| 圖書| 1. | 梁宇賢、劉興善、柯澤東、林勳發(2009)。商事法精論。今日出版有限公司。 延伸查詢 | | 2. | 江朝國(2015)。保險法逐條釋義（第四卷）：人身保險。元照出版有限公司。 延伸查詢 | | 3. | 葉啟洲(2017)。保險法實例研習。元照出版有限公司。 延伸查詢 | | 4. | 劉宗榮(2016)。保險法：保險契約法暨保險業法。劉宗榮。 延伸查詢 | | 5. | Eggers, Peter M.(2010)。Good Faith and Insurance Contracts。Routledge。  | | 6. | Birds, John(2016)。Birds' Modern Insurance Law。Sweet & Maxwell。 | | 7. | 汪信君、廖世昌(2017)。保險法理論與實務。元照出版有限公司。 延伸查詢 | | 8. | Rix, Charles、Lovells, Hogan(2014)。A Practitioner's Guide to The Regulation of Insurance。Sweet & Maxwell。 | | 9. | 廖世昌、郭姿君、黃綺聿(2018)。保險業之法令遵循。元照。 延伸查詢 | | 10. | Brummer, Chris(2015)。Soft Law and the Global Financial System: Rule Making in the 21st Century。Cambridge University Press。 | | 11. | Frankl, Milan、Kurcer, Ayse Ebru(2017)。Money Laundering and Terrorist Financing Activities: A Primer on Avoidance Management for Money Managers。Business Expert Press。 | | 12. | Harrison, Karen、Ryder, Nicholas(2017)。The Law Relating to Financial Crime in the United Kingdom。Routledge。 | | 13. | Ioannides, Emmanuel(2014)。Fundamental Principles of EU Law Against Money Laundering。Routledge。 | | 14. | Keene, Shima D.(2012)。Threat Finance: Disconnecting the Lifeline of Organised Crime and Terrorism。Routledge。 | 其他| 1. | (2017)。107年度金融檢查重點，https://www.feb.gov.tw/ch/home.jsp?id=65&parentpath=0,4&mcustomize=onemessages_view.j sp&datasemo=201712180001 &aplistdn=ou=data,ou=business,ou=one,ou=chinese,ou=ap_root,o=fsc,c=tw&dtable=Business。 | | 2. | 行政院洗錢防制辦公室。國家洗錢及資恐風險評估報告，https://www.ey.gov.tw/Page/9277F759E41CCD91/2dfba36b-8ce4-47be-8779-1348964db510， 。 延伸查詢 | | 3. | FCA Enforcement Guide(2018)。19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 and 19.15 The conduct of investigations under the Money Laundering Regulations，https://www.handbook.fca.org.uk/handbook/EG/PDF/Archive.pdf。 | | 4. | Financial Action Task Force(2015)。Guidance for a riskbased approach: effective supervision and enforcement by AML/CFT supervisors of the financial sector and law enforcement，http://www.fatf-gafi.org/media/fatf/documents/reports/RBA-Effective-supervision-and-enforcement.pdf。 | | 5. | Financial Action Task Force(2018)。High-risk and Noncooperative Jurisdictions Public Statement，http://www.fatfgafi.org/publications/high-riskandnon-cooperativejurisdictions/documents/public-statement-june-2018.html。 | | 6. | Financial Action Task Force(2018)。The FATF Recommendations: The International Anti-Money Laundering and Combating The Financing of Terrorism and Proliferation (AML/CFT) Standards, February 2018 Updated Version，http://www.fatf-gafi.org/media/fatf/documents/recommendations/pdfs/FATF%20Recommendations%202012.pdf。 | | 7. | International Association of Insurance Supervisors(2013)。IAIS Application Paper on Combating Money Laundering and Terrorist Financing，https://www.iaisweb.org/page/supervisory-material/application-papers/file/34107/application-paper-on-combating-money-laundering-and-terrorist-financing。 | | 8. | NYDFS(2017)。DFS Fines Mega Bank 0 Million For Violating Anti-Money Laundering Laws: Consent Order Requires Bank to Establish Effective Compliance Controls and to Retain Independent Monitor for Two Years，https://www.dfs.ny.gov/about/press/pr1608191 .htm。 | 圖書論文| 1. | Abramovsky, Aviva(2011)。Enforcement: A Survey of Three Approaches to Insurance Regulatory Enforcement: The USA, the UK and Sweden。Research Handbook on International Insurance Law and Regulation。Edward Elgar Publishing。 | | 2. | Bemford, Joseph(2018)。Money Laundering and Financial Crime。Financial Services Law。Oxford University Press。 | | 3. | Cartwright, Peter(2015)。Credible Deterrence and Consumer Protection through the Imposition of Financial Penalties: Lessons for the Financial Conduct Authority。Fighting Financial Crime in the Global Economic Crisis。Routledge。 | | 4. | Kent, Rachel(2013)。Conduct of Business。A Practitioner's Guide to the UK Financial Services Rulebooks。Sweet & Maxwell。 | | 5. | Sabalot, Deborah、Temple, Outer(2018)。International Agreement and Supranational Bodies。Financial Services Law。Oxford University Press。 | |