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題名:證券市場內線交易與公開原則規範之財產權特徵
書刊名:銘傳大學法學論叢
作者:武永生
作者(外文):Wu, Ezra Y.
出版日期:2010
卷期:14
頁次:頁79-198
主題關鍵詞:內線交易公開原則財產權內部資訊重大消息法律與經濟分析內線交易歸責理論Insider tradingFull disclosureProperty rightsInside informationMaterial informationLaw and economicsCulpable theory
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(3) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:3
  • 共同引用共同引用:154
  • 點閱點閱:95
期刊論文
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2.William Wang(1981)。Trading on Material Nonpublic Information on Impersonal Stock Markets: Who Is Harmed, and Who Can Sue Whom Under SEC Rule 10b-5?。S. Cal. L. Rev.,54(2),1217-1219。  new window
3.Schotland, Unsafe At Any Price: A Reply to Manne(1967)。INSIDER TRADING AND STOCK MARKET。Va. L. Rev.,53,1425。  new window
4.Louis Loss(1970)。The Fiduciary Concept As Applied to Trading by Corporate "Insider" in The United States。Mod. L. Rev.,33,34。  new window
5.Brudney, Victor(1979)。Insiders, Outsiders, and Information Advantages Under the Federal Securities Laws。Harv. L. Rev.,93,322-376。  new window
6.Saul Levmore(1982)。Securities And Secrets: Insider Trading and the Law of Contracts。Va. L. Rev.,68,117。  new window
7.Stephen Bainbridge(1986)。The Insider Trading Prohibition: A Legal and Economic Enigma。Univ. Flor. L. Rev,38,35。  new window
8.ABA(1985)。Report of the Task Force on Regulation of Insider Trading, Part I: Regulation Under the Antifraud Provisions of the Securities Exchange Act of 1934。Bus. Law.,41,223-272。  new window
9.Paula Dailey(1998)。From Horse Trading To Insider Trading: The Historical Antecedents of The Insider Trading Debate。Wm and Mary L. Rev.,39,1289。  new window
10.Coffee, John(1986)。Shareholder Versus Managers: The Strain in The Corporate Web。Michigan Law Review,85,60-73。  new window
11.Koenig, James Harlan(1989)。The Basics of Disclosure: The Market for Information in the Market for Corporate Control。University of Miami Law Review,43(26),1021-1080。  new window
12.Harvey Pitt and Karen Shapiro(1990)。Securities Regulation By Enforcement: A Look Ahead At the Next Decade。Yale Journal on Regulation,7,212-217。  new window
13.Eugenio Ruggiero(1996)。Regulation of Insider Trading in Italy。Brook. J. Int'l L.,22,157。  new window
14.Lynda M. Ruiz(1995)。Note, European Community Directive on Insider Dealing: A Model for Effective Enforcement of Prohibitions on Insider Trading in International Securities Markets。Colum. J. Transnat'l L.,33,217。  new window
15.R. E. Heinselman(1933)。Annotation, Duty of Officer or Director of Corporation Toward One from Whom He Purchases Stock。A.L.R.,84,615。  new window
16.王文宇(20080300)。法律移植的契機與挑戰--以公司法的受託、注意與忠實義務為中心。月旦民商法雜誌,19,81-91。  延伸查詢new window
17.朱德芳(20100600)。論公司法下董事會發行新股之權限與責任--以公司法第一五六條第五項股份交換制度為核心,兼論股東優先認股權之存廢。政大法學評論,115,149-242。new window  延伸查詢new window
18.張心悌(200810)。内線交易内部人之判斷-高雄地方法院九四年訴字第二七九一號刑事判決評釋。臺灣法學雜誌。  延伸查詢new window
19.王志誠(200305)。信託:司法體系之水上浮油?(上)。臺灣本土法學雜誌。  延伸查詢new window
20.焦興鎧(200310)。重要英美法系國家對受雇者競業禁止規範之研究。萬國法律,131,7-26。  延伸查詢new window
21.Wimberly, Jr.(1985)。Corporate Recovery of Insider Trading Profits at Common Law。Corp. L. Rev.,8,197-250。  new window
