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題名:Preclusion Based on Foreign Patent Judgment and Prosecution History: A Comparative Study to U.S. Patent System
書刊名:National Taiwan University Law Review
作者:謝祖松 引用關係
作者(外文):Hsieh, Tsu-sung
出版日期:2016
卷期:11:1
頁次:頁81-127
主題關鍵詞:既判力請求排除效爭點效專利訴訟法歷史Res judicataClaim preclusionIssue preclusionPatentProsecution history
原始連結:連回原系統網址new window
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  • 被引用次數被引用次數:期刊(1) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:0
  • 共同引用共同引用:17
  • 點閱點閱:10
在國際貿易盛行之今日,同一發明申請多國專利乃普遍現象,發生訴訟時,若前訴於外國法院已就特定爭點進行審理,於本國法院之後訴應無重覆審理之必要,此對於訴訟經濟、效率,甚至公平性均有實益。然此情況無法以既判力處理,因為即便發明標的相同,前後訴當事人及被控物很可能不同,不符既判力原則致無法適用,而英美法之爭點效則能提供救濟,故爭點效對專利訴訟十分重要且為我國所需。 與美國法制比較後本文認為,若要建構處理域外判決及申請歷史對內國專利案件之爭點效,應對三種法規進行修正,第一,排除效法規、專利法規,及證據法規。有關排除效法規之修正,乃著眼於爭點效理論自駱永家教授引進至今,理論尚持續討論中,而未有明確法規建立,實務上卻有領先法規之判決,出現較類似英美法系中之法官造法現象,故應儘速修法因應。有關專利法規之修正,乃著眼於我國在可專利性、申請專利範圍解釋等,與他國之規範有所不同,應致力與國際接軌並調和之。有關證據法規之修正,乃著眼證據分類,舉證責任分配,證據力,及證明度(升高)等機制尚待明確建立,亦應努力改進。
In light of the situation where an invention asserted in multiple suits against infringers in different countries happened more frequently, the doctrine of issue preclusion had become increasingly important to patent litigants. However, claim preclusion cannot provide resolution to it because the parties and accused products may not be the same between the first and second judicial proceedings, despite of the same invention at issue. Instead, we need to establish the issue preclusion mechanism to our patent system to acquire efficiency, while avoiding inconsistent judgments. After comparing with the U.S. system, this article suggests that, in order to establish issue preclusion based on the foreign patent judgment and prosecution history, our patent system is currently in want of reform. In particular, there are three kinds of regulations to which we must conduct reform, i.e., preclusion regulations, patent regulations, and evidence regulations. Although Professor Louch had introduced the concept of issue preclusion into our country decades ago, the statutes as a whole have not been properly constructed to serve as a functioning platform in this regard. Ironically, associated statutes are preceded by courts’ issue preclusion decisions rendered to certain cases, a judge-made law phenomenon which does not traditionally appear in a civil law country due to lack of the stare decisis mechanism. We hereby must manage toamend the current statutes to lay out a proper foundation for providing issue preclusion effect needed. To be effectively applying issue preclusion, it is necessary to ensure the satisfaction of the “identical issue” requirement which turns out to be the most complicated one among the four factors test initiated by In re Freeman due to the variances of regulations among countries. Therefore, we need to harmonize our patent regulations with the rest of the world. While file history itself is intrinsic evidence, however it becomes extrinsic evidence when containing a statement made to foreign counsel or patent office examiner. We need to amend the regulations of evidence classification, and even provide a heighten-of-standard-of-proof mechanism to deal with extrinsic evidence such as file history.
