| 期刊論文| 1. | Allen, Hilary J.(2010)。Money Market Fund Reform Viewed Through a Systemic Risk Lens。Journal of Business and Securities Law，11，87-110。   | | 2. | 謝易宏(20090100)。潰敗金融與管制迷思--簡評美國二○○八金融改革。月旦法學，164，186-225。 延伸查詢 | | 3. | Stout, Lynn A.(2011)。Derivatives and the Legal Origin of the 2008 Credit Crisis。Harvard Business Law Review，1，1-38。 | | 4. | Stulz, René M.(2015)。Risk-Taking and Risk Management by Banks。Journal of Applied Corporate Finance，27(1)，8-18。 | | 5. | 吳顯宗(20140600)。影子銀行監理趨勢。存款保險資訊季刊，27(2)，113-134。 延伸查詢 | | 6. | 曾宛如(20090500)。金融海嘯下金融監理之反思。月旦法學，168，81-92。 延伸查詢 | | 7. | 甘雯綺(20130600)。影子銀行的監理架構與問題。國際金融參考資料，65，70-94。 延伸查詢 | | 8. | Gordon, Jeffrey N.、Muller, Christopher(2011)。Confronting Financial Crisis: Dodd-Frank's Dangers and the Case for a Systemic Emergency Insurance Fund。Yale Journal on Regulation，28(1)，151-211。 | | 9. | 李儀坤(20140400)。影子銀行與金融海嘯之關聯與監理方針。信用合作，120，8-22。 延伸查詢 | | 10. | 林俊銘(20150300)。投射更多的燈光在影子銀行上--其本質、問題及規範初探。財產法暨經濟法，41，29-93。 延伸查詢 | | 11. | 黃追(20150600)。影子銀行之介紹。臺灣經濟金融月刊，51(6)=605，43-56。 延伸查詢 | | 12. | 楊岳平(20191200)。論違法收受存款罪的目的性限縮--評最高法院106年度臺上字第3713號判決。月旦裁判時報，90，46-53。 延伸查詢 | | 13. | Brown, Latoya(2013)。The Regulation of U.S. Money Market Funds: Lessons from Europe。Brigham Young University International Law and Management Review，9(2)，201-225。 | | 14. | Calomiris, Charles W.、Jaremski, Matthew(2016)。Deposit Insurance: Theories and Facts。Annual Review of Financial Economics，8，97-120。 | | 15. | Conti-Brown, Peter(2012)。Elective Shareholder Liability。Stanford Law Review，64，409-467。 | | 16. | Chiu, Iris H.-Y.(2016)。Transcending Regulatory Fragmentation and the Construction of an Economy-Society Discourse: Implications for Regulatory Policy Derived from a Functional Approach to Understanding Shadow Banking。The Journal of Corporation Law，42，327-358。 | | 17. | Casey, Anthony J.、Posner, Eric A.(2015)。A Framework for Bailout Regulation。Notre Dame Law Review，91，479-536。 | | 18. | Fisch, Jill E.(2015)。The Broken Buck Stops Here: Embracing Sponsor Support in Money Market Fund Reform。North Carolina Law Review，93，935-1972。 | | 19. | Gubler, Zachary J.(2012)。Regulating in the Shadows: Systemic Moral Hazard and the Problem of the Twenty-First Century Bank Run。Alabama Law Review，63，221-273。 | | 20. | Humphrey, Thomas M.(2010)。Lender of Last Resort: What It Is, Whence It Came, and Why the Fed Isn't It。Cato Journal，30，333-364。 | | 21. | Jackson, Howell E.、Massman, Stephanie(2017)。The Resolution of Distressed Financial Conglomerates。Russell Sage Foundation Journal of the Social Sciences，3(1)，48-72。 | | 22. | Johnston, Jason Scott(2016)。Do Product Bans Help Consumers? Questioning the Economic Foundations of Dodd Frank Mortgage Regulation。George Mason Law Review，23(3)，617-696。 | | 23. | Judge, Kathryn(2016)。The First Year: The Role of a Modern Lender of Last Resort。Columbia Law Review，116，843-925。 | | 24. | Judge, Kathryn(2017)。Information Gaps and Shadow Banking。Virginia Law Review，103，411-480。 | | 25. | Judge, Kathryn(2019)。Guarantor of Last Resort。Texas Law Review，97，707-766。 | | 26. | Kaal, Wulf A.(2015)。The Systematic Risk of Private Funds After the Dodd-Frank Act。Michigan Business & Entrepreneurial Law Review，4，163-193。 | | 27. | Legind, Nina Dietz、Jensen, Camilla Horby(2014)。The European Regulation of Credit Rating Agencies。Law in Context: A Socio-legal Journal，30，114-145。 | | 28. | Lubben, Stephen J.