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題名:市場化國家資本主義1990-2005:中國兩個地級城市個案研究
書刊名:中國大陸研究
作者:徐斯儉 引用關係呂爾浩
作者(外文):Hsu, Szu-chienLu, Erh-hao
出版日期:2009
卷期:52:2
頁次:頁97-136
主題關鍵詞:發展型國家企業家型國家市場化國家資本主義中國地方政府Developmental stateEntrepreneurial stateMarket oriented state capitalismChina's local state
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(7) 博士論文(2) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:7
  • 共同引用共同引用:59
  • 點閱點閱:35
本文從比較政治學所關切重要議題-國家在經濟發展中扮演不同干預角 色出發,在文章前半部回顧並檢討「發展型國家」和「企業家型國家」兩個 概念,一方面釐清其定義,另一方面嘗試將這兩個概念應用在中國這個近年 來經濟成長最快速的發展中國家。本文嘗試由中國的經驗出發,根據重新建 構新的理論架構,以便於解釋中國地方政府在經濟發展中的不同角色。 因此,理論架構乃奠基於修正國家經濟發展角色相關研究成果,而使其 能應用在解釋中國各地區經濟發展的不同「典範」。此一理論架構以「地方 政府投資的資本管道」以及「地方政府投資標的」為兩個自變項,此兩個自 變項進而交互作用出地方政府干預經濟四種「理念型」角色的新分類法,其 中兩種角色的混合類型-「市場化國家資本主義」是前人研究所忽略部分。 在實證性研究部分,以上述概念架構從事個案研究,歸類東莞和蘇州兩 個地級城市自1979 年以降經濟發展中地方政府的角色,並分析指出其角色 間的演化路徑。本文研究發現兩個地級市政府都表現出程度不等的「市場化 國家資本主義」特徵,此一發展模式代價也已浮現,值得關注。 研究貢獻部分在於希望將中國研究與比較政治學其他區域相關研究成果 (東亞和拉美)進行理論對話,並從中國自身經驗重新架構一組新的分析理 論,以使對中國的實證分析可以豐富比較政治學的理論內涵。
Starting from the main concern of comparative politics, there are two types of intervening economy: Developmental State and Entrepreneurial State, this paper tries to clarify their definitions, and intends to analyze how these two concepts are applied to China. Based on China’s experiences in recent years, this article reconstructs a new theoretical framework to analyze roles of local state in economic development. The most important academic contribution of this paper is the creation of the term “government funded capital channels” and “market funded capital channels” as new independent variables. Thus, this paper’s theoretical structure combines a new independent variable with an existing variable “the ways for state intervening economy” to establish a new typology: four types of state roles in economic development. The mixed type in our typology, “Market Oriented State Capitalism”, was ignored by scholars. By employing the aforementioned, this paper analyzes two Chinese prefectural cities, Dongguan and Suzhou, whose roles of economic development path since 1979, and finds out that “Market Oriented State Capitalism” is the main economic development pattern in China coast region.  In short, this paper attempts to bridge the relation between China studies and Comparative Politics, and establishes new theoretical structure from China’s development experiences in order to enrich the theories of Comparative Politics.