期刊論文
1.謝祖松(20101200)。美國專利法上「具有通常技術者」之探討。臺北大學法學論叢,76,43-94。new window  延伸查詢new window
2.Takenaka, Toshiko(2003)。The best patent practice or mere compromise? A review of the current draft of the substantive patent law treaty and a proposal for a "First-to-Invent" exception for domestic applicants。Texas Intellectual Property Law Journal,11,259-350。  new window
3.Bradley, J. P.、Kubasta, K. J.(2002)。Issue Preclusion as Applied to Claim Interpretation。Texas Intellectual Property Law Journal,10,323-348。  new window
4.Casad, R. C.(1984)。Issue Preclusion and Foreign Country Judgments: Whose Law?。Iowa Law Review,70,53-80。  new window
5.Cheslek, B. R.(2003)。"You Said What?" A Look at the Influence of Foreign Patent Prosecution on Domestic Infringement Litigation。The John Marhsall Review of Intellectual Property Law,3,119-137。  new window
6.Erichson, H. M.(1998)。Interjurisdictional Preclusion。Michigan Law Review,96,945-1017。  new window
7.Ferry, Matthew A.(2011)。Different Infringement, Different Issue: Altering Issue Preclusion as Applied to Claim Construction。Texas Intellectual Property Law Journal,19,361-392。  new window
8.Garza, A. M.(2005)。Note: Collateral Estoppel and Claim Construction Orders: Finality Problems and Vacatur Solutions。Columnia Science & Technology Law Review,6(4),1-73。  new window
9.謝祖松(20141200)。論專利行政機關之司法權--以美國及大陸相關制度為比較對象。銘傳大學法學論叢,22,39-73。new window  延伸查詢new window
10.謝祖松(20150500)。美國專利域外效力--兼論其對專利涉外民事案件審理之影響。興大法學,17,189-281。new window  延伸查詢new window
11.謝祖松(20150700)。美國專利訴訟之域外取證及證據審理模式。中正財經法學,11,107-161。new window  延伸查詢new window
12.謝祖松(20150700)。專利周邊限定主義及中心限定主義之辯與辨--兼論折衷主義。專利師,22,81-99。new window  延伸查詢new window
13.黃國昌(2005)。既判力:第一講--既判力總論。月旦法學教室,30,88-93。  延伸查詢new window
14.Lilly, G. C.(1993)。The Symmetry of Preclusion。Ohio State Law Journal,54,289-329。  new window
15.Maddent, M. S.(1990)。Issue Preclusion in Products Liability。Pace Law Review,11,87-136。  new window
16.McGarrigle, P. L.(1998)。The Role of Foreign Judgments in Patent Litigation: A Perspective and Strategic Overview。Journal of Law and Technology,39,107-142。  new window
17.Muraff, J. P.(1993)。Issue Preclusion--Recognizing Foreign Judgments in United States Patent Infringement Suits: A New Approach。The John Marshall Law Review,26(3),627-713。  new window
18.Nicolas, P.(1999)。Comment, The Use of Preclusion Doctrine, Antisuit Injunctions, and Forum Non-Conveniens Dismissals in Transnational Intellectual Property Litigation。Virginia Journal of International Law,40,331-404。  new window
19.Richards, R. J.(1998)。Richards v. Jefferson County: The Supreme Court Stems the Crimson Tide of Res Judicata。Santa Clara Law Review,38,691-743。  new window
20.Seymore, S. B.(2011)。Rethinking Novelty in Patent Law。Duke Law Journal,60,919-976。  new window
21.Sinai, Y.(2011)。Reconsidering Res Judicata: A Comparative Perspective。Duke Journal of Comparative & International Law,21,353-400。  new window
22.Wong, J.(2005)。Court or Arbitrator-Who Decides Whether Res Judicata Bars Subsequent Arbitration under the Federal Arbitration Act?。Santa Clara Law Review,46,49-92。  new window
23.許士宦(20021100)。重複起訴禁止原則與既判力之客觀範圍。國立臺灣大學法學論叢,31(6),269-326。new window  延伸查詢new window
24.黃國昌(20050400)。爭點效之第三人效力--由最高法院八十九年度臺上字第二三○五號及八十九年度臺上字第二○八八號判決出發。東吳法律學報,16(3),225-296。new window  延伸查詢new window
會議論文
1.黃銘傑(2013)。從日本法看我國專利侵權訴訟規範之架構與機制。台日專利訴訟研討會,(會議日期: 2013, March 28)。Taipei:Judicial Yuan。1-20。  延伸查詢new window
圖書
1.Gifis, S.(1991)。Barron's Law Dictionary。Hauppauge, New York:Barron's Educational Series。  new window
2.Harmon, R. L.(2001)。Patents and the Federal Circuit。Arlington, Virginia:The Bureau of National Affairs。  new window
3.Lehman, J.、Phelps, S.(2005)。West's Encyclopedia of American Law。Farmington Hills, Michigan:Gale Group, Inc.。  new window
4.駱永家(2011)。新民事訴訟法。Taipei:San Min Book。  延伸查詢new window
5.Moore, J. W.(1993)。Moore's Federal Practice。Albany, New York:Matthew Bender & Co.。  new window
6.Yeazell, S. C.(1992)。Civil Procedure。Gaithersburg, MD:Aspen Publishers。  new window
圖書論文
1.Asensio, P. A. De M.(2010)。Recognition and Enforcement of Judgments in Intellectual Property Litigation: The CLIP. Principles。Intellectual Property in the Global Area-Jurisdiction, Applicable Law, and the Recognition of Judgments in Europe, Japan and the US。Tubingen, Germany:Mohr Siebeck。  new window
2.駱永家(1997)。判決理由與既判力。既判力之研究。Taipei:Sam Min Book。  延伸查詢new window
 
 
 
 
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