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23.COMMENT(1997)。United States v. O’Hagan: Improperly Incorporating Common Law Fiduciary Obligations into 14(e) of the Securities Exchange Act。Minn. L. Rev.,81,1015。  new window
24.A.A. Berle, Jr.(1927)。Publicity of Accounts and Directors' Purchases of Stock。Mich. L. Rev.,25,827。  new window
25.H. L. Wilgus(1910)。Purchase of Shares of Corporation by a Director from a Shareholder。Mich. L. Rev.,8,267。  new window
26.Clarence Laylin(1981)。The Duty of a Director Purchasing Shares of Stock。Yale L.J.,27,731。  new window
27.Roberts Walker(1923)。The Duty of Disclosure of a Director Purchasing Stock from His Stockholders。Yale L.J.,32,637。  new window
28.Ishizumi(1979)。Insider Trading Regulation: An Examination of Section 16(b) and A Proposal for Japan。Ford. L. Rev.,47,449。  new window
29.賴英照(198801)。内部人交易的歸入權-美國法的規定(上)。證券管理,6(1)。  延伸查詢new window
30.賴英照(198802)。内部人交易的歸入權-美國法的規定(中)。證券管理,6(2)。  延伸查詢new window
31.賴英照(198803)。内部人交易的歸入權-美國法的規定(下)。證券管理,6(3)。  延伸查詢new window
32.American Bar Association(1987)。Report of the Task Force on Regulation of Insider Trading, Part II: Reform of Section 16。Bus. Law.,42,1087-1138。  new window
33.Thel, Steve(1991)。The Genius of Section 16: Regulating the Management of Publicly Held Companies。Hastings L. J.,42。  new window
34.Marc Steinberg and Daryl Landsdale, Jr.(1992)。The Judicial and Regulatory Constriction of Section 16(b) of the Securities Exchange Act of 1934。Notre Dame L. Rev.,68,33。  new window
35.Arnold Jacobs(1987)。An Analysis of Section 16 of the Securities Exchange Act of 1934。N.Y.L.S. L. Rev.,32,209。  new window
36.武永生(200812)。内線交易案件『獲悉』與『利用』之爭論。  延伸查詢new window
37.Steven Salbo(1992)。Regulation of Insider Trading in a Global Marketplace: A Uniform Statutory Approach。Tul. L. Rev.,66,837。  new window
38.Marleen O'Connor(1989)。Toward A More Efficient Deterrence of Insider Trading: The Repeal of Section 16(b)。Fordham L. Rev.,58,309-382。  new window
39.Macey, Jonathan(1984)。From Fairness to Contract: The New Direction of the Rules Against Insider Trading。Hofstra L. Rev.,13,9。  new window
40.Fischel, Daniel(1984)。Insider Trading and Investment Analysts: An Economic Analysis of Dirks v. Securities and Exchange Commission。Hofstra Law Review,13,127-146。  new window
41.Jennings, Marianne、Hudson, Carl(1989)。The Ultimate Inside Information: Financial Institutions and Auditors as a Control of Market Response to Clients' Securities Offerings。Arkansas Law Review,42,467-518。  new window
42.Robert Brown(1985)。Corporate Communications and the Federal Securities Laws。Geo. Wash. L. Rev.,53,741。  new window
43.Hagen, Willis(1988)。Insider Trading Under Rule 10b-5: The Theoretical Bases for Liability。Business Lawyer,44,13。  new window
44.Joe Seligman(1985)。The Reformulation of Federal Securities Law Concerning Nonpublic Information。Geo. L. J.,73,1083。  new window
45.Hsiu-kwang Wu(1968)。An Economist Looks at Section 16 of the Securities Exchange Act of 1934。Colum. L. Rev.,68,260-269。  new window
46.Jennings and Reckers(1985)。Concepts of Materiality and Disclosure-Can the Disciplines and Practitioners Agree?。Sec. Reg. L. J.,12,337-366。  new window
