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題名:歐洲聯盟對中國安全戰略研究(1993-2010)
作者:章旦隆
作者(外文):Chang,Tan-Lung
校院名稱:中國文化大學
系所名稱:政治學系
指導教授:蔡政文
學位類別:博士
出版日期:2013
主題關鍵詞:新現實主義政治系統論歐盟的中國武器禁運政策伽利略衛星計畫非洲區域安全權力平衡neorealismpolitical system theoryEU ’s arms embargo policies in ChinaGalileo satellite projectafrican regional securitybalance of power
原始連結:連回原系統網址new window
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本論文試圖以新現實主義(Neorealism)的理論觀點,輔以伊斯頓(David Easton)「政治系統論」(politcial system theory)為分析途徑,探析歐盟自《馬斯垂克條約》、經《里斯本條約》生效至2010年對中國的安全戰略,並以歐盟的中國武器禁運政策、與北京在伽利略衛星導航計畫合作,以及雙邊在非洲區域安全競逐等三個案例進行研究。
本研究假設歐盟對中國安全戰略取向旨在追求國際間權力平衡布局,並在案例現象解釋上,以權力、利益為核心,探究歐盟對中國在安全領域之互動。本文發現國際外部環境政經變化、歐盟內部情勢發展均將牽動歐盟對中國安全決策的制定及執行成效,美國因素扮演關鍵性角色。隨著歐盟加快整合進程,更重視自身在全球扮演的角色及爭取自主處理歐洲事務,尤以911事件後,為擺脫昔日在安全層面依附美國之態勢,採多邊主義思維,進而拓展與中國關係,企圖尋求在國際間權力板塊的均勢局面。
透過歐盟與中國在安全層面互動的案例,驗證追求權力與安全仍是國際棋局中各方行為者主要目標,面對中國加速崛起,歐盟防範與戒備心態趨增,雙邊競爭性與長期性不利因素日益突出,惟因雙方均為國際重要戰略力量,在各自強化自身實力前提下,戰略相互借重仍係雙方對外發展重要選項,以合作求安全謀求「權力平衡」係維持當前國際體系穩定重要因素。
This thesis attempts to stand on the viewpoint of Neorealism to deeply evaluate the directions of the European Union’s (EU) security strategies in China, supplemented by David Easton’s Political System Theory as the analyzing path, starting from the Maastricht Treaty through the Lisbon Treaty, which became effective in the year 2010. Meanwhile, three major cases are offered for further studies: the EU ’s arms embargo policies in China, the cooperation programmes of Satellite Galileo with Beijing and the security competitions between EU and China in the African regions.
In this thesis, we hypothesized that EU’s security strategy in China aims at the pursuit of the international
balance of powers. Furthermore, illustrating the phenomena appearing in the cases, exploring the attempts, capabilities, expectations and realities displayed in the game between EU and China, ‘powers’ and ‘interests’ are definitely the cores for such discussions. On the other hand, the external environment, political and economic changes as well as the EU internal situations affect the formulation and implementation of the effectiveness in decision making for security policies in China. As the integration process for the EU speeds up, paying more attention to the role it plays in the world and striving for chances to manage European affairs on their own have become EU’s priority. To be more specific, the attacks on the 11th of September led the EU to try getting rid of the situation of attaching the United States in security aspects and to adopt multilateral thinking. Thereafter, such thinking promoted the relationship between EU and China, with attempts to seek the balancing situations among the power plates.
Through the case of the interactions in security aspects between EU and China, it can be verified that the pursuit of power and security is still the major objective for these parties in this international game of
chess. Facing the fact that China is rising tremendously, the EU is alert and increasing its prevention as well. This has also led to the consequence that bilateral competition and long-term adverse factors have become increasingly prominent. However, as both parties are important strategic forces worldwide, counting on each other in strategies is still an essential option under the premise of growing their powers. In other words, purchasing security through the cooperation of the ‘balance of power’ is the key element to maintain the stability of the current global systems.
