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題名：緊縮預算下的新預算理論研究
書刊名：理論與政策
作者：徐仁輝 引用關係
作者(外文)：Hsu, Jen-hui
出版日期：2002
卷期：16:3=63
頁次：頁37-51
主題關鍵詞：預算理論；預算決策；新制度經濟學；Budget theory；Budgetary decision-making；New institutional economics
原始連結：連回原系統網址new window
相關次數：
  • 被引用次數被引用次數:期刊(6) 博士論文(1) 專書(0) 專書論文(0)
  • 排除自我引用排除自我引用:6
  • 共同引用共同引用:35
  • 點閱點閱:35
　　　　　近二十餘年來各國所採行的預算緊縮政策，對於傳統遞增主義(incrementalism)產生極大的衝擊，學界需要更能闡釋新預算決策模式的新預算理論。本文依決策的本質分為實質理性(substantive rationality)與程序理性 (procedural rationality)兩種(Simon,1976)，再依行為者目標係追求個人利益或公共利益劃分，試圖將預算決策型態分成四類:包括第一類型－福利經濟學或管理學所發展出的規範理論，第二類型－傳統政治學所推演出的遞增主義，第三類型－公共選擇學派的研究，如官僚預算行為模式，至於第四類型(即屬程序理性與行為者追求個人利益為目標者)，本文主張以新制度經濟學的研究方法，對當前預算緊縮壓力下，受外在環境與制度影響更深的預算決策模式，提出有效的解釋。
　　　　　Countries of the OECD have been adopting policies of shrinking budget during the past two decades. The new budgetary decision-making models bring a great shock to the traditional budget theory of incrementalism. Thus, the public administration academies are looking for a new theory. This article divides budgetary decision-making into four categories based on substantive rationality vs. procedural rationality, and self-interest vs. public interest. The first model is normative theory developed by Welfare Economics or Management Science. The second model is Incrementalism developed by traditional political science. The third model is developed by Public Choice School, such as, bureaucratic budgetary behavior model. The fourth model the author suggests is the use of the New Institutional Economics to explain the new budgetary decision model under condition of shrinking budgets.
期刊論文
1.Caiden, N.(1982)。The Myth of the Annual Budget。Public Administration Review，42(6)，516-523。  new window
2.Miller, G. J.、Moe, T. M.(1983)。Bureaucrats, Legislators, and the Size of Government。American Political Science Review，77，297-322。  new window
3.Schick, A.(1994)。From the Old Politics of Budgeting to the New。Public Budgeting and Finance，14(1)，135-144。  new window
4.Schick, Allen(1986)。Macro-Budgetary Adaptations to Fiscal Stress in Industrialized Democracies。Public Administration Review，46(2)，124-134。  new window
5.Bozeman, B.、Straussman, J. D.(1982)。Shrinking Budgets and the Shrinkage of Budget Theory。Public Administration Review，42(6)，509-515。  new window
6.徐仁輝(20010100)。地方政府支出預算決策的研究。公共行政學報，5，1-17。new window  延伸查詢new window
7.徐仁輝(19960500)。制度與官僚的預算行為。空大行政學報，5，43-66。new window  延伸查詢new window
8.Caiden, N.(1983)。Guidelines to Federal Budget Reform。Public Budgeting and Finance，3(4)，4-22。  new window
9.Franklin, A.、George, B. C.(1999)。Analyzing How Local Governments Establish Service Priorities。Public Budgeting & Finance，19(3)，31-46。  new window
10.Bendor, J.、Taylor, S.、Van Galen, R.(1985)。Bureaucratic Expertise versus Legislative Authority: A Model of Deception and Monitoring in Budgeting。American Political Science Review，79，1041-1060。  new window
11.Bendor, J.、Taylor, S.、Van Galen, R.(1987)。Politicians, Bureaucrats and Asymmetric Information。American Political Science Review，31，796-828。  new window
12.Caiden, N.(1989)。A New Perspective on Budgetary Reform。Australian Journal of Public Administration，48(1)，53-60。  new window
13.Mowery, D.、Kamlet, M. S.(1980)。The Budgetary Base in Federal Resource Allocation。American Journal of Political Science，24，804-821。  new window
14.Key, V. O., Jr.(1940)。The Lack of a Budgetary Theory。American Political Science Review，34，1137-1144。  new window
15.McGuire, T.、Coiner, M.、Spancke, L.(1979)。Budget Maximizing Agencies and Efficiency in Government。Public Choice，34，333-359。  new window
16.Ostrom, E.(1986)。An Agenda fort the Study of Institutions。Public Choice，48(1)，3-25。  new window