47.Pappas(1988)。The Expanding Scope of Materiality and The Duty to Disclose: Basic Inc. v. Levinson, Remove A Safe Harbor。Am. Crim. L. Rev.,26,295-314。  new window
48.Matheson(1988)。Corporate Disclosure Obligations and the Parameters of Rule 10b-5: Basic Inc. v. Levinson and Beyond。J. Corp. L.,14,1-34。  new window
49.Dennis(1984)。Materiality and the Efficient Capital Market Model: A Recipe for the Toti Mix。William & Mary L. Rev.,25,373。  new window
50.Bagby and Ruhnka(1988)。The Predictability of Materiality in Merger Negotiations Following Basic。Sec. Reg. L. J.,16,245-288。  new window
51.Bainbridge, Stephen M.、Gulati, G. Mitu.(2002)。How Do Judges Maximize? (The Same Way Everybody Else Does - Boimdedly): Rules of Thumb in Securities Fraud Opinions。Emory L. J.,51,83-134。  new window
52.余雪明(19890400)。內部人交易管理的新發展。證券管理,7(4),2-13。  延伸查詢new window
53.Onnig Dombalagian(2007)。Licensing the Word on the Street: The SEC's Role in Regulating Information。Buffalo L. Rev.,55,1。  new window
54.Black, Bernard S.(2001)。The Legal and Institutional Preconditions for Strong Securities Markets。UCLA L. Rev.,48,781。  new window
55.Henry Manne(2005)。Insider Trading: Hayek, Virtual Markets, and the Dog that Did Not Bark。IOWA J. CORP. L.,31,167。  new window
56.Saul Levmore(1989)。In Defense of The Regulation of Insider Trading。Harv. J. L. Pub. Pol’y,11,101-109。  new window
57.John Sanders(1987)。Justice and the Initial Acquisition of Property。Harv. J. L. Pub. Pol'y,10,367-399。  new window
58.Geofifrey Miller(1987)。Economic Efficiency and the Lockean Proviso。Harv. J. L. Pub. Pol'y,10,401-410。  new window
59.Lunney, Glynn S. Jr.(1996)。Reexamining Copyright's Incentives-Access Paradigm。Vanderbilt Law Review,49(3),483-656。  new window
60.Harold Demsetz(2002)。Toward a Theory of Property Rights II: The Competition between Private and Collective Ownership。J. Legal Studs.,31,653。  new window
61.Harold Mulherin(1997)。Jeffry Netter and James Overdahl, Prices Are Property: The Organization of Financial Exchanges from a Transaction Cost Perspective。J.L. & Econ.,34,591+626。  new window
62.Scott KiefF and Troy Paredes(2004)。The Basics Matter: At the Periphery of Intellectual Property。Geo. Wash. L. Rev.,73,174。  new window
63.James Rahl(1962)。The Right to "Appropriate" Trade Values。Ohio St. L.J.,23,56+73。  new window
64.Leo Raskind(1991)。The Misappropriation Doctrine as a Competitive Norm of Intellectual Property Law。Minn. L. Rev.,75,875+897。  new window
65.Acoba, Micah A.(1999)。Insider Trading Jurisprudence After United States v. O'Hagan: A Restatement (Second) of Torts § 551(2) Perspective。Cornell L. Rev.,84,1356-1362。  new window
66.Barry, John III(1981)。The Economics of Outside Information and Rule 1 Ob-5。Univ. Penn. L. Rev.,129,1307+1323-1328。  new window
67.Robert Heverly(2003)。The Information Semicommons。Berkeley Tech L.J.,18,1127+1140。  new window
68.Henry Smith(2000)。Semi-common Property Rights and Scattering in the Open Fields。J. Legal Study,29,131+131-132。  new window
69.Richard Morgan(1987)。Insider Trading and the Infringement of Property Rights。Ohio St. L. J.,48,79+94-95。  new window
70.Wendy Gerwick Couture(2009)。The Bank Bailout: A License for Sovereign Securities Fraud。Seattle Univ. L. R.,33,1+34。  new window
