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題名：企業管控與投資人保護 : 金融改革之路
作者：陳春山 引用關係
出版日期：2000
出版項：臺北:元照出版社
集叢：企業法律系列;1H11PA
ISBN：9570332352
主題關鍵詞：投資；證券市場；管理
學門：經濟學
資料類型：專書
相關次數：
  • 被引用次數被引用次數:期刊(14) 博士論文(3) 專書(1) 專書論文(1)
  • 排除自我引用排除自我引用:13
  • 共同引用共同引用:0
  • 點閱點閱:17
期刊論文
1.Timbers, W. H.(1955)。Some Practical Aspects: the SEC and the Federal Judiciary。American Bar Association Journal，41，1136-1139。  new window
2.Gadsby, E. N.(1959)。Historical Development of the SEC.- the Government View。Geo Wash L Rev，28，6。  new window
3.Orrick, A. D.(1959)。Organization, Procedures and Practices of the Securities and Exchange Commission。Geo Wash L Rev，28，50。  new window
4.Freeman, M. V.(1969)。Private Practitioner's View of the Development of the Securities of Exchange Commission。Clev BAJ，31，83。  new window
5.Freeman, M. V.(1959)。Private Practitioner's View of the Development of the Securities of Exchange Commission。Geo Wash L Rev，28，18。  new window
6.Conwill, A. F.(1962)。Current Functions and Objectives of the Securities and Exchange Commission。Okla BAJ，33。  new window
7.(1962)。Note, Due process of law - participation in adjudicatoiy proceedings and commission rulings by a commissioner who has been a member of the investigative staff during part of the time that the case was being investigated is a violation of due process。Geo LJ，51，186。  new window
8.Hopper, G. W.(1963)。Securities and Exchange Commission as It Affects the General Practitioner。U Colo L Rev，36，36。  new window
9.Cary, W. L.(1964)。Administrative Agencies and the Securities and Exchange Commission。Law & Contemp Prob，29，653。  new window
10.Kemp, P. J.(1965)。Disciplinary Proceedings by the SEC. Against Attorneys。Clev-Mar L Rev，14，23。  new window
11.Cary, W. L.(1964)。Review of the Work of the Securities and Exchange Commission-1961-4。Record，19，458。  new window
12.Pines, J. A.(1965)。Securities and Exchange Commission and Accounting Principles。Law & Contemp Prob，30，727。  new window
13.Israels, C. K.(1968)。Banks and Federal Securities Regulation。Banking L J，85，1。  new window
14.Wheat, F. M.(1968)。Disclosure Policy Study of the SEC。Bus Law，24。  new window
15.Guinn, D. M.(1968)。Proposed Revision of the Federal Administrative Procedure Act and Its Effects on the Securities and Exchange Commission。Ark K Rev，22。  new window
16.Stevenson, J. R.(1969)。SEC. and International Law。Am JInt L，63，278。  new window
17.Dawidoff, D. J.(1973)。Power of the Securities and Exchange Commission to Require Stock Exchanges to Discipline Members。Fordham L Rev，41，549。  new window
18.Flowers, T. W.(1972)。SEC Investigations: A Current Appraisal。Penn BAQ，43，521。  new window
19.Lowenfels, L. D.(1971)。SEC "no-action" Letters: Some Problems and Suggested Approaches。Colum L Rev，71，156。  new window
20.Casey, W. J.(1973)。SEC's Strategy for Increasing Investor Confidence in the Integrity of our Capital Markets。Bus Law，28。  new window
21.Gadsby, E. N.(1970)。Securities Exchange Commission。BC Ind. & Com LR，11，833。  new window
22.Levine, T. A.(1934)。Administrative Proceedings Under the Securities Exchange Act of 1934。Mercer L Rev，25，671-725。  new window
23.Sommer, A. A. Jr.(1974)。Commission and the Bar : Forty Good Years。Bus Law，30，5-14。  new window
