期刊論文| 1. | Kaal, Wulf A.(2011)。Hedge Fund Regulation Via Basel III。Vanderbilt Journal of Transnational Law，44，389。   |
| 2. | Shadab, Houman B.(2009)。The Law and Economics of Hedge Funds: Financial Innovation and Investor Protection。Berkeley Bus. L.J.，6，240。 |
| 3. | Fende, Ingo(20090900)。The Future of Securitization: How to Align Incentives?。BIS Quarterly Review。 |
| 4. | Pierre-Louis, Lydie Nadia Cabrera(2009)。Hedge Fund Fraud and the Public Good。Fordham J. Corp. & Fin. L.，15，21-95。 |
| 5. | Martin, Cary(2012)。Is Systemic Risk Prevention the New Paradigm? A Proposal to Expand Investor Protection Principles to the Hedge Fund Industry。St. John's Law Review，86，87-142。 |
| 6. | Pettifer, Nicholas(2010)。Shiuld Volcker be softened?。Int Finance L. Rev.，29，6。 |
研究報告| 1. | Harding, Ted(20100805)。Under the 'Volcker Rule' in the United States, it is Proposed that Banks Will No Longer Be Allowed to Own, Invest in, or Sponsor Hedge Funds, Private Equity Funds, or Proprietary Trading Operations for Their Own Profit, Unrelated to Serving Their Customers: Can this Be an Effective Regulatory Response to Risk Issues Exposed During the Financial Crisis that Commenced in the utumn of 2008?。 |
| 2. | Ramirez, Steven A.(2011)。Dodd-Frank as Maginot Line。 |
| 3. | Skeel, David A. Jr.(20101100)。The New Financial Deal: Understanding The Dodd-Frank Act and its (Unintended) Consequences。U of Penn。 |
| 4. | Whitehead, Charles K.(2011)。The Volcker Rule and Evolving Financial Markets。 |
| 5. | Duffie, Darrell(2012)。Market Making Under the Proposed Volcker Rule。Rock Center for Corporate Governance at Stanford University。 |
其他| 1. | Vinod, Hrishikesh D.(20100501)。Financial Reform, Innovative Hedging and the Volcker Rule，http://ssrn.com/abstract=1597450。 |
| 2. | Directive on Alternative Investment Fund Managers (AIFMs) : Frequently Asked Questions，http://europa.eu/rapid/pressReleasesAction.do?reference=MEMO/09/211&format=HTML&aged=0&language=EN&guiLanguage=fr。 |
| 3. | Gandel, Stephen。Why Bank Investors Should Cheer the Volcker Rule，http://curiouscapitalist.blogs.time.com/2010/01/25/why-bank-investors-should-cheer-the-volcker-rule/。 |
| 4. | Gensler, Gary(20110316)。Remarks, Implementing the Dodd-Frank Act, FIA's Annual International Futures Industry Conference, Boca Raton, Florida，http://www.cftc.gov/pressroom/speechestestimony/opagensler-73.html。 |
| 5. | Goldfard, Zachary A.，Schneider, Howard(20120229)。Local, state and foreign officials attrack Volcker Rule，http://www.washingtonpost.com/business/economy/local-foreign-governments-protest-volcker-rule/2012/02/27/gIQAE0rFgR_story.html。 |
| 6. | Blundell-Wignall, Adrian(2007)。An Overview of Hedge Funds and Structured Products: Issues in Leverage and Risk，http://www.oecd.org/dataoecd/36/62/40972327.pdf。 |
| 7. | Bunting, Will。The Trouble with Investment Banking: Cluelessness, Not Greed，http://ssrn.com/abstract=1660624。 |
| 8. | Chaher, Santiago Juan(2006)。Hedge Funds and Retail Business: Comparing German, Italian, Swedish and English Law，London School of Economics & Political Science。，http://ssrn.com/abstract=967662。 |
| 9. | Chatterjee, R. Rex(2011)。Dictionaries Fail: The Volcker Rule's Reliance on Definitions Renders It Ineffective and a New Solution is Needed to Adequately Regulate Proprietary Trading，http://ssrn.com/abstract=1857371。 |
| 10. | Farr, Willkie，Llp, Gallagher。The Dodd-Frank Act Overhauls The Regulation Of Private Fund And Other Money Managers，http://www.willkie.com/files/tbl_s29Publications%5CFi1eUpload5686%5C3435%5CThe-Dodd-Frank-Act-Overhauls-The-Regulation.pdf。 |
| 11. | Fein, Melanie L.(2010)。Dodd-Frank Act: Implications for Securities Activities of Banks and Their Affiliates，http://ssrn.com/abstract=1657637。 |
| 12. | FSO COUNCIL。Study & Recommendations on Prohibitions on Proprietary Trading & Certain Relationships with Hedge Funds & Private Equity Funds，http://www.treasury.gov/initiatives/documents/volcker%20sec%20%20619%20study%20final%201%2018%201l%20rg.pdf。 |
| 13. | Gerding, Erik F.(2012)。The Shadow Banking System and its Legal Origins，http://ssrn.com/abstracts=1990816。 |
| 14. | Romano, Robertra(20101120)。Against Fiancial Regulation Harmonization: A Comment，http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1697348。 |
| 15. | Went, Peter(2011)。Securitization and its Discontents，http://ssrn.com/abstract=1888410。 |
| 16. | Mattingly, Phil，Brush, Silla(20120523)。JPMorgan's Losses Become Tool in Dodd-Frank Rules Debate，http://www.bloomberg.com/news/2012-05-22/cftc-to-releaseclearing-proposal-for-index-swaps-gensler-says.html。 |
| 17. | Ruder, David(2009)。Closing the Regulatory Gap: Derivatives and the Hedge Fund Industry，http://consciousspace.wordpress.com/2009/04/25/closing-the-regulatory-gap-derivatives-and-the-hedge-fund-industry/。 |
| 18. | Foley, Stephen。Volcker Rule is useless in tackling systemic risk，http://www.independent.co.uk/news/business/comment/Stephen-foley-volcker-rule-is-uselessin-tackling-systemic-risk-6289532.html。 |
| 19. | Hopkins, Cheyenne(20120620)。Bernanke Says Volcker Rule Would Have Influenced JPMorgan Loss，http://www.bloomberg.com/news/2012-06-20/bernanke-says-volcker-rule-would-have-influenced-jpmorgan-loss.html。 |
| 20. | The risk in clearing-houses All clear? Clearing-houses are meant to solve problems in derivatives markets. They create them, too，http://www.economist.com/node/21552209。 |
| 21. | The Volcker Rule and the Goldman Controversy，http://dealbook.nytimes.com/2012/03/14/the-volcker-rule-and-the-goldman-controversy/。 |
| 22. | The Volcker Rule，http://www.skadden.com/newsletters/FSR_The_Volcker_Rule.pdf。 |
| 23. | Torres, Craig，Hopkins, Cheyenne(20120405)。Fed's Lacker Says Volcker Rule May Be 'Impossible' to Implement，http://www.bloomberg.com/news/2012-04-04/fed-s-lacker-says-volcker-rule-may-beimpossible-to-implement.html。 |
| 24. | Volcker Rule Refugees，http://www.forbes.com/sites/halahtouryalai/2012/03/21/volcker-ru1e-refugees/。 |