71.林國全(199611)。公開制度(1)企業内容之公開。月旦法學雜誌,18,68-73。  延伸查詢new window
72.Monsma, David、Olson, Timothy(2007)。Muddling Through Counterfactual Materiality and Divergent Disclosure: The Necessary Search for a Duty to Disclose Material Non-Financial Information。Stanford Environmental Law Journal,26,137-200。  new window
73.Jonathan R. Macey(2004)。Efficient Capital Markets, Corporate Disclosure and Enron。Cornell L. Rev.,89,394。  new window
74.Richard Painter(1999)。Insider Trading and the Stock Market Thirty Years Later。Case W. Res. L. Rev.,50,305+308。  new window
75.Jonathan Macey(1999)。Securities Trading: A Contractual Perspective。Case W. Res. L. Rev.,50,269。  new window
76.Gilson, Ronald J.、Kraakman, Reiner H.(198405)。The Mechanisms of Market Efficiency。Va. L. Rev.,70(4),549+630-632。  new window
77.Kimberly Krawiec(2001)。The Privatization of Securities Laws: Privatizing "Outsider Trading"。Va. J. Int'l L.,41,693。  new window
78.Michael Dooley(1980)。Enforcement of Insider Trading Restrictions。VA. L. REV.,66,1。  new window
79.Henery Manne(1966)。In Defense of Insider Trading。Harv. Bus. Rev.,44,113。  new window
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81.Henery Manne(1985)。Insider Trading and Property Rights in New Information。CATO Journal,4,933。  new window
82.Kennith Scott(1980)。Insider Trading. Rule 1 Ob-5, Disclosure, and Corporate Privacy。J. Legal Study,9,801+804+815-816。  new window
83.Stephen Bainbridge(1995)。Incorporating State Law Fiduciary Duties into the Federal Insider Trading Prohibition。Wash & Lee L. Rev.,52,1253-1256。  new window
84.John Barry III.(1981)。The Economics of Outside Information and Rule 10b-5, 129 University of Penn。L. Rev.,1307。  new window
85.James Cox(1986)。Insider Trading Regulation and the Production of Information: Theory and Evidence。Wash. Univ. L. Quart.,64,475+496。  new window
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88.武永生(200912)。美國證券詐欺損害赔償案件損失因果關係要件概念與認定標準之發展。銘傳大學法學論叢,12,37-74。new window  延伸查詢new window
89.Yvonne Ching Ling Lee(2004)。The Elusive Concept of Materiality under U.S. Federal Securities Laws。Willamette L. Rev.,40,661+662。  new window
90.Stefan Padfield(1989)。Is Puffery Material to Investors? Maybe We Should Ask Them。U. Pa. J. Bus. & Emp. L.,10,339。  new window
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93.Larcker and Lys(1987)。An Empirical Analysis of the Incentives to Engage in Costly Information Acquisition - The Case of Risk Arbitrage。J. FIN. ECON,18,111+124-125。  new window
94.Zohar Goshen and Gideon Parchomovsky(2001)。On Insider Trading, Markets, and “Negative” Property Rights in Information。Va. L. Rev.,87,1229+1273。  new window
95.Jonathan Macey(2007)。Getting The Word Out About Fraud: A Theoretical Analysis of Whistleblowing And Insider Trading。Mich. L. Rev.,15,1899。  new window
96.Thomas Lambert(2006)。Overvalued Equity and The Case for An Asymmetric Insider Trading Regime。Wake Forest L. Rev.,41,1045。  new window
97.Bainbridge, Stephen M.(1999)。Insider Trading Regulation: The Path Dependent Choice between Property rights and Securities Fraud。SMU. L. Rev.,52(4),1589-1651。  new window
98.曾宛如(20100900)。董事忠實義務於臺灣實務上之實踐--相關判決之觀察。月旦民商法雜誌,29,145-156。  延伸查詢new window