期刊論文
1.Sartori, Giovanni(1970)。Concept Misformation in Comparative Politics。American Political Science Review,64(4),1033-1053。  new window
2.February, John(1982)。State Entrepreneurship and Dependent Development。American Journal of Political Science,Vol. 26,90~112。  new window
3.張家銘、邱釋龍(20021200)。蘇州外向型經濟發展與地方政府:以四個經濟技術開發區為例的分析。東吳社會學報,13,27-75。new window  延伸查詢new window
4.Steinfeld, Edward S.(2002)。Moving Beyond Transition in China: Financial Reform and the Political Economy of Declining Growth。Comparative Politics,34(4),379-398。  new window
5.劉雅靈(20011200)。強制完成的經濟私有化:蘇南吳江經濟興衰的歷史過程。臺灣社會學刊,26,1-54。new window  延伸查詢new window
6.楊友仁、夏鑄九(20040600)。跨界生產網絡的在地化聚集與組織治理模式:以大蘇州地區資訊電子業台商爲例。地理學報,36,23-54。new window  延伸查詢new window
7.Hsu, Szu-chien(20000300)。Central-Local Relations in the PRC under the Tax Assignment System: An Empirical Evaluation, 1994-97。Issues & Studies,36(2),32-72。new window  new window
8.Kornai, Janos(1986)。The Soft Budget Constraint。Kyklos,39(1),3-30。  new window
9.Lin, Nan(1995)。Local market socialism: local corporatism in action in rural China。Theory and Society,24(3),301-354。  new window
10.任波(2003)。「『新圈地運動』末路」。財經,總第90期。  延伸查詢new window
11.何月媛(2003)。「外向型經濟條件下的東莞房地產業」。城市開發,第3期,53~55。  延伸查詢new window
12.周燕(2005)。「試論『三來一補』企業的合作實質—對廣東珠三角地區企業的一項調查分析」。現代管理科學,第4期,48~49。  延伸查詢new window
13.東莞市政府課體組(1996)。「邁向新世紀,進行新選擇-東莞市開展『第二次工業革命』建立高新技術產業區的戰略構想」。廣東社會科學,第1期,1~8。  延伸查詢new window
14.殷存毅、姜山(2003)。「外來投資與城市化發展-對東莞和昆山城市化的實證研究」。清華大學學報,第6期,75~83。  延伸查詢new window
15.黃曉霞、張蕾(2001)。「淺析BOT在中國應用」。北京科技大學學報,27~30。  延伸查詢new window
16.楊軼(2002)。「地方政府利用債券促進基礎設施投資探析」。當代財經,第7期,20~23。  延伸查詢new window
17.齊曉梅(2003)。「公用事業民營化浪潮—各路資本爭食公用事業蛋糕」。環球市場,第3期,8~11。  延伸查詢new window
18.劉玉明、郝生躍和郭霞(2003)。「城市基礎建設投融資改革研究」。北方交通大學學報,第2卷第4期,16~20。  延伸查詢new window
19.黎桂康(2002)。「打造城市牌,建設新東莞」。東莞科技,第2期,1~2。  延伸查詢new window
20.Ma, Shu-yun(1999)。The State Foreign Capital and Privatization in China。Journal of CommunistStudies and Transition Politics,Vol. 15, No. 3,54~79。  new window
21.Pei, Minxin(1998)。The Political Economy of Banking Reforms in China, 1993–1997。Journal of Contemporary China,Vol. 7, No. 18,321~351。  new window
22.Walder, Andrew G.(1995)。Local Government as Industrial Firm: An Organizational Analysis ofChina’s Transitional Economy。American Journal of Sociology,101(2),263~302。  new window
23.Wong, Richard and Sonia Wong(2001)。Competition in China’s Domestic Banking industry。CATO Journal,Vol. 21, No.1,19~41。  new window
24.Wu, Fulong(2000)。The Global and Local Dimensions of Place-making: Remaking Shanghai as aWorld City。Urban Studies,Vol. 37, No. 8,1359~1378。  new window
25.Zhang, Le-yin(1994)。The Chinese Central-provincial Fiscal Relationship, Budgetary Decline andthe Impact of the 1994 Fiscal Reform: An Evaluation。China Quarterly,No. 157,115~141。  new window
會議論文
1.楊曉堂(1995)。「中共蘇州市委關於制定蘇州市國民經濟與社會發展『九五』計劃暨基本現代化總體規劃的建議」。蘇州。1~10。  延伸查詢new window
研究報告
1.丘昌泰(2000)。官僚主義對於大陸台商的影響與因應:東莞經濟開發區個案研究。台北。  延伸查詢new window
學位論文
1.廖順賢(2001)。中國大陸中央與地方關係--以蘇州工業園區為例:1994-2000年(碩士論文)。中國文化大學,台北。  延伸查詢new window
2.呂爾浩(2001)。「市場化地方統合主義-蘇州開發區個案研究」。  延伸查詢new window
圖書
1.Oi, Jean C.(1999)。Rural China Takes Off: The Political Basis of Economic Reform。Berkeley, CA:University of California Press。  new window
2.Eatwell, John、Milgate, Murray、Newman, Peter(1987)。The New Palgrave: A Dictionary of Economics。New York:Stockton Press。  new window
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4.Whiting, Susan H.(2001)。Power and Wealth in Rural China: The Political Economy of Institutional Change。Cambridge University Press。  new window
5.Stiglitz, Joseph E.(1989)。The Economic Role of the State。Basil Blackwell。  new window
