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題名:誰掌控官僚體系﹖從代理人理論談臺灣官僚體系的政治控制問題
書刊名:公共行政學報. 政大
作者:陳敦源 引用關係
作者(外文):Chen, Don-yun
出版日期:2000
卷期:4
頁次:頁99-129
主題關鍵詞:官僚體系民主行政權力授予代理人理論次佳誘因效率新制度經濟學BureaucracyDemocratic administrationDelegation of powerAgency theorySecond-bestIncentive efficiencyNew institutional economics
原始連結:連回原系統網址new window
相關次數:
  • 被引用次數被引用次數:期刊(16) 博士論文(7) 專書(2) 專書論文(1)
  • 排除自我引用排除自我引用:9
  • 共同引用共同引用:9
  • 點閱點閱:320
     近十年公部門的改革運動,有三個重點,一是憲政改革,二是政府再造,三是國 會改革,這三項運動的共同目標,就是要為台灣建構一個民主且有效的治理機制 (governance),這目標也迫使改革者必須誠實面對存在民主與官僚間的根本矛盾。若從這個 角度觀察,我國民主改革期間所浮現的諸多問題,不應被簡化成決策程序的民主程度、或是 官僚體系行政效率良窳的問題,他們應是民主化後無法避免的民主與官僚關係定位的問題, 這也是所有追求民主及效率者所無法規避的議題。然而,我們一直缺乏一套整合性的概念架 構來看改革作為的實質內涵,更遑論對於台灣現況的解讀,這種認識的缺乏,使得吾等一直 無法從宏觀的眼光,來思考我國未來治理機制設計的問題。本文嘗試從民主治理體系最重要 的權力授予(delegation of power)概念出發,在代理人理論(agency theory)的指引之下,配合台 灣政治發展的現實來探討官僚體系的政治控制問題,將台灣公部門的改革,從民主行政的理 論層次予以整合。本文將首先從權力授予的概念討論官僚體系在民主政體當中的地位,更進 一步闡述官僚體系政治控制的方法及其限制;接著,本文透過代理人理論討論官僚體系控制 問題的實質內涵;最後,本文以前述理論為基礎,對於台灣目前民主與官僚關係的實況提出 三點批判性的回顧:(1)官僚的「不行動」;(2)被宰制的「頭家」;(3)國民黨的「鎖定」效果 等,藉此反思十年改革作為,並接著對台灣未來續階改革的方向提出三點具體建議以為總結。
     For the past ten years, political reform on Taiwan has been concentrated on three main efforts : (1) constitutional reforms, (2) reinventing government, and (3) congressional reforms. All these works aim to bring in bore democratic and effective governance to our ruling system. This goal also impels us to face the classical perplexities between democracy and bureaucracy. From this viewpoint, many failed reform efforts should not be simply attributed to the problem of democracy in the public decision-making process, or to the issue of bureaucratic effectiveness. Those failures should be interpreted as problems of redefining the boundary between democracy and bureaucracy in Taiwan's governing structure. The political control of the bureaucracy is at the heart of the problem. From the concept of "delegation of power," author attempts to establish an unified framework to analyze the problem of bureaucratic control in the newly developed Taiwanese democracy. Building on the agency theory from the new institutional economics, author discuses different means and their limits to control bureaucratic activities in general. Then, author derives three assertions from the theory to demonstrate the current situation concerning controlling bureaucracies in Taiwan. They are : (1) bureaucratic "inaction," (2) dominated populace; (3) KMT's (Kuomintang) "lock-in" effect. At the end. Author proposes three general directions for the democratic reform concerning bureaucratic control on Taiwan in the future.