99.武永生(19930700)。內線交易規範之理論基礎--法律與經濟之分析。銘傳學刊,4,5-45。new window  延伸查詢new window
100.劉連煜(20100400)。現行上市上櫃公司獨立董事制度之檢討暨改進方案--從實證面出發。政大法學評論,114,53-156。new window  延伸查詢new window
101.廖大穎(20100200)。公司負責人之注意義務與商業判斷原則的適用--臺北地院九十三年度重訴字第一四四號民事判決。月旦裁判時報,1,111-118。  延伸查詢new window
102.Nimmer, Raymond T.、Krauthaus, Patricia Ann(1992)。Information as a Commodity: New Imperatives of Commercial Law。Law and Contemporary Problems,55(3),103-130。  new window
103.Wagner, R. Polk(2003)。Information Wants to Be Free: Intellectual Property and the Mythologies of Control。Columbia Law Review,103,995-1034。  new window
104.邵慶平(20080600)。董事受託義務內涵與類型的再思考--從監督義務與守法義務的比較研究出發。臺北大學法學論叢,66,1-43。new window  延伸查詢new window
105.Lipton, Jacqueline(2001)。Protecting Valuable Commercial Information in the Digital Age: Law, Policy, and Practice。J. Tech. L. & Pol'y,6(1),1+3-4。  new window
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111.曾宛如(20090300)。建構我國內線交易之規範:從禁止內線交易所欲保護之法益切入。國立臺灣大學法學論叢,38(1),253-310。new window  延伸查詢new window
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會議論文
1.武永生(201010)。受託信賴義務在公司法與證券法上之發展與變異--以美國內線交易規範為中心之法律與經濟之分析。21世紀商法論壇第10屆,北京清華大學 。  延伸查詢new window
2.武永生、徐珮菱(20100312)。從資訊產權觀點論内線交易重大消息之規範。2010年兩岸法學新知學術研討會論文,銘傳大學 。  延伸查詢new window
學位論文
1.賴英照(200910)。股市遊戲規則,最新證券交易法解析(-)。  延伸查詢new window
2.林清源(1980)。美國聯邦證券法及證券交易法關於公開原則規定之研究(碩士論文)。國立臺灣大學。  延伸查詢new window
3.蔡靜芬(201006)。公開收購過程中内線交易之消息重大性認定(博士論文)。銘傳大學。  延伸查詢new window
4.徐珮菱(2010)。內線交易之重大消息規範與資訊產權及公開原則關聯性之研究--以美國法之理論與實務為中心(碩士論文)。銘傳大學。  延伸查詢new window
5.武永生(1991)。證券市場內線交易之研究美國法為中心之法律與經濟的分析(博士論文)。國立政治大學。new window  延伸查詢new window
圖書
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20.Bainbridge, Stephen M.(2007)。Securities Law--Insider Trading。Foundation Press。  new window
21.賴英照。證券交易法逐條釋義。  延伸查詢new window
22.王文宇(2006)。公司法論。元照出版有限公司。  延伸查詢new window
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25.賴英照(20091000)。股市遊戲規則--最新證券交易法解析。台北:元照出版社。  延伸查詢new window
26.余雪明(200209)。證券交易法。證券暨期貨市場發展基金會。  延伸查詢new window
27.Easterbrook, Frank H.、Fischel, Daniel R.(1991)。The Economic Structure of Corporate Law。Harvard University Press。  new window
28.曾宛如(2006)。證券交易法原理。元照出版有限公司。new window  延伸查詢new window
29.Loss, Louis、Seligman, Joel(2004)。Fundamentals of Securities Regulation。Aspen Publishers。  new window
30.Coase, Ronald Harry(1988)。The Firm, The Market, and The Law。University of Chicago Press。  new window
31.賴源河(2010)。證券法規。元照。  延伸查詢new window
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34.林國全(200009)。證券交易法研究。元照出版。  延伸查詢new window
35.李開遠(2007)。證券管理法規新論。五南出版。  延伸查詢new window
其他
1.Arthur Levitt。Former Chairman, SEC, Quality Information: The Lifeblood of Our Markets,http://www.sec.gov/news/speech/speecharchive/1999/spch304.htm., 19991018。  new window
2.Christopher Cox。Chairman, SEC, Improving Financial Disclosure for Individual Investors,http://www.sec.gov/news/testimony/ts042506cc.htm, 20060503。  new window
3.林國全(200009)。公開制度(1)企業内容之公開。  延伸查詢new window
4.Stephen Bainbridge(2001)。THE LAW AND ECONOMICS OF INSIDER TRADING: A COMPREHENSIVE PRIMER,http://papers.ssm.com/abstract=261277。  new window
 
 
 
 
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