24.Thomforde, F. H. Jr.(1976)。Controlling Administrative Sanctions。Mich L Rev，74，709-758。  new window
25.(1975)。Equitable remedies in SEC enforcement actions。JJ Pa L Rev，123，1188-1216。  new window
26.Thomforde, F. H. Jr.(1975)。Patterns of Disparity in SEC Administrative Sanctioning Practice。Tenn L Rev，42，465-525。  new window
27.Tew, J. A.(1972)。Practice in Securities and Exchange Commission Investigatory and Quasi-judicial Proceedings。U Miami L Rev，27，1-21。  new window
28.Gourevitch, H. G.(1975)。Role of the SEC in Tax Matters。NYU Inst Fed Taxation，33，1317-1363。  new window
29.Sargent, J. C.(1974)。SEC and the Individual Investor: Restoring his Confidence in the Market。Va L Rev，60，553-587。  new window
30.(1976)。SEC rulemaking authority and the protection of investors: a comment on the proposed "going private" rules。Ind LJ，51，433-456。  new window
31.Bialkin, K. J.、Grienenberger, W. F.(1975)。Summary of the Meeting Between Members of the Securities and Exchange Commission and Representatives of the Federal Regulation of Securities Committee。Bus Law，30，1341-1348。  new window
32.Sommer, A. A. Jr.(1977)。Impact of the SEC on Corporate Governance。Law & Contemp Prob，41，115-145。  new window
33.York, David A.(1978)。SEC as environmentalist: the reluctant champion。Notre Dame Law，53(5)，985-1002。  new window
34.Garrett, R. Jr.(1977)。Securities and Exchange Commission and the Code。Vand L Rev，30，441-463。  new window
35.Weiss, E. J.(1977)。Using Disclosure to Activate the Board of Directors。Law & Contemp Prob，41，63-114。  new window
36.Hazen, T. L.(1979)。Administrative Enforcement: An Evaluation of the Securities and Exchange Commission's Use of Injunctions and Other Enforcement Methods。Hastings Law Journal，31(2)，427-472。  new window
37.Jacobs, A. S.(1979)。Judicial and Administrative Remedies Available to the SEC for Breaches of Rule 10b-5。St. John's Law Review，53(3)，397-465。  new window
38.Mathews, A. F.(1980)。Litigation and Settlement of SEC Administrative Enforcement Proceedings。Catholic University Law Review，29(2)，215-312。  new window
39.Freedman, M. H.(1981)。Wash & Lee L Rev，38，781-812。  new window
40.Kosek, R.(1979)。Professional Responsibility of Accountants and Lawyers before the Securities and Exchange Commission。L Lib J，72，453-469。  new window
41.Lothian, J. R.(1979)。Role of Government in the Securities Market。UMiami L Rev，33，1587-1596。  new window
42.Seamons, Q. F.(1979)。SEC and Corporate Governance。Chi B Rec，60，262-271。  new window
43.Wolfson, N.(1981)。Critique of the Securities and Exchange Commission。Emory L J，30，119-167。  new window
44.Bloomenthal, H. S.(1983)。Customer Protection from Brokerage Failures: the Securities Investor Protection Corporation and the SEC。U Colo L Rev，54，161-202。  new window
45.Steinberg, M. I.(1982)。Securities and Exchange Commission's Administrative, Enforcement, and Legislative Programs and Policies--Their Influence on Corporate Internal Affairs。Notre Dame L Rev，58，173-236。  new window
46.Riccio, W. H.(1982)。The Securities and Exchange Commission and Small Business: an Overview of an Administrative Response to the Capital Needs of Small Business。New Eng L Rev，18，841-881。  new window
47.Wemer, W.(1984)。The SEC as a Market Regulator。Va L Rev，70，755-784。  new window