17.Rubin, S. I.(1989)。Aaron Wildavsky and the Demise of Incrementalism。Public Administration Review，49(1)，78-81。  new window
18.True, J. L.(1995)。Is the National Budget Controllable?。Public Budgeting and Finance，15(2)，18-31。  new window
圖書
1.Musgrave, R. A.(1959)。The theory of public finance。New York, NY：McGraw Hill。  new window
2.Wildavsky, Aaron(1988)。The New Politics of the Budgetary Process。Scott, Foresman and Company。  new window
3.Rubin, I. S.(1988)。New Directions in Budget Theory。New York, NY：State University of New York Press。  new window
4.Karaan, Dirk-Jan(1996)。Budgetary Decision: A Public Choice Approach。Cambridge：Cambridge University Press。  new window
5.Buchanan, James M.、Tullock, Gordon(1962)。The Calculus of Consent: Logical Foundation of Constitutional Democracy。University of Michigan Press。  new window
6.Wildavsky, Aaron(1964)。The Politics of the Budgetary Process。Boston, MA：Little, Brown and Company。  new window
7.蘇彩足(1996)。政府預算之研究。台北：華泰書局。  延伸查詢new window
8.Williamson, Oliver E.(1975)。Markets and Hierarchies: Analysis and Antitrust Implications。New York, NY：Free Press。  new window
9.Mueller, Dennis C.(1989)。Public Choice II: A Revised Edition of Public Choice。Cambridge University Press。  new window
10.Eggertsson, Thráinn(1990)。Economic Behavior and Institutions。Cambridge University Press。  new window
11.Niskanen, William A. Jr.(1971)。Bureaucracy and Representative Government。Chicago, IL：Aldine-Atherton。  new window
12.Parker, S.(1992)。Political Dimensions of Federal Budgeting in the United States。Handbook of Public Budgeting。New York, NY：Marcel Dekker。  new window
13.Parks, R. B.、Ostrom, E.(1981)。Complex Models of Urban Service Systems。Urban Policy Analysis: Directions for Future Research。沒有紀錄。  new window
14.Basu, A.(1995)。Public Expenditure Decision Making。Public Expenditure Decision Making。New Delhi, India：Sage Publications。  new window
15.Caiden, N.(1988)。Shaping Things to Come: Super-Budgeters as Heroes (and Heroines) in the Late-Twentieth Century。New Directions in Budget Theory。Albany, NY：State University of New York Press。  new window
16.Straussman, J. D.(1988)。Rights-Based Budgeting。New Directions in Budget Theory。Albany, NY：State University of New York Press。  new window
17.Wildavsky, A.(1992)。Budgeting as Cultural Phenomenon。Handbook of Public Budgeting。New York, NY：Marcel Dekker。  new window
圖書論文
1.Rubin, I. S.(1992)。Budgeting: Theory, Concepts, Methods, and Issues。Handbook of Public Budgeting。New York, NY：Marcel Dekker, Inc.。  new window
2.Peters, B. G.(1990)。The European Bureaucrat: The Applicability of Bureaucracy and Representative Government to Non-American Settings。The Budgeting-Maximizing Bureaucrat。Pittsburgh：University of Pittsburgh Press。  new window
3.Ostrom, E.(1986)。A method of institutional analysis。Guidance, Control, and Evaluation in the Public Sector。Berlin：de Gruyter。  new window
4.LeLoup, L. T.(1988)。From Micro-Budgeting To Macro-Budgeting: Evolution in Theory and Practice。New Directions In Budget Theory。Albany, NY：State University of New York Press。  new window
5.Schick, A.(1988)。An Inquiry into the Possibility of Budgetary Theory。New Directions in Budget Theory。Albany, New York：State University of New York Press。  new window
6.Caiden, N.(1990)。Public Budgeting in the United States: The State of the Discipline。Public Administration: The State of the Discipline。New Jersey：Chatham。  new window
7.Simon, H. A.(1976)。From Substantive to Procedural Rationality。Method and Appraisal in Economics。Cambridge：Cambridge University Press。  new window
 
 
 
 
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