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題名：中國大陸地方政府行為的制度基礎：回顧與評述
書刊名：東亞研究
作者：曹海濤 引用關係／劉楚俊 引用關係
作者(外文)：Tsao, Hai-tao／Liu, Tru-gin
出版日期：2016
卷期：47:1
頁次：頁39-80
主題關鍵詞：地方政府行為；市場保全型聯邦主義；政治競賽；財政收入極大化；Local government behavior；Market-preserving fiscal federalism；Political tournament model；Fiscal revenue maximization model
原始連結：連回原系統網址new window
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  • 被引用次數被引用次數:期刊(1) 博士論文(0) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:1
  • 共同引用共同引用:29
  • 點閱點閱:8
本文回顧中國大陸地方政府行為誘因機制（incentive mechanism）的重要文獻，以及相關的爭論和批判。根據論者強調的主題，這些文獻主要分為三類：市場保全型聯邦主義理論、政治競賽理論，以及財政收入極大化理論。市場保全型聯邦主義嘗試為中國轉型建構分析框架，但因預測與現實間諸多不符引發批評。政治競賽模型強調官僚體系對地方政府官員行為的影響，然在理論的完備性及實證的表現上，近來遭受質疑。財政收入極大化模型認為，從地方政府追求財政收入的角度即可充分解釋轉型時期地方政府的行為。其立論固然簡明，但尚待進一步實證檢定之確認。
This paper reviews the literature in the field of political economy with regard to the incentive mechanism underlying the behavior of local governments in China, its arguments, and the critiques involved. There are three theories to be investigated sequentially, namely market-preserving fiscal federalism, political tournament theory, as well as fiscal revenue maximization model. Market-preserving fiscal federalism has been adopted as a basic framework to study the political-economic issues in China during its transitional period. It has been criticized for its failure in the submission of empirically supportive evidence. Political tournament theory stresses the influence of the CCP's bureaucratic system on the behavior of local officials. It seems to be widely accepted among scholars due to relevant concepts. However, the lack of completeness in both theoretical definition and empirical evidence is severely criticized. The fiscal revenue maximization model keeps its assumption as simple and straightforward as its name implies. But its theoretical validity is still subject to further empirical findings in the future.
期刊論文
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45.曹海濤(20130100)。政府間財政關係與地方政府行為--轉型時期中國大陸重複建設與地方保護主義之研究。遠景基金會季刊，14(1)，113-167。new window  延伸查詢new window
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圖書論文
1.Naughton, B.(2008)。A political economy of China's economic transition。China's great economic transformation。Cambridge, NY：Cambridge University Press。  new window
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