48.Lemke, T. P.(1987)。The SEC no-action letter process。The Business Lawyer，42(4)，1019-1044。  new window
49.Moessle, K. P.(1986)。The Basic Structure of United States Securiteis Law Enforcement in International Cases。Cal WInt'l L.J，16，1-51。  new window
50.Steinberg, M. I.(1986)。SEC disclosure policy-who speaks for the investor?。Sec. Reg. L.J，14，122-129。  new window
51.Henderson, H. L.(1985)。Corporate General Counsel and SEC Investigations。Inst, on SEC，16，295-319。  new window
52.Ferrara, R. C.(1985)。Overview of an SEC enforcement action。Corp L Rev，8，306-328。  new window
53.Spencer L. B. Jr.(1986)。The Reaction of the Securities and Exchange Commission to the Internationalization of the Securities Markets: Three Concept Releases。Int'l L.J.，4，111-116。  new window
54.Ketchum, R. G.(1986)。The Role of the Securities and Exchange Commission in Regulating International Securities Trading: Looking to the Future。B.U. Int'l.J，4，33-38。  new window
55.Wheat, F. M.(1985)。The SEC: an opinionated and affectionate comment on the first fifty years, and what might lie ahead。Inst, on Sec. Reg，16，3-16。  new window
56.Schizer, David M.(1992)。Benign restraint: the SEC's regulation of execution systems。The Yale Law Journal，101(7)，1551-1575。  new window
57.Russo, T. A.(1991)。Financial Innovation and Uncertain Regulation: Selected Issues Regarding New Product Development。Tex L Rev，69，1431-1538。  new window
58.Ferrara, R. C.(1991)。Hardball! The SEC's New Arsenal of Enforcement Weapons。The Business Lawyer，47(1)，33-98。  new window
59.Doty, J. R.(1992)。The Role of the Securities and Exchange Commission in an Internationalized Marketplace。Fordham L Rev，60，S77-S90。  new window
60.McLucas, W. R.(1990)。SEC Enforcement: A Look at the Current Program and Some Thoughts About the 1990s。The Business Lawyer，46(3)，797-848。  new window
61.McLucas, W. R.(1990)。SEC Enforcement: a look at the current program and thoughts about the 1990s。Sec Reg，23，283-336。  new window
62.Ferris, S. P.(1991)。The SEC summary suspension power: an empirical study indicates the need for a change。Det C.L. Rev，1991，193-228。  new window
63.Langevoort, Donald C.(1990)。The SEC as a Bureaucracy: public choice, institutional rhetoric, and the process of policy formulation。Washington and Lee Law Review，47(3)，527-540。  new window
64.Levine, T. A.(1990)。SEC enforcement in the 1990'S。Inst, on Sec. Reg，22，661-836。  new window
65.Martin, A. A.(1991)。SEC enforcement powers and remedies are greatly expanded。Sec. Reg. L.J.，19，19-25。  new window
66.Ruder, D. S.(1991)。Securities and Exchange Commission Enforcement Practices。Nw. U.L. Rev，85，607-612。  new window
67.Ruder, D. S.(1989)。The Development of Legal Doctrine Trough Amicus Participation: the SEC Experience。Wisconsin Law Review，1989，1167-1191。  new window
68.Brown, J. R. Jr.(1989)。Regulatory Intervention in the Market for Corporate Control。U.C. Davis L. Rev，23，1-75。  new window
69.Pitt, H. L.(1990)。Securities Regulation by Enforcement: a look ahead at the next decade。Yale J. Reg，7，149-304。  new window
70.Breeden, R. C.(1997)。Giving It Away: Observations on the Role of the SEC in Corporate Governance and Corporate Charity。N.Y.L. Sch. L. Rev，41，1179-1186。  new window