、Wilmarth, Arthur E. Jr.(2017)。Too Big and Unable to Fail。Florida Law Review，69，1205-1249。 | | 29. | Macey, Jonathan(2011)。It's All Shadow Banking, Actually。Review of Banking and Financial Law，31，593-1053。 | | 30. | Macey, Jonathan R.、O'Hara, Maureen(2016)。Bank Corporate Governance: A Proposal for the Post-Crisis World。Federal Reserve Bank of New York Economic Policy Review，22(1)，85-105。 | | 31. | Manns, Jeffrey(2011)。Building Better Bailouts: The Case for a Long-term Investment Approach。Florida Law Review，63，1349-1406。 | | 32. | McConnell, John J.、Buser, Stephen A.(2011)。The Origins and Evolution of the Market for Mortgage-Backed Securities。Annual Review of Financial Economics，3，173-192。 | | 33. | Mobley, Ethan T.(2016)。Regulating Moral Hazard: The True Risk of Dodd-Frank's Risk Retention Requirement。Journal of Business, Entrepreneurship and the Law，10(1)，45-62。 | | 34. | Muñoz, David Ramos(2016)。Shadow Banking: The Blind Spot in Banking and Capital Markets Reform。European Company and Financial Law Review，13，157-196。 | | 35. | Omarova, Saule T.(2019)。The "Too Big to Fail" Problem。Minnesota Law Review，103，2495-2541。 | | 36. | Partnoy, Frank(2017)。What's (Still) Wrong with Credit Ratings。Washington Law Review，92，1407-1472。 | | 37. | Peirce, Hester(2016)。Derivatives Clearinghouses: Clearing the Way to Failure。Cleveland State Law Review，64，589-660。 | | 38. | Posner, Eric A.(2016)。What Legal Authority Does the Fed Need During a Financial Crisis?。Minnesota Law Review，101，1529-2089。 | | 39. | Rosenthal, Sean J.(2015)。Moving beyond a Unit Banking World: The Case for Repealing Federal Deposit Insurance。Business and Bankruptcy Law Journal，3，64-95。 | | 40. | Schwarcz, Steven L.(2018)。Beyond Bankruptcy: Resolution as a Macroprudential Regulatory Tool。Notre Dame Law Review，94，709-750。 | | 41. | Schwarz, Daniel、Zaring, David(2017)。Regulation by Threat: Dodd-Frank and the Nonbank Problem。University of Chicago Law Review，84，1813-1881。 | | 42. | Skinner, Christina Parajon(2017)。Regulating Nonbanks: A Plan for SIFI Lite。Georgetown Law Journal，105，1379-1432。 | | 43. | Thomson, James B.(2010)。On Systemically Important Financial Institutions and Progressive Systemic Mitigation。DePaul Business and Commercial Law Journal，8，135-419。 | | 44. | Weber, Robert F.(2010)。New Governance, Financial Regulation, and Challenges to Legitimacy: The Example of the Internal Models Approach to Capital Adequacy Regulation。Administrative Law Review，62，783-869。 | | 45. | White, Tessa(2015)。From the Group of Twenty to the Group of Two: The Need for Harmonizing Derivatives Regulation between the United States and the European Union。Law and Contemporary Problems，78(4)，301-333。 | | 46. | 邵慶平(20090200)。金融危機的形成、處理機制與法制基礎--對美國次級房貸金融危機的觀察。月旦法學，165，29-45。 延伸查詢 | 研究報告| 1. | Avgouleas, Emilios(2016)。Fundamentals of Bank Supervision and the Lender of Last Resort in the Post-2008 Era: A Critical Appraisal and Forward Looking Recommendations。 | | 2. | Crawford, John(2016)。Memorandum on the Asset Management Industry。 | | 3. | Dobler, Marc、Gray, Simon、Murphy, Diarmuid、Radzewicz-Bak, Bozena(2016)。The Lender of Last Resort Function after the Global Financial Crisis。IMF。 | | 4. | Jackson, Howell E.(2010)。Loan-Level Disclosure in Securitization Transactions: A Problem with Three Dimensions。Cambridge, MA：Harvard Law School Public Law & Legal Theory。 | | 5. | Tucker, Paul(2014)。The Lender of Last Resort and Modern Central Banking: Principles and Reconstruction。 | 圖書| 1. | 王志誠(2017)。現代金融法。新學林出版股份有限公司。 延伸查詢 | | 2. | Armour, John、Awrey, Dan、Davies, Paul、Enriques, Luca、Gordon, Jeffrey N.、Mayer, Colin、Payne, Jennifer(2016)。Principles of Financial Regulation。Oxford University Press。 | | 3. | Financial Crisis Inquiry Commission(2011)。The Financial Crisis Inquiry Report: Final Report of the National Commission on the Causes of the Financial and Economic Crisis in the United States。Washington, DC：U. S. Financial Crisis Inquiry Commission。 | | 4. | Barr, Michael S.、Jackson, Howell E.、Tahyar, Margaret E.(2016)。Financial Regulation: Law and Policy。St. Paul, MN：Foundation Press。 | | 5. | 王志誠(20170000)。互聯網金融之監理機制。臺北：新學林。 延伸查詢 | | 6. | 中華民國票券金融商業同業公會(2019)。中華民國107年年報。臺北：中華民國票券金融商業同業公會。 延伸查詢 | | 7. | 中央銀行經濟研究處(2018)。中華民國資金流量統計年報--民國106年。臺北：中央銀行。 延伸查詢 | | 8. | 中央銀行(2018)。金融穩定報告。臺北：中央銀行。 延伸查詢 | | 9. | 中央銀行(2013)。金融穩定報告。臺北：中央銀行。 延伸查詢 | | 10. | Adrian, Tobias、Jones, Bradley(2018)。Shadow Banking and Market-Based Finance。Washington, D. C.：International Monetary Fund。 | | 11. | Bagehot, Walter(1873)。Lombard Street: A Description of the Money Market。Great Britain：Henry S. King & Co.。 | | 12. | Group of Thirty(2010)。Enhancing Financial Stability and Resilience: Macroprudential Policy, Tools, and Systems for the Future。Washington, D. C.：Group of Thirty。 | | 13. | King, Mervyn(2017)。The End of Alchemy: Money, Banking, and the Future of the Global Economy。New York, NY：W. W. Norton & Company。 | | 14. | Mehrling, Perry(2010)。The New Lombard Street: How the Fed Became the Dealer of Last Resort。Princeton University Press。 | | 15. | Ricks, Morgan(2016)。The Money Problem: Rethinking Financial Regulation。Chicago, IL：University of Chicago Press。 | | 16. | Scott, Hal S.(2016)。Connectedness and Contagion: Protecting the Financial System from Panics。MIT Press。 | | 17. | Scott, Hal S.、Gelpern, Anna(2016)。International Finance: Transactions, Policy, and Regulation。St. Paul, MN：Foundation Press。 | | 18. | Turner, Adair(2015)。Between Debt and the Devil: Money, Credit, and Fixing Global Finance。Princeton, NJ：Princeton University Press。 | | 19. | 賴英照(2017)。最新證券交易法解析：股市遊戲規則。賴英照。 延伸查詢 | | 20. | 王志誠(2014)。銀行法。新學林。 延伸查詢 | 其他| 1. | Basel Committee on Banking Supervision(2010)。Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems，https://www.bis.org/publ/bcbs189_dec2010.pdf。 | | 2. | Basel Committee on Banking Supervision(2018)。Global Systemically Important Banks: Revised Assessment Methodology and The Higher Loss Absorbency Requirement，https://www.bis.org/bcbs/publ/d445.pdf。 | | 3. | Basel Committee on Banking Supervision(2015)。Guidelines: Corporate Governance Principles for Banks，https://www.bis.org/bcbs/publ/d328.pdf。 | | 4. | Basel Committee on Banking Supervision(2012)。A Framework for Dealing With Domestic Systemically Important Banks，https://www.bis.org/publ/bcbs233.pdf。 | | 5. | Financial Stability Board(2013)。Strengthening Oversight and Regulation of Shadow Banking: Policy Framework for Strengthening Oversight and Regulation of Shadow Banking Entities，https://www.fsb.org/wp-content/uploads/r_130829c.pdf。 | | 6. | Financial Stability Board(2013)。Strengthening Oversight and Regulation of Shadow Banking: Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos，https://www.fsb.org/wp-content/uploads/r_130829b.pdf。 | | 7. | Financial Stability Board(2011)。Shadow Banking: Strengthening Oversight and Regulation，https://www.isb.org/wp-content/uploads/r_111027a.pdf。 | | 8. | Financial Stability Board(2017)。Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities，https://www.fsb.org/wp-content/uploads/FSB-Policy-Recommendations-on-Asset-Management-Structural-Vulnerabilities.pdf。 | | 9. | Financial Stability Board(2017)。Assessment of Shadow Banking Activities, Risks and the Adequacy of Post-crisis Policy Tools to Address Financial Stability Concerns，https://www.fsb.org/wp-content/uploads/P300617-1.pdf。 | | 10. | Financial Stability Board(2016)。Peer Review of Japan: Review Report，https://www.isb.org/wp-content/uploads/Japan-peer-review-report.pdf。 | | 11. | Financial Stability Board(2015)。Next Steps on the Assessment Methodologies for Non-Bank Non-Insurer Global Systemically Important Financial Institutions (NBNI G-SIFIs)，https://www.fsb.org/wpcontent/uploads/NBNI-G-SIFI-Next-Steps-Press-Release.pdf。 | | 12. | Financial Stability Board(2015)。Transforming Shadow Banking into Resilient Market-based Finance: Regulatory Framework for Haircuts on Non-centrally Cleared Securities Financing Transactions，https://www.fsb.org/wp-content/uploads/P190719-1.pdf。 | | 13. | Financial Stability Board(2020)。Global Monitoring Report on Non-Bank Financial Intermediation 2019，https://www.fsb.org/wp-content/uploads/P190120.pdf。 | | 14. | Financial Stability Board，International Organization of Securities Commissions(2014)。Consultative Document: Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions--Proposed High-Level Framework and Specific Methodologies，https://www.fsb.org/wp-content/uploads/r_140108.pdf。 | | 15. | Financial Stability Board，International Organization of Securities Commissions(2015)。Consultative Document (2nd): Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions--Proposed High-Level Framework and Specific Methodologies，https://www.fsb.org/wp-content/uploads/2nd-Con-Doc-on-NBNI-G-SIFI-methodologies.pdf。 | | 16. | International Association of Insurance Supervisors(2016)。Global Systemically Important Insurers: Updated Assessment Methodology，https://www.fsb.org/2016/06/global-systemically-important-insurers-updated-assessment-methodology/。 | | 17. | The Board of the International Organization of Securities Commissions(2018)。Open-ended Fund Liquidity and Risk Management--Good Practices and Issues for Consideration: Final Report，https://www.iosco.org/library/pubdocs/pddOSCOPD591.pdf。 | 圖書論文| 1. | Hopt, Klaus J.(2012)。Corporate Governance of Banks After the Financial Crisis。Financial Regulation and Supervision: A Post-Crisis Analysis。Oxford：Oxford University Press。 | | 2. | 游啟璋(2019)。票券金融管理法。金融法。臺北：元照。 延伸查詢 | | 3. | Cochrane, John H.(2014)。Toward a Run-free Financial System。Across the Great Divide: New Perspectives on the Financial Crisis。Stanford, CA：Hoover Institution Press。 | | 4. | Zywicki, Todd J.(2016)。Market-Reinforcing versus Market-Replacing Consumer Finance Regulation。Reframing Financial Regulation: Enhancing Stability and Protecting Consumers。Arlington, VA：Mercatus Center George Mason University。 | | 5. | Scott, Hal S.(2011)。How to Improve Five Important Areas of Financial Regulation。Rules for Growth: Promoting Innovation and Growth through Legal Reform。Kansas, MO：Ewing Marion Kauffman Foundation。 | |