一、中文文獻
(一)官方文件
中華人民共和國外交部,2003年10月13日,〈中國對歐盟政策文件〉,《新華網》,<http://news.xinhuanet.com/zhengfu/2003-10/13/content_1120537.htm>。
中華人民共和國國務院新聞辦公室,2011年3月31日。<2010年中國的國防>白皮書,《新華網》,<http://news.xinhuanet.com/politics/2011-03/31/c_121252219.htm>。

(二)書籍
王萬里,2008,《歐盟、台灣、中國三邊關係剖析》。臺北市:五南圖書出版社。new window
王帆、盧靜主編,2010,《國際安全概論》。北京:世界知識出版社。
朱立群,2008,《國際體系與中歐關係》。北京:世界知識出版社。
朱淦銀,2009,《歐盟安全戰略發展研究》。北京:軍事誼文出版社。
曲星,2000,《中國外交50 年》。南京:江蘇人民出版社。
伍貽康主編,2008,《歐洲一體化的走向和中歐關係》。北京:時事出版社。
余南平主編,2009,《歐盟一體化共同安全與外交政策》。上海:華東師範大學出版社。
吳萬寶,2009,《歐洲安全暨防衛政策與境外任務》。臺中市:天空數位圖書。new window
李俊毅,2009,《變革與合作︰中國參與聯合國維和行動之研究》。臺北市:秀威資訊科技。
周弘主編,2008,《歐盟是怎樣的力量》。北京:社會科學文獻出版社。
許嘉主編,2006,《中國國家利益與影響》。北京:時事出版社。
時殷弘,2006,《國際政治與國家方略》。北京:北京大學出版社。
郭關玉,2006,《中國與歐盟合作研究》。北京:世界知識出版社。
郭秋慶,2006,《歐洲國家的外交與安全政策》。臺北:台灣國際研究學會。
張亞中主編,2006,《歐盟全球戰略與對外關係》。臺北縣︰晶典文化事業出版社。
張亞中,1996,《歐洲統合:政府間主義與超國家主義間的互動》。台北:揚智文化。new window
陳勁,2004,《歐盟外交政策與對外關係》。臺北:五南圖書出版社。new window
楊光,2011,《中東非洲發展報告(2010-2011)》。北京:中國社科院西非亞洲研究所。
楊毅主編,2008,《國家安全戰略理論》。北京:時事出版社。
蔡政文,2000,《當前國際關係理論發展及其評估》。台北:三民書局。new window
蔡政文,2011,《國際關係理論與當前台灣國際關係應有的研究方向》,包宗和主編,《國際關係理論》。台北:五南圖書。
蔡政文主編,2008,《當今歐盟-中國-台灣關係的演變與未來》。臺北:遠景基金會。
德沃伊斯特、門鏡,2007,《歐盟一體化進程︰歐盟的決策與對外關係》。北京:人民大學出版社。
鄭啟榮,2004,《全球視野下的歐盟共同外交和安全政策》。北京:世界知識出版社。
劉強,2011,《2010年國際安全》。北京:時事出版社。
關呈遠主編,2009,《零距離解讀歐盟》。北京:中國人民大學出版社。

(三)期刊
丁樹範,<中美關於太空、導彈防衛與核武政策爭議之研究>,《中國大陸研究》,第53卷第1期,2010年3月,頁99-133。new window
牛海彬,2007,<中國責任論析論>,《現代國際關係》,頁46-50。
火正德,2005,<論中歐戰略關係>,《國際問題研究》,第2期,頁1-5。
王歷榮,2009,<國際海盜問題與中國海上通道安全>,《當代亞太》,頁120-131。
王新影,2010,<歐盟對非洲政策中的中國因素初探>,《西亞非洲》,第1期,頁17-21。
王學軍,2010,<歐盟對非洲政策新動向及新啟示>,《現代國際關係》第7期,頁50-56。
何蘭,2005,<911事件後的中歐關係及其發展前景>,《國際觀察》,2005年第1期,頁47-53。
甘逸驊,2005,<歐盟對中國武器禁運解除的決策與意涵>,《戰略安全研析》,第1期,頁15-17。new window
甘逸驊,2006,<歐洲安全與防衛政策的軍事層面:歐盟的全球戰略地位>,《問題與研究》,第45卷,第5期,頁 111-136。new window
甘逸驊,2007,<歐盟與中國雙邊關係的發展與前景>,《戰略安全研析》,第1期,頁6-9。
李安山,2006,<論中國對非洲政策的調適與轉變>,《西亞非洲》,頁11-20。
沈玄池,2005,<歐洲聯盟第五次擴大對其共同外交暨安全政策影響之研究>,《全球政治評論》,頁1-22。new window
肖歡容,2003,<中國的大國責任與地區主義戰略>,《世界經濟與政治》,頁46-51。
吳大輝,2005,<歐盟解除對中武器禁運與中俄軍技合作>,《俄羅斯中亞東歐研究》,頁33-38。
吳志中,2005,<歐盟意圖解除對中國武器禁運的緣由與未來發展之研析>,《新世紀智庫論壇》,第29期,2005,頁25-31。
周軍,2001,<歐盟的大歐洲之路>,《世界經濟與政治》第9期,頁9-13。
徐偉忠,2010,<中國參與非洲的安全合作及其發展趨勢>,《西亞非洲》,頁11-16。
高維新,2010,<歐盟對中反傾銷經濟影響及對策分析>,《國際經濟合作》,第5期,頁24-28。
郭秋慶,2005,<歐洲聯盟中國政策的形成與雙方存在的爭端>,《臺灣國際研究季刊》,第1卷第4期,頁123-145。new window
郭秋慶,2009,<比利時小國外交研究>,《台灣國際研究季刊》,2007年第3卷第4期,頁91-109。new window