期刊論文
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2.Hammond, Thomas H.、Knott, Jack H.(1996)。Who Controls the Bureaucracy?: Presidential Power, Congressional Dominance, Legal Constraints, and Bureaucratic Autonomy in a Model of Multi-Institutional Policy-Making。Journal of Law, Economics, & Organization,12(1),119-166。  new window
3.邱瑞忠(19940700)。公共規範的建立--民主與官僚體制的調適。東海學報,35(社會科學學院),231-256。new window  延伸查詢new window
4.城仲模(19950300)。依法行政原理之現代意義。月旦法學,試刊號,52-54。new window  延伸查詢new window
5.顧慕晴(19950700)。官僚組織與行政人員民主責任。人事管理,32(7)=377,4-17。  延伸查詢new window
6.Calvert, Randall L.、McCubbins, Mathew D.、Weingast, Barry R.(1989)。A Theory of Political Control and Agency Discretion。American Journal of Political Science,33(3),588-611。  new window
7.Holden, M. Jr.(1966)。"Imperialism" in Bureaucracy。American Political Science Review,60,943-951。  new window
8.Macey, J. R.(1992)。Separated Powers and Positive Political Theory: The Tug of War over Administrative Agencies。The Georgetown Law Journal,80,671-703。  new window
9.Spiller, P. T.、Urbiztondo, S.(1994)。Political Appointees vs. Civil Servants: A Multiple Principals Theory of Political Bureaucracies。European Journal of Political Economy,10,465-597。  new window
10.Weingast, B. R.(1981)。Regulation, Reregulation, and Deregulation: The Political Foundations of Agency Clientele Relationships。Law and Contemporary Problems,44,147-177。  new window
11.Weingast, Barry R.(1984)。The Congressional-Bureaucratic System: A Principal-Agent Perspective (with Applications to the SEC)。Public Choice,44(1),147-191。  new window
12.West, W. F.、Cooper, J.(1989)。Legislative Influence v. Presidential Dominance: Competing Models of Bureaucratic Control。Political Science Quarterly,104,581-606。  new window
13.Moe, Terry M.(1985)。Control and Feedback in Economic Regulation: The Case of the NLRB。American Political Science Review,79(4),1094-1116。  new window
14.Weingast, Barry R.、Moran, Mark J.(1983)。Bureaucratic Discretion or Congressional Control? Regulatory Policymaking by the Federal Trade Commission。Journal of Political Economy,91(5),765-800。  new window
15.Epstein, David、O'Halloran, Sharyn(1994)。Administrative Procedures, Information, and Agency Discretion。American Journal of Political Science,38(3),697-722。  new window
16.McCubbins, Mathew D.、Noll, Roger G.、Weingast, Barry R.(1987)。Administrative Procedures as Instruments of Political Control。Journal of Law, Economics, and Organization,3(2),243-277。  new window
17.Liebowitz, S. J.、Margolis, S. E.(1995)。Path dependence, lock-in and history。Journal of Law Economics and Organization,11(1),205-226。  new window
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21.North, D.(1990)。A Transaction Cost Theory of Politics。Journal of Theoretical Politics,2(4),355-367。  new window
22.Moe, Terry M.(1984)。The New Economics of Organization。American Journal of Political Science,28(4),739-777。  new window
23.David, Paul A.(1985)。Clio and the economics of QWERTY。The American Economic Review,75(2),332-339。  new window
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26.McCubbins, Mathew D.、Schwartz, Thomas(1984)。Congressional Oversight Overlooked: Police Patrols versus Fire Alarms。American Journal of Political Science,28(1),165-179。  new window
27.Wood, B. Dan、Waterman, Richard W.(1991)。The Dynamics of Political Control of the Bureaucracy。The American Political Science Review,85(3),801-828。  new window
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會議論文
1.陳敦源、徐仁輝(1999)。新憲政架構下的立法行政關係:以預算法的修正為例。「邁向二十一世紀的立法院:新國會、新規範、新挑戰」研討會。台北:國策研究院。  延伸查詢new window
2.陳敦源、余致力、黃東益(1999)。The Political Attitudes of Administrative Elite in Taiwan's Central Government。Atlanta, GA。  new window
3.江明修(1998)。我國公務人力發展之困境與對策:試從公務人員行政倫理觀之典範變遷省思政府再造之方向。文官制度與國家發展研討會。考試院。  延伸查詢new window
圖書
1.林水波、施能傑、葉匡時、何鴻榮、劉旭清(1993)。強化政治執行能力之理論建構。台北:行政院研究發展考核委員會。  延伸查詢new window
2.孫本初、吳復新、夏學理、許道然(1999)。組織發展。臺北:國立空中大學。  延伸查詢new window
3.Burnheim, John(1985)。Is Democracy Possible? The Alternative to Electoral Politics。Polity Press。  new window
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9.Stoker, Robert Phillip(1991)。Reluctant Partners: Implementing Federal Policy。Pittsburgh, PA:University of Pittsburgh Press。  new window
10.Waterman, Richard W.(1989)。Presidential Influence and the Administrative State。Knoxville, TN:University of Tennessee Press。  new window
11.Berle, Adolf A.、Means, Gardiner C.(1932)。The Modern Corporation & Private Property。New Brunswick, N.J.:Harcourt, Brance & World, Inc.。  new window
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14.Stevens, J. B.(1993)。The Economics of Collective Choice。Boulder, CO。  new window
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17.Bryner, G. C.(1987)。Bureaucratic Discretion: Law and Policy in Federal Regulatory Agencies。Pergamon Press。  new window
18.Berry, J.(1989)。The Interest Group Society。Glenview, Ill:Scott and Foresman。  new window
19.陳敦源(1998)。民意與公共管理。臺北:商鼎。  延伸查詢new window
20.Peters, B. G.(1995)。The Politics of Bureaucracy: A Comparative Perspectives。New York。  new window
21.Coase, Ronald H.、陳坤銘、李華夏(1995)。廠商、市場與法律。臺北:遠流出版社。  延伸查詢new window
22.Mintzberg, H.(1993)。Structure in fives: Designing effective organizations。Englewood Cliffs, NJ:Prentice-Hall, Inc.。  new window
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28.Miller, G. J.(1992)。Managerial Dilemmas: The Political Economy of Hierarchy。Cambridge。  new window
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圖書論文
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4.馬紹章(1998)。民意機構與政務領導。公共管理。台北:商鼎出版社。  延伸查詢new window
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17.Williamson, Oliver E.(1996)。Corporate Finance & Corporate Governance。The Mechanisms of Governance。New York, NY:Oxford University Press。  new window
 
 
 
 
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