6.Lardy, Nicholas R.(1998)。China’s Unfinished Economic Revolution。Washington, D.C.:Brookings Institution Press。  new window
7.Duckett, Jane(1998)。The Entrepreneurial State in China: Real Estate and Commerce Departments in Reform Era Tianjin。London。  new window
8.Hsing, You-tien(1998)。Making Capitalism in China: The Taiwan Connection。Oxford University Press。  new window
9.Zweig, David(2002)。Internationalizing China: Domestic Interests and Global Linkages。Ithaca:Cornell University Press。  new window
10.Peters, B. Guy(1998)。Comparative Politics: Theory and Methods。New York:New York University Press。  new window
11.Evans, Peter B.(1995)。Embedded Autonomy: States and Industrial Transformation。Princeton, New Jersey:Princeton University Press。  new window
12.Amsden, Alice Hoffenberg(1989)。Asia's Next Giant: South Korea and Late Industrialization。Oxford University Press。  new window
13.Shirk, Susan L.(1993)。The Political Logic of Economic Reform in China。University of California Press。  new window
14.Johnson, Chalmers(1982)。MITI and the Japanese Miracle: The Growth of Industrial Policy, 1925-1975。Stanford University Press。  new window
15.(2004)。「中共中央關於加強黨的執政能力建設的決定」。中共中央關於加強黨的執政能力建設的決定輔導讀本。北京。  延伸查詢new window
16.周泓、張建興、盧寧(2005)。「蘇州全面小康以基本實現現代化進程監測研究」。中國蘇州發展報告。蘇州。  延伸查詢new window
17.國家開發銀行、中國人民大學聯合課題組(2007)。「組合創新,探求基礎設施融資建設新模式—天津『基礎設施』案例」。開發性金融經典案例。北京。  延伸查詢new window
18.國家開發銀行、中國人民大學聯合課題組(2007)。「園區建設,開發性金融一柱擎天—蘇州工業園區案例」。開發性金融經典案例。北京。  延伸查詢new window
19.賈康、閻坤(1999)。轉軌時期財政制度變革。上海。  延伸查詢new window
20.劉志彪等著(1995)。產權、市場與發展。南京。  延伸查詢new window
21.嚴文奎、黃濟美、王相傳(2005)。「蘇州失地農民社會保障制度體系建設調研報告」。中國蘇州發展報告。蘇州。  延伸查詢new window
22.蘇州市統計局編(1991)。蘇州統計年鑑1991。北京。  延伸查詢new window
23.Banki, I. S.(1997)。Dictionary of Professional Management。CA。  new window
24.Baum, Richard and Alexei Shevchenko。The State of the State。The Paradox of China’s Post-Mao Reforms。MA。  new window
25.Blecher, Marc(1991)。Development State, Entrepreneurial State: The Political Economy ofSocialist Reform in Xinju Municipality and Guang County。TheChinese State in the Era of Economic Reform。NY。  new window
26.Evans, Peter(1979)。Dependent and Development: the Alliances of Multinational, State, and LocalCapital in Brazil。NJ。  new window
27.Gore, Lance(1998)。Market Communism: the Institutional Foundation of China’s Post-Mao Hyper-Growth。Hong Kong:Oxford University Press。  new window
28.Heady, Christopher and Shi Yao Bin(1998)。Marginal Effective Tax Rates in the Reformed TaxSystem。Taxation in Modern China。NY。  new window
29.Johnson, Chalmers(1987)。Political Institutions and Economic Perforce: The GovernmentRelationship in Japan, South Korea, and Taiwan。The PoliticalEconomy of the New Asian Industrialism。Ithaca: NY。  new window
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31.Lin, Yi-min and Zhang, Zhan-xin。Backyard Profit Centers: The Private Assets of PublicAgonies。Property Right and Economic Reform inChina。  new window
32.Walder, Andrew and Jean Oi(1999)。Property Rights in the Chinene Economy: Contours of theProcess of Change。Property Rights and EconomicReform in China。Stanford, California。  new window
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其他
1.中國產業地圖編委會編(2007)。中國上市公司產業地圖(2007-2008),北京。  延伸查詢new window
圖書論文
1.Johnson, Chalmers A.(1999)。The Developmental State: Odyssey of a Concept。The Developmental State。Cornell University Press。  new window
2.Johnson, Chalmers(1981)。Introduction-Taiwan Model。ContemporaryRepublic of China: The Taiwan Experience 1950-1980。NY:Prager。  new window
 
 
 
 
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