郭秋慶,2009,<歐洲聯盟和中國由從戰略夥伴構想到交相指責>,《淡江大學歐盟資訊中心通訊第21期》,頁15-18。
陳志敏,2006,<歐盟有限戰略行為主體特性與中歐戰略夥伴關係:以解除對華軍售禁令為例>,《國際觀察》,頁7-9。
張亞中,2006,<歐洲聯盟中國政策的戰略分析>,《問題與研究》,第45卷,第4期,頁31-62。new window
張台麟,2007,<歐盟擬解除對中國武器禁令之發展與困境>,《歐洲國際評論》第3期,頁75-84。
張忠祥,2010,<試析中國對非洲外交中的不干涉內政原則>,《西亞非洲》第1期,頁11-16。
張宏明,2010,<西方同中國在非洲利益衝突與中國的應對策略>,《西亞非洲》第7期,頁5-11。
張茂明,2002,<試析歐盟在世界格局中之位置>,世界經濟與政治,2002年第4期,頁61-66。
喻鋒,2006,<歐洲新安全觀:觀念內涵及其戰略文化分析>,《歐洲研究》第6期,頁104-118。
黃秋龍,2007,<全球治理與新安全建制─以歐盟計劃對中共解除武器禁令為分析個案>,《展望與探索》5卷3期,頁51-68。
黃棟,2010,<歐盟解除對華武器禁運事件中的美國因素>,《外交評論》,第5期,頁91-102。
楊仕樂,2010,<歐盟對中武器禁運的軍備轉移觀點>,《歐洲國際評論》,第六期,頁59-81。new window
陳玉剛,2011,<里斯本條約後的歐盟政制發展>,《國際觀察》2011年第1期,頁44-51。
葉江,2011,<中歐全面戰略夥伴關係面臨新挑戰>,《國際問題研究》,頁4-6。
葉錦娟,2010,<新干預主義:武力使用之合法性與正當性>,《台灣國際研究季刊》,第6卷3期,頁161-183。new window
劉惜戈,2003年,<淺析中國與歐盟之外交及安全合作>,《國際問題研究》2003年第6期,頁26-30。
鍾志明,2006,<從歐洲聯盟出口管制體系談對中國之武器禁運>,《全球政治評論》第14期,頁35-62。new window
龐中英,2007,<論中歐戰略夥伴關係>,《國際問題論壇》第46期,頁 10-26。

二、外文文獻
(一)官方公報、協議
European Commission
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Council of the European Union
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(二)政策報告
Archick, K., Grimmet, R., and Kan, S. 2005. European Union’s Arms Embargo on China: Implications and Options for U.S. Policy . CRS Report for Congress,pp.1-36.
Bailes, Alyson. 2005.The European Security Strategy:An Evolutionary History. SIPRI Policy Paper No.10,pp.1-42.
Biscop,Sven,Andrew Small, Stan Sloan and Feng Zhongping. 2009. European Security Strategy and its Impact on the United States and China. The Carnegie Endowment for International Peace,pp.1-6.
Bromley,Mark. 2008.The Impact on Domestic Policy of the EU Code of Conduct on Arms Exports:The Czech Republic, the Netherlands and Spain. SIPRI Policy Paper.No. 21, pp.1-64.
Brown,Kerry and Stanley Crossick.2009. The EU and China: Time for a Change, Chatham House,pp.1-11.
Butts,Kent Hughes and Brent Bankus.2009.China's Pursuit of Africa's Natural Resources.US Army War College, Vol1-09,pp.1-14.
Casarini ,Nicola.2006.The evolution of the EU-China relationship: from constructive engagement to strategic partnership. The European Union Institute for Security Studies (EUISS)Policy Paper. pp.1-50.
Gill, Bates and Melissa Murphy.2008.China-Europe Relations:Implications and Policy Responses for the United States.Center for Strategic and International Studies,pp.1-47.
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