71.McLucas, W. R.(1997)。A Practitioner's Guide to the SEC's Investigative and Enforcement Process。Temple Law Review，70，53-116。  new window
72.Maxey, A.(1997)。SEC Enforcement Actions Against Securities Lawyers: new remedies vs. old policies。Del. J. Corp. L，22，537-585。  new window
73.McLucas, W. R.(1996)。Common Sense, Flexibility and Enforcement of the Federal Securities Laws。Bus, Law，51(4)，1221-1239。  new window
74.Longstreth, B.(1995)。A Look at the SEC's Adaptation to Global Market Pressures。Colum. J. Transna'sl L.，33，319-336。  new window
75.Hiler, B. A.(1995)。The SEC's Use of its Cease-and-desist Authority: a survey。Sec. Reg. L.H.，23，235-270。  new window
76.Seligman, Joel(1994)。The Merits Do Matter: A Comment on Professor Grundfest's ''Disimplying Private Rights of Action under the Federal Securities Laws: The Commission's Authority''。Harvard Law Review，108(2)，438-457。  new window
77.Seligman, J.(1994)。The Merits Do Matter: A Comment on Professor Grundfest's "Disimplying Private Rights of Action under the Federal Securities Laws: The Commission's Authority"。Harvard Law Review，107(5)，961-1024。  new window
78.Loewenstein, M. J.(1994)。The SEC and the Future of Corporate Governance。Ala L Rev，45，783-815。  new window
79.Wemer(1965)。Adventure in Social Control of Finance: The National Market System for Securities。Colum L. Rev，75，1233。  new window
80.Ratner, D. L.(1971)。The SEC: Portrait of the Agency as a Thirty Seven Year Old。St John's L. Rev，45，583。  new window
81.Flannery, A. C.(1994)。Time for a Change: a re-examination of the settlement policies of the Securities and Exchange Commission。Wash. & Lee L Rev，51，1015-1028。  new window
82.Macey, J. R.(1994)。Administrative Agency Obsolescence and Interest Group Formation: a case study of the SEC at sixty。Qardozo L. Rev，15，909-949。  new window
83.Straka, P. J.(1993)。Executive Compensation Disclosure: the SEC's attempt to facilitate market forces。Neb L. Rev，72，803-836。  new window
84.Douglas(1959)。Foreword to Securities and Exchange Commission Silver Anniversary Commemorative Symposium。Geo Wash L Rev，28，1。  new window
85.Landis, James M.(1959)。The Legislative History of the Securities Act of 1933。Geo Wash L Rev，28，29。  new window
86.Conwill, A. F.(1963)。Current Functions and Objectives of the Securities and Exchange Commission。Okla BAJ，34。  new window
圖書
1.賴英照(19970000)。臺灣金融版圖之回顧與前瞻。臺北：聯經出版事業股份有限公司。new window  延伸查詢new window
2.臺灣證券交易所(1992)。臺灣證券交易所三十年史。臺北。  延伸查詢new window
3.中華民國證券市場發展基金會(1990)。強化證券商自律功能之道。臺北市。  延伸查詢new window
4.林玉龍(1996)。擴大店頭發行面暨報備股票制度於我國實施可行性之研究。臺北：財團法人中華民國證券櫃檯買賣中心。  延伸查詢new window
5.賴英照(1986)。證券交易法逐條釋義。臺北：實用稅務出版社。  延伸查詢new window
6.余雪明(1983)。證券管理。臺北：正中書局。  延伸查詢new window
7.余雪明(1989)。證券交易法。臺北：證券交易發展基金會。  延伸查詢new window
8.陳松柏(1992)。實用證券法令大全。臺北：實用稅務出版社。  延伸查詢new window
9.鄭如蘭(1988)。美國證券市場。臺北：證券市場發展基金會。  延伸查詢new window
10.陳春山(1998)。證券交易法論。臺北：五南出版社。  延伸查詢new window
11.陳春山、蔡裕平(1993)。我國證券商自律規定之檢討。臺北：證券商公會。  延伸查詢new window
12.大蔵省證券局(1991)。證券六法。東京：新日本法規出版株式會社。  延伸查詢new window
13.鈴木竹雄、河本一郎(1984)。證券取引法。東京：有斐閣。  延伸查詢new window
14.有澤廣己(1985)。證券百年史。東京：日本經濟新聞社。  延伸查詢new window
15.神崎克郎(1988)。證券取引法。東京：青林書院新社。  延伸查詢new window
16.大藏省(1994)。證券六法。東京：大藏省。  延伸查詢new window
17.U. S. SEC(1998)。Annual Report。Washington, D.C：SEC。  new window
 
 
 
 
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