 B. A Private Right of Acton to Enforce Market Access Through Investment。Journal of International Arbitration,14(1),43-76。  new window
15.Jimenez, M. R.(2001)。Considerations of NAFTA Chapter 11。Chicago Journal of International Law,2,243-251。  new window
16.Laird, I. A.(2001)。NAFTA Chapter 11 Meets Chicken Little。Chicago Journal of International Law,2,223-229。  new window
17.Lemaire, A.(2001)。Le Nouveau Visage de l'Arbitrage entre Etat et Investisseur Etranger: Le Chapiter 11 de l'ALENA。Revue de l'Arbitrage,1,43-64。  new window
18.Marceau, G.、Stilwell, M.(2001)。Practical Suggestions for Amicus Curiae Briefs before the WTO Adjudicating Bodies。Journal of International Economic Law,155-187。  new window
19.Prevost, D.(2000)。WTO Subsidies Agreement and Privatised Companies; Appellate Body Amicus Curiae Briefs。Legal Issues of Economic Integration,27(3),279-294。  new window
20.Price, D. M.(1993)。An Overview of the NAFTA Investment Chapter: Substantive Rules and Investor-State Dispute Settlement。International Law,27。  new window
21.Price, D. M.(2000)。Some Observations on Chapter Eleven of NAFTA。Hastings International and Comparative Law Review,23,421-429。  new window
22.Price, D. M.(2001)。NAFTA Chapter 11 Investor-State Dispute Settlement: Frankenstein or Safety Valve?。Canada-United States Law Journal,26,1-9。  new window
23.Rangeva, R.(1997)。Les organisation non-gouvernementales et la mise en oeuvre du droit international。Recueil des Cours de L'Academie de Droit International de la Haye,270。  new window
24.Shelton, D.(1994)。The Participation of Nongovernmental Organizations in International Proceedings。American Journal of International Law。  new window
25.Soloway, J.(1999)。NAFTA's Chapter 11 - The Challenge of Private Party Participation。Journal of International Arbitration,16(1),1-37。  new window
26.Stern, B.(2002)。L'entr?e de la societe civile dans l'arbitrage enter Etat et investisseur。Revue de L'arbitrage,2,329-349。  new window
27.Wallace, D., Jr.(2000)。State Responsibility for Denial of Substantive and Procedural Justice Under NAFTA Chapter Eleven。Hastings International and Comparative Law Review,23,393-407。  new window
28.Zonnekeyn, G. A.(2001)。The Appellate Body's Communication on Amicus Curiae Briefs in the Asbestos Case - An Echternach Procession?。Journal of World Trade,35(3),553-563。  new window
研究報告
1.何曜琛(2001)。貿易救濟爭端解決案例之研究。沒有紀錄。  延伸查詢new window
圖書
1.黃立、李貴英、林彩瑜(2002)。WTO國際貿易法論。臺北:元照出版有限公司。new window  延伸查詢new window
2.楊榮珍(2002)。WTO爭端解決-案例與評析。WTO爭端解決-案例與評析。北京。  延伸查詢new window
3.Camp, H.(1995)。Direct Investment Issues。A New Framework forDoing Business in the Americas。沒有紀錄。  new window
4.(1995)。NAFTA and Investment。NAFTA and Investment。沒有紀錄。  延伸查詢new window
5.Stern, B.(2000)。Etats et souverainete: la souverainete de l'Etat face a la mondialisation。Universite de tous les savoirs, Qu'est ce que la societe?, vol. 3。Paris, France。  new window
6.Walde, T.(2000)。Multilateral Investment Agreements (MITs) in the year 2000。Souverainete Etatique et Marche Internationaux a la fin de 20e Siecle。沒有紀錄。  new window
 